The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COM | 88579Y101 | 306 | 1,865 | SH | SOLE | None | 0 | 0 | 1,865 | |
ALPS ALERIAN MLP ETF | ALERIAN MLP | 00162Q866 | 478 | 52,351 | SH | SOLE | None | 0 | 0 | 52,351 | |
AMAZON.COM INC | COM | 023135106 | 682 | 393 | SH | SOLE | None | 0 | 0 | 393 | |
APPLE INC | COM | 037833100 | 1,048 | 4,681 | SH | SOLE | None | 0 | 0 | 4,681 | |
AT&T INC | COM | 00206R102 | 491 | 12,980 | SH | SOLE | None | 0 | 0 | 12,980 | |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | COM | 06760L100 | 687 | 39,518 | SH | SOLE | None | 0 | 0 | 39,518 | |
BERKSHIRE HATHAWAY INC CL B NEW | CL B NEW | 084670702 | 231 | 1,115 | SH | SOLE | None | 0 | 0 | 1,115 | |
BLACKSTONE/GSO LONG SHORT CREDIT INCOME FUND | COM SHS BN INT | 09257D102 | 246 | 15,600 | SH | SOLE | None | 0 | 0 | 15,600 | |
BOEING CO | COM | 097023105 | 545 | 1,434 | SH | SOLE | None | 0 | 0 | 1,434 | |
CALAMOS CONVERTIBLE OPP & INC FUND SHS BEN INT | SH BEN INT | 128117108 | 167 | 16,052 | SH | SOLE | None | 0 | 0 | 16,052 | |
CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND | COM | 12811V105 | 248 | 12,344 | SH | SOLE | None | 0 | 0 | 12,344 | |
CENTRAL VY CMNTY BANCORP | COM | 155685100 | 415 | 20,413 | SH | SOLE | None | 0 | 0 | 20,413 | |
CHEVRON CORP | COM | 166764100 | 1,312 | 11,065 | SH | SOLE | None | 0 | 0 | 11,065 | |
CISCO SYSTEMS INC | COM | 17275R102 | 434 | 8,799 | SH | SOLE | None | 0 | 0 | 8,799 | |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC | COM | 18469P100 | 104 | 12,000 | SH | SOLE | None | 0 | 0 | 12,000 | |
CORNERSTONE STRATEGIC VALUE FUND INC PAR 0.001 | COM | 21924B302 | 2,092 | 184,180 | SH | SOLE | None | 0 | 0 | 184,180 | |
CORNERSTONE TOTAL RETURN FUND INC PAR 0.01 | COM | 21924U300 | 1,874 | 170,537 | SH | SOLE | None | 0 | 0 | 170,537 | |
EATON VANCE LIMITED DURATION INCOME FUND | COM | 27828H105 | 138 | 11,118 | SH | SOLE | None | 0 | 0 | 11,118 | |
EATON VANCE TAX MANAGED GLBL DIVERSIFIED EQUITY INCOME FUND | COM | 27829F108 | 137 | 16,783 | SH | SOLE | None | 0 | 0 | 16,783 | |
ESSENTIAL PROPERTIES REALTY TRUST INC | COM | 29670E107 | 313 | 13,675 | SH | SOLE | None | 0 | 0 | 13,675 | |
EVERSOURCE ENERGY | COM | 30040W108 | 225 | 2,642 | SH | SOLE | None | 0 | 0 | 2,642 | |
EXXON MOBIL CORP | COM | 30231G102 | 887 | 12,563 | SH | SOLE | None | 0 | 0 | 12,563 | |
FIRST TRUST DOW JONES INTERNET INDEX ETF | DJ INTERNT IDX | 33733E302 | 452 | 3,363 | SH | SOLE | None | 0 | 0 | 3,363 | |
FIRST TRUST IV ENHANCED SHORT MATURITY ETF NEW | FIRST TR ENH NEW | 33739Q408 | 583 | 9,707 | SH | SOLE | None | 0 | 0 | 9,707 | |
FIRST TRUST VALUE LINE DIVIDEND INDEX ETF | SHS | 33734H106 | 608 | 17,454 | SH | SOLE | None | 0 | 0 | 17,454 | |
FRANKLIN LTD DURATION INCOME TRUST | COM | 35472T101 | 1,261 | 135,525 | SH | SOLE | None | 0 | 0 | 135,525 | |
GABELLI HEALTHCARE & WELLNESS TRUST | SHS | 36246K103 | 222 | 21,346 | SH | SOLE | None | 0 | 0 | 21,346 | |
GENERAL ELECTRIC CO | COM | 369604103 | 108 | 12,161 | SH | SOLE | None | 0 | 0 | 12,161 | |
GENERAL MILLS INC | COM | 370334104 | 299 | 5,433 | SH | SOLE | None | 0 | 0 | 5,433 | |
HARLEY DAVIDSON INC | COM | 412822108 | 287 | 8,000 | SH | SOLE | None | 0 | 0 | 8,000 | |
HOME DEPOT INC | COM | 437076102 | 206 | 892 | SH | SOLE | None | 0 | 0 | 892 | |
INTEL CORP | COM | 458140100 | 268 | 5,212 | SH | SOLE | None | 0 | 0 | 5,212 | |
INVESCO CALIFORNIA | CALIF AMT MUN | 46138E206 | 220 | 8,067 | SH | SOLE | None | 0 | 0 | 8,067 | |
INVESCO EXCHANGE S&P 500 LOW VOLATILITY ETF | S&P500 LOW VOL | 46138E354 | 1,383 | 23,890 | SH | SOLE | None | 0 | 0 | 23,890 | |
INVESCO LTD | SHS | G491BT108 | 261 | 15,425 | SH | SOLE | None | 0 | 0 | 15,425 | |
ISHARES | 0-5YR INVT GR CP | 46434V100 | 361 | 7,071 | SH | SOLE | None | 0 | 0 | 7,071 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BD ETF | BROAD USD HIGH | 46435U853 | 1,730 | 42,254 | SH | SOLE | None | 0 | 0 | 42,254 | |
ISHARES CORE | CORE LT USDB ETF | 464289479 | 203 | 2,941 | SH | SOLE | None | 0 | 0 | 2,941 | |
ISHARES CORE DIVIDEND GROWTH ETF | CORE DIV GRWTH | 46434V621 | 478 | 12,232 | SH | SOLE | None | 0 | 0 | 12,232 | |
ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 985 | 16,129 | SH | SOLE | None | 0 | 0 | 16,129 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 10,499 | 214,182 | SH | SOLE | None | 0 | 0 | 214,182 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 356 | 1,192 | SH | SOLE | None | 0 | 0 | 1,192 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 2,965 | 15,345 | SH | SOLE | None | 0 | 0 | 15,345 | |
ISHARES CORE S&P U S GROWTH ETF | CORE S&P US GWT | 464287671 | 2,716 | 43,205 | SH | SOLE | None | 0 | 0 | 43,205 | |
ISHARES CORE S&P U S VALUE ETF | CORE S&P US VLU | 464287663 | 2,135 | 36,941 | SH | SOLE | None | 0 | 0 | 36,941 | |
ISHARES EDGE MSCI MIN VOLATILITY EAFE ETF | MIN VOL EAFE ETF | 46429B689 | 526 | 7,189 | SH | SOLE | None | 0 | 0 | 7,189 | |
ISHARES EDGE MSCI MIN VOLATILITY EMERGING MARKETS ETF | MIN VOL EMRG MKT | 464286533 | 730 | 12,798 | SH | SOLE | None | 0 | 0 | 12,798 | |
ISHARES EDGE MSCI MIN VOLATILITY ETF | MSCI MIN VOL ETF | 46429B697 | 5,089 | 79,401 | SH | SOLE | None | 0 | 0 | 79,401 | |
ISHARES EDGE MSCI USA QUALITY FACTOR ETF | USA QUALITY FCTR | 46432F339 | 2,554 | 27,646 | SH | SOLE | None | 0 | 0 | 27,646 | |
ISHARES EDGE U S FIXED INCOME BALANCED RISK ETF | EDGE US FIXD INM | 46435U796 | 426 | 4,212 | SH | SOLE | None | 0 | 0 | 4,212 | |
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF | JPMORGAN USD EMG | 464288281 | 878 | 7,748 | SH | SOLE | None | 0 | 0 | 7,748 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,827 | 12,078 | SH | SOLE | None | 0 | 0 | 12,078 | |
ISHARES RUSSELL MID CAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 2,337 | 16,535 | SH | SOLE | None | 0 | 0 | 16,535 | |
ISHARES RUSSELL MID CAP VALUE ETF | RUS MDCP VAL ETF | 464287473 | 203 | 2,271 | SH | SOLE | None | 0 | 0 | 2,271 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 1,250 | 10,752 | SH | SOLE | None | 0 | 0 | 10,752 | |
ISHARES TREASURY FLOATING RATE BOND ETF | TRS FLT RT BD | 46434V860 | 755 | 15,034 | SH | SOLE | None | 0 | 0 | 15,034 | |
IVY HIGH INCOME OPPTY FUND | COM | 465893105 | 174 | 12,700 | SH | SOLE | None | 0 | 0 | 12,700 | |
JOHNSON & JOHNSON | COM | 478160104 | 288 | 2,229 | SH | SOLE | None | 0 | 0 | 2,229 | |
JPMORGAN | ULTRA SHRT INC | 46641Q837 | 393 | 7,798 | SH | SOLE | None | 0 | 0 | 7,798 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,885 | 16,024 | SH | SOLE | None | 0 | 0 | 16,024 | |
MEDICAL PROPERTIES TRUST | COM | 58463J304 | 276 | 14,140 | SH | SOLE | None | 0 | 0 | 14,140 | |
MICROSOFT CORP | COM | 594918104 | 579 | 4,165 | SH | SOLE | None | 0 | 0 | 4,165 | |
PEPSICO INC | COM | 713448108 | 235 | 1,720 | SH | SOLE | None | 0 | 0 | 1,720 | |
REALTY INCOME CORP | COM | 756109104 | 1,238 | 16,148 | SH | SOLE | None | 0 | 0 | 16,148 | |
RIVERNORTH DOUBLELINE STRATEGIC OPPTY FD | COM | 76882G107 | 248 | 14,243 | SH | SOLE | None | 0 | 0 | 14,243 | |
SEMPRA ENERGY | COM | 816851109 | 281 | 1,907 | SH | SOLE | None | 0 | 0 | 1,907 | |
SPDR BLACKSTONE GSO SR LN ETF | BLKSTN GSOSRLN | 78467V608 | 1,100 | 23,759 | SH | SOLE | None | 0 | 0 | 23,759 | |
SPDR BLOOMBERG | BLOOMBERG BRCLYS | 78468R622 | 288 | 2,654 | SH | SOLE | None | 0 | 0 | 2,654 | |
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | SPDR TR TACTIC | 78467V848 | 240 | 4,893 | SH | SOLE | None | 0 | 0 | 4,893 | |
SPDR PORTFOLIO S&P 500 GROWTH ETF | PRTFLO S&P500 GW | 78464A409 | 22,617 | 581,584 | SH | SOLE | None | 0 | 0 | 581,584 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 27,921 | 873,647 | SH | SOLE | None | 0 | 0 | 873,647 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 370 | 1,248 | SH | SOLE | None | 0 | 0 | 1,248 | |
SPDR SERIES TRUST S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 218 | 2,133 | SH | SOLE | None | 0 | 0 | 2,133 | |
SPROTT PHYSICAL GOLD & SILVER TRUST UNIT | TR UNIT | 85208R101 | 182 | 12,853 | SH | SOLE | None | 0 | 0 | 12,853 | |
TELADOC HEALTH INC | COM | 87918A105 | 294 | 4,350 | SH | SOLE | None | 0 | 0 | 4,350 | |
UNION PACIFIC CORP | COM | 907818108 | 287 | 1,773 | SH | SOLE | None | 0 | 0 | 1,773 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 219 | 1,010 | SH | SOLE | None | 0 | 0 | 1,010 | |
VANECK VECTORS | HIGH YLD MUN ETF | 92189H409 | 318 | 4,941 | SH | SOLE | None | 0 | 0 | 4,941 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 835 | 6,985 | SH | SOLE | None | 0 | 0 | 6,985 | |
VANGUARD INTERMEDIATE TERM CORP BOND ETF | INT-TERM CORP | 92206C870 | 4,654 | 51,010 | SH | SOLE | None | 0 | 0 | 51,010 | |
VANGUARD MID CAP VALUE ETF | MCAP VL IDXVIP | 922908512 | 357 | 3,165 | SH | SOLE | None | 0 | 0 | 3,165 | |
VANGUARD SMALL CAP GROWTH ETF | SML CP GRW ETF | 922908595 | 638 | 3,507 | SH | SOLE | None | 0 | 0 | 3,507 | |
VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 | 1,987 | 15,427 | SH | SOLE | None | 0 | 0 | 15,427 | |
VANGUARD TOTAL BOND MARKET ETF | TOTAL BND MRKT | 921937835 | 5,489 | 65,020 | SH | SOLE | None | 0 | 0 | 65,020 | |
VANGUARD TOTAL STOCK MARKET ETF | TOTAL STK MKT | 922908769 | 24,076 | 159,445 | SH | SOLE | None | 0 | 0 | 159,445 | |
VISA INC CL A | COM CL A | 92826C839 | 224 | 1,305 | SH | SOLE | None | 0 | 0 | 1,305 | |
VOYA GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY | COM | 92912T100 | 389 | 64,894 | SH | SOLE | None | 0 | 0 | 64,894 | |
WALT DISNEY CO | COM DISNEY | 254687106 | 242 | 1,857 | SH | SOLE | None | 0 | 0 | 1,857 |