The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COM | 88579Y101 | 292 | 1,690 | SH | SOLE | None | 0 | 0 | 1,690 | |
ALPS ALERIAN MLP ETF | ALERIAN MLP | 00162Q866 | 579 | 58,867 | SH | SOLE | None | 0 | 0 | 58,867 | |
AMAZON.COM INC | COM | 023135106 | 719 | 380 | SH | SOLE | None | 0 | 0 | 380 | |
APPLE INC | COM | 037833100 | 936 | 4,733 | SH | SOLE | None | 0 | 0 | 4,733 | |
AT&T INC | COM | 00206R102 | 434 | 12,955 | SH | SOLE | None | 0 | 0 | 12,955 | |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | COM | 06760L100 | 690 | 39,080 | SH | SOLE | None | 0 | 0 | 39,080 | |
BERKSHIRE HATHAWAY INC CL B NEW | CL B NEW | 084670702 | 237 | 1,115 | SH | SOLE | None | 0 | 0 | 1,115 | |
BLACKSTONE/GSO LONG SHORT CREDIT INCOME FUND | COM SHS BN INT | 09257D102 | 244 | 15,600 | SH | SOLE | None | 0 | 0 | 15,600 | |
BOEING CO | COM | 097023105 | 500 | 1,374 | SH | SOLE | None | 0 | 0 | 1,374 | |
CALAMOS CONVERTIBLE OPP & INC FUND SHS BEN INT | SH BEN INT | 128117108 | 168 | 16,000 | SH | SOLE | None | 0 | 0 | 16,000 | |
CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND | COM | 12811V105 | 288 | 14,300 | SH | SOLE | None | 0 | 0 | 14,300 | |
CENTRAL VY CMNTY BANCORP | COM | 155685100 | 435 | 20,303 | SH | SOLE | None | 0 | 0 | 20,303 | |
CHEVRON CORP | COM | 166764100 | 1,346 | 10,816 | SH | SOLE | None | 0 | 0 | 10,816 | |
CISCO SYSTEMS INC | COM | 17275R102 | 509 | 9,302 | SH | SOLE | None | 0 | 0 | 9,302 | |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC | COM | 18469P100 | 113 | 12,300 | SH | SOLE | None | 0 | 0 | 12,300 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 237 | 2,708 | SH | SOLE | None | 0 | 0 | 2,708 | |
CORNERSTONE STRATEGIC VALUE FUND INC PAR 0.001 | COM | 21924B302 | 1,806 | 155,191 | SH | SOLE | None | 0 | 0 | 155,191 | |
CORNERSTONE TOTAL RETURN FUND INC PAR 0.01 | COM | 21924U300 | 1,557 | 137,571 | SH | SOLE | None | 0 | 0 | 137,571 | |
COSTCO WHOLESALE CORP | COM | 22160K105 | 200 | 759 | SH | SOLE | None | 0 | 0 | 759 | |
DTE ENERGY CO | COM | 233331107 | 258 | 2,024 | SH | SOLE | None | 0 | 0 | 2,024 | |
EATON VANCE LIMITED DURATION INCOME FUND | COM | 27828H105 | 139 | 11,017 | SH | SOLE | None | 0 | 0 | 11,017 | |
EATON VANCE TAX MANAGED GLBL DIVERSIFIED EQUITY INCOME FUND | COM | 27829F108 | 137 | 16,610 | SH | SOLE | None | 0 | 0 | 16,610 | |
EVERGY INC | COM | 30034W106 | 278 | 4,629 | SH | SOLE | None | 0 | 0 | 4,629 | |
EVERSOURCE ENERGY | COM | 30040W108 | 320 | 4,224 | SH | SOLE | None | 0 | 0 | 4,224 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,090 | 14,227 | SH | SOLE | None | 0 | 0 | 14,227 | |
FACEBOOK INC CL A | CL A | 30303M102 | 214 | 1,113 | SH | SOLE | None | 0 | 0 | 1,113 | |
FIRST TRUST DOW JONES INTERNET INDEX ETF | DJ INTERNT IDX | 33733E302 | 490 | 3,413 | SH | SOLE | None | 0 | 0 | 3,413 | |
FIRST TRUST IV ENHANCED SHORT MATURITY ETF NEW | FIRST TR ENH NEW | 33739Q408 | 504 | 8,393 | SH | SOLE | None | 0 | 0 | 8,393 | |
FIRST TRUST VALUE LINE DIVIDEND INDEX ETF | SHS | 33734H106 | 489 | 14,493 | SH | SOLE | None | 0 | 0 | 14,493 | |
FRANKLIN LTD DURATION INCOME TRUST | COM | 35472T101 | 1,263 | 131,255 | SH | SOLE | None | 0 | 0 | 131,255 | |
GABELLI HEALTHCARE & WELLNESS TRUST | SHS | 36246K103 | 193 | 18,322 | SH | SOLE | None | 0 | 0 | 18,322 | |
GENERAL ELECTRIC CO | COM | 369604103 | 147 | 14,080 | SH | SOLE | None | 0 | 0 | 14,080 | |
GENERAL MILLS INC | COM | 370334104 | 285 | 5,433 | SH | SOLE | None | 0 | 0 | 5,433 | |
HARLEY DAVIDSON INC | COM | 412822108 | 286 | 8,000 | SH | SOLE | None | 0 | 0 | 8,000 | |
INTEL CORP | COM | 458140100 | 225 | 4,715 | SH | SOLE | None | 0 | 0 | 4,715 | |
INVESCO CALIFORNIA | CALIF AMT MUN | 46138E206 | 215 | 8,017 | SH | SOLE | None | 0 | 0 | 8,017 | |
INVESCO EXCHANGE S&P 500 LOW VOLATILITY ETF | S&P500 LOW VOL | 46138E354 | 1,323 | 24,054 | SH | SOLE | None | 0 | 0 | 24,054 | |
INVESCO QQQ ETF | UNIT SER 1 | 46090E103 | 400 | 2,142 | SH | SOLE | None | 0 | 0 | 2,142 | |
INVESCO SENIOR INCOME TR | COM | 46131H107 | 111 | 25,855 | SH | SOLE | None | 0 | 0 | 25,855 | |
ISHARES | 0-5YR INVT GR CP | 46434V100 | 328 | 6,441 | SH | SOLE | None | 0 | 0 | 6,441 | |
ISHARES CORE DIVIDEND GROWTH ETF | CORE DIV GRWTH | 46434V621 | 366 | 9,599 | SH | SOLE | None | 0 | 0 | 9,599 | |
ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 1,506 | 24,532 | SH | SOLE | None | 0 | 0 | 24,532 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | CORE MSCI EMKT | 46434G103 | 10,859 | 211,113 | SH | SOLE | None | 0 | 0 | 211,113 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 226 | 770 | SH | SOLE | None | 0 | 0 | 770 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 3,498 | 18,008 | SH | SOLE | None | 0 | 0 | 18,008 | |
ISHARES CORE S&P U S GROWTH ETF | CORE S&P US GWT | 464287671 | 2,669 | 42,582 | SH | SOLE | None | 0 | 0 | 42,582 | |
ISHARES CORE S&P U S VALUE ETF | CORE S&P US VLU | 464287663 | 2,027 | 35,789 | SH | SOLE | None | 0 | 0 | 35,789 | |
ISHARES EDGE MSCI MIN VOLATILITY EAFE ETF | MIN VOL EAFE ETF | 46429B689 | 412 | 5,681 | SH | SOLE | None | 0 | 0 | 5,681 | |
ISHARES EDGE MSCI MIN VOLATILITY EMERGING MARKETS ETF | MIN VOL EMRG MKT | 464286533 | 874 | 14,853 | SH | SOLE | None | 0 | 0 | 14,853 | |
ISHARES EDGE MSCI MIN VOLATILITY ETF | MIN VOL USA ETF | 46429B697 | 3,598 | 58,298 | SH | SOLE | None | 0 | 0 | 58,298 | |
ISHARES EDGE U S FIXED INCOME BALANCED RISK ETF | EDGE US FIXD INM | 46435U796 | 387 | 3,834 | SH | SOLE | None | 0 | 0 | 3,834 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,761 | 11,326 | SH | SOLE | None | 0 | 0 | 11,326 | |
ISHARES RUSSELL MID CAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 5,123 | 35,928 | SH | SOLE | None | 0 | 0 | 35,928 | |
ISHARES RUSSELL MID CAP VALUE ETF | RUS MDCP VAL ETF | 464287473 | 565 | 6,339 | SH | SOLE | None | 0 | 0 | 6,339 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 1,784 | 15,453 | SH | SOLE | None | 0 | 0 | 15,453 | |
ISHARES TREASURY FLOATING RATE BOND ETF | TRS FLT RT BD | 46434V860 | 724 | 14,396 | SH | SOLE | None | 0 | 0 | 14,396 | |
ISHARES U S TRUST SHORT MATURITY BOND ETF | SHT MAT BD ETF | 46431W507 | 226 | 4,500 | SH | SOLE | None | 0 | 0 | 4,500 | |
IVY HIGH INCOME OPPTY FUND | COM | 465893105 | 172 | 12,700 | SH | SOLE | None | 0 | 0 | 12,700 | |
JOHNSON & JOHNSON | COM | 478160104 | 322 | 2,317 | SH | SOLE | None | 0 | 0 | 2,317 | |
JPMORGAN | ULTRA SHRT INC | 46641Q837 | 302 | 6,000 | SH | SOLE | None | 0 | 0 | 6,000 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,782 | 15,947 | SH | SOLE | None | 0 | 0 | 15,947 | |
KAYNE ANDERSON MLP MIDSTREAM INVESTMENT CO | COM | 486606106 | 177 | 11,600 | SH | SOLE | None | 0 | 0 | 11,600 | |
MEDICAL PROPERTIES TRUST | COM | 58463J304 | 252 | 14,490 | SH | SOLE | None | 0 | 0 | 14,490 | |
MICROSOFT CORP | COM | 594918104 | 547 | 4,088 | SH | SOLE | None | 0 | 0 | 4,088 | |
PEPSICO INC | COM | 713448108 | 225 | 1,720 | SH | SOLE | None | 0 | 0 | 1,720 | |
REALTY INCOME CORP | COM | 756109104 | 1,113 | 16,143 | SH | SOLE | None | 0 | 0 | 16,143 | |
RIVERNORTH DOUBLELINE STRATEGIC OPPTY FD | COM | 76882G107 | 187 | 10,973 | SH | SOLE | None | 0 | 0 | 10,973 | |
SELECT SECTOR | RL EST SEL SEC | 81369Y860 | 330 | 8,996 | SH | SOLE | None | 0 | 0 | 8,996 | |
SEMPRA ENERGY | COM | 816851109 | 262 | 1,907 | SH | SOLE | None | 0 | 0 | 1,907 | |
SPDR BLACKSTONE GSO SR LN ETF | BLKSTN GSOSRLN | 78467V608 | 2,849 | 61,643 | SH | SOLE | None | 0 | 0 | 61,643 | |
SPDR BLOOMBERG | BLOOMBERG BRCLYS | 78468R622 | 976 | 8,968 | SH | SOLE | None | 0 | 0 | 8,968 | |
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | SPDR TR TACTIC | 78467V848 | 223 | 4,544 | SH | SOLE | None | 0 | 0 | 4,544 | |
SPDR PORTFOLIO S&P 500 GROWTH ETF | PRTFLO S&P500 GW | 78464A409 | 20,580 | 531,391 | SH | SOLE | None | 0 | 0 | 531,391 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 21,372 | 683,262 | SH | SOLE | None | 0 | 0 | 683,262 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 346 | 1,181 | SH | SOLE | None | 0 | 0 | 1,181 | |
SPDR SERIES TRUST S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 213 | 2,118 | SH | SOLE | None | 0 | 0 | 2,118 | |
SPROTT PHYSICAL GOLD & SILVER TRUST UNIT | TR UNIT | 85208R101 | 217 | 16,453 | SH | SOLE | None | 0 | 0 | 16,453 | |
STONECO LTD | COM CL A | G85158106 | 306 | 10,350 | SH | SOLE | None | 0 | 0 | 10,350 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 295 | 1,210 | SH | SOLE | None | 0 | 0 | 1,210 | |
UNITI GROUP INC | COM | 91325V108 | 103 | 10,895 | SH | SOLE | None | 0 | 0 | 10,895 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 803 | 6,977 | SH | SOLE | None | 0 | 0 | 6,977 | |
VANGUARD INTERMEDIATE TERM CORP BOND ETF | INT-TERM CORP | 92206C870 | 4,476 | 49,819 | SH | SOLE | None | 0 | 0 | 49,819 | |
VANGUARD SMALL CAP GROWTH ETF | SML CP GRW ETF | 922908595 | 970 | 5,214 | SH | SOLE | None | 0 | 0 | 5,214 | |
VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 | 2,281 | 17,481 | SH | SOLE | None | 0 | 0 | 17,481 | |
VANGUARD TOTAL BOND MARKET ETF | TOTAL BND MRKT | 921937835 | 4,675 | 56,282 | SH | SOLE | None | 0 | 0 | 56,282 | |
VANGUARD TOTAL STOCK MARKET ETF | TOTAL STK MKT | 922908769 | 23,300 | 155,244 | SH | SOLE | None | 0 | 0 | 155,244 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 336 | 5,892 | SH | SOLE | None | 0 | 0 | 5,892 | |
VISA INC CL A | COM CL A | 92826C839 | 234 | 1,350 | SH | SOLE | None | 0 | 0 | 1,350 | |
VOYA GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY | COM | 92912T100 | 419 | 64,336 | SH | SOLE | None | 0 | 0 | 64,336 | |
WALT DISNEY CO | COM DISNEY | 254687106 | 244 | 1,751 | SH | SOLE | None | 0 | 0 | 1,751 |