0001213900-19-007882.txt : 20190506
0001213900-19-007882.hdr.sgml : 20190506
20190506164236
ACCESSION NUMBER: 0001213900-19-007882
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190307
FILED AS OF DATE: 20190506
DATE AS OF CHANGE: 20190506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tortoise Investments, LLC
CENTRAL INDEX KEY: 0001730884
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38823
FILM NUMBER: 19799853
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tortoise Borrower LLC
CENTRAL INDEX KEY: 0001735321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38823
FILM NUMBER: 19799854
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9139811020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tortoise Sponsor LLC
CENTRAL INDEX KEY: 0001768532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38823
FILM NUMBER: 19799855
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: (913) 981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tortoise Acquisition Corp.
CENTRAL INDEX KEY: 0001759631
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: (913) 981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
4
1
ownership.xml
X0306
4
2019-03-07
0
0001759631
Tortoise Acquisition Corp.
SHLL
0001768532
Tortoise Sponsor LLC
11550 ASH STREET, SUITE 300
LEAWOOD
KS
66211
0
0
1
0
0001735321
Tortoise Borrower LLC
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
0
0
1
0
0001730884
Tortoise Investments, LLC
11550 ASH STREET, SUITE 300
LEAWOOD
KS
66211
0
0
1
0
Class B Common Stock
2019-03-07
4
J
0
643520
D
Class A Common Stock
643520
4439605
I
See foot note
The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
The Class B Common Stock owned by Tortoise Sponsor LLC included up to 843,750 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-229537). Because the underwriters exercised their over-allotment option in part, Tortoise Sponsor LLC forfeited 643,520 shares of Class B Common Stock on March 7, 2019 for cancellation by the Issuer.
Tortoise Sponsor LLC is the record holder of the shares reported herein. Tortoise Borrower LLC is the managing member of Tortoise Sponsor LLC. Tortoise Parent Holdco LLC is the sole member of Tortoise Borrower LLC, and Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC. Accordingly, Tortoise Borrower LLC and Tortoise Investments, LLC may be deemed to have or share beneficial ownership of the shares of Class B Common Stock held directly by Tortoise Sponsor LLC. The address of each of Tortoise Borrower LLC and Tortoise Investments, LLC is 11550 Ash Street, Suite 300, Leawood, Kansas 66211.
/s/ Tortoise Sponsor LLC, by Steven C. Schnitzer as Attorney-in-Fact
2019-05-06
/s/ Tortoise Borrower LLC, by Steven C. Schnitzer as Attorney-in-Fact
2019-05-06
/s/ Tortoise Investments, LLC, by Steven C. Schnitzer as Attorney-in-Fact
2019-05-06