0001213900-19-007882.txt : 20190506 0001213900-19-007882.hdr.sgml : 20190506 20190506164236 ACCESSION NUMBER: 0001213900-19-007882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortoise Investments, LLC CENTRAL INDEX KEY: 0001730884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19799853 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortoise Borrower LLC CENTRAL INDEX KEY: 0001735321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19799854 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9139811020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortoise Sponsor LLC CENTRAL INDEX KEY: 0001768532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19799855 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Acquisition Corp. CENTRAL INDEX KEY: 0001759631 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 ownership.xml X0306 4 2019-03-07 0 0001759631 Tortoise Acquisition Corp. SHLL 0001768532 Tortoise Sponsor LLC 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 1 0 0001735321 Tortoise Borrower LLC 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 0 1 0 0001730884 Tortoise Investments, LLC 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 1 0 Class B Common Stock 2019-03-07 4 J 0 643520 D Class A Common Stock 643520 4439605 I See foot note The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B Common Stock owned by Tortoise Sponsor LLC included up to 843,750 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-229537). Because the underwriters exercised their over-allotment option in part, Tortoise Sponsor LLC forfeited 643,520 shares of Class B Common Stock on March 7, 2019 for cancellation by the Issuer. Tortoise Sponsor LLC is the record holder of the shares reported herein. Tortoise Borrower LLC is the managing member of Tortoise Sponsor LLC. Tortoise Parent Holdco LLC is the sole member of Tortoise Borrower LLC, and Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC. Accordingly, Tortoise Borrower LLC and Tortoise Investments, LLC may be deemed to have or share beneficial ownership of the shares of Class B Common Stock held directly by Tortoise Sponsor LLC. The address of each of Tortoise Borrower LLC and Tortoise Investments, LLC is 11550 Ash Street, Suite 300, Leawood, Kansas 66211. /s/ Tortoise Sponsor LLC, by Steven C. Schnitzer as Attorney-in-Fact 2019-05-06 /s/ Tortoise Borrower LLC, by Steven C. Schnitzer as Attorney-in-Fact 2019-05-06 /s/ Tortoise Investments, LLC, by Steven C. Schnitzer as Attorney-in-Fact 2019-05-06