Compliance Officer

0001730765-22-000004.txt : 20221101 0001730765-22-000004.hdr.sgml : 20221101 20221101161628 ACCESSION NUMBER: 0001730765-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 EFFECTIVENESS DATE: 20221101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Capital Management CENTRAL INDEX KEY: 0001730765 IRS NUMBER: 811162554 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21297 FILM NUMBER: 221350441 BUSINESS ADDRESS: STREET 1: 1610 WYNKOOP STREET STREET 2: SUITE 550 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7203995555 MAIL ADDRESS: STREET 1: 1610 WYNKOOP STREET STREET 2: SUITE 550 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001730765 XXXXXXXX 09-30-2022 09-30-2022 Triumph Capital Management

1610 WYNKOOP STREET SUITE 550 DENVER CO 80202

13F HOLDINGS REPORT 028-21297 N Christopher Nani Compliance Officer 720-399-9252 Christopher Nani Denver CO 11-01-2022 0 187 183630 false INFORMATION TABLE 2 q32022holdingsreport.xml Q3 2022 13F 3M CO COM COM 88579Y101 1278 11565 SH SOLE 0 11565 0 0 ACCENTURE PLC IRELAND SHS CLASS A COM G1151C101 233 905 SH SOLE 0 905 0 0 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 753 2738 SH SOLE 0 2738 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 938 14807 SH SOLE 0 14807 0 0 AIR TRANSPORT SERVICES GRP INC COM COM 00922R105 549 22800 SH SOLE 0 22800 0 0 ALLY FINL INC COM COM 02005N100 696 25020 SH SOLE 0 25020 0 0 ALPHABET INC CAP STK CL A COM 02079K305 245 2558 SH SOLE 0 2558 0 0 ALPHABET INC CAP STK CL C COM 02079K107 581 6038 SH SOLE 0 6038 0 0 AMAZON COM INC COM COM 023135106 732 6474 SH SOLE 0 6474 0 0 AMCOR PLC ORD COM G0250X107 154 14381 SH SOLE 0 14381 0 0 AMERICAN EXPRESS CO COM COM 025816109 419 3104 SH SOLE 0 3104 0 0 AON PLC SHS CL A COM G0403H108 1727 6449 SH SOLE 0 6449 0 0 APPLE INC COM COM 037833100 1422 10287 SH SOLE 0 10287 0 0 AT&T INC COM COM 00206R102 812 52953 SH SOLE 0 52953 0 0 B & G FOODS INC NEW COM COM 05508R106 500 30321 SH SOLE 0 30321 0 0 BAXTER INTL INC COM COM 071813109 327 6039 SH SOLE 0 6039 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 2363 8850 SH SOLE 0 8850 0 0 BLACKSTONE INC COM COM 09260D107 387 4625 SH SOLE 0 4625 0 0 CAESARS ENTERTAINMENT INC NEW COM COM 12769G100 216 6706 SH SOLE 0 6706 0 0 CIA ENERGETICA DE MINAS GERAIS SP ADR N-V PFD ADR 204409601 29 14493 SH SOLE 0 14493 0 0 CION INVT CORP COM COM 17259U204 306 35994 SH SOLE 0 35994 0 0 CITIGROUP INC COM NEW COM 172967424 340 8168 SH SOLE 0 8168 0 0 CLEVELAND-CLIFFS INC NEW COM COM 185899101 404 30000 SH SOLE 0 30000 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDR FUND ETF 81369Y852 411 8583 SH SOLE 0 8583 0 0 CONAGRA BRANDS INC COM COM 205887102 500 15329 SH SOLE 0 15329 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 412 2891 SH SOLE 0 2891 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 243 3647 SH SOLE 0 3647 0 0 DELTA AIR LINES INC DEL COM NEW COM 247361702 512 18230 SH SOLE 0 18230 0 0 DISNEY WALT CO COM COM 254687106 290 3074 SH SOLE 0 3074 0 0 DLOCAL LTD CLASS A COM COM G29018101 291 14176 SH SOLE 0 14176 0 0 DOW INC COM COM 260557103 228 5189 SH SOLE 0 5189 0 0 DUOLINGO INC CL A COM COM 26603R106 255 2674 SH SOLE 0 2674 0 0 EDISON INTL COM COM 281020107 531 9391 SH SOLE 0 9391 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 842 11689 SH SOLE 0 11689 0 0 FIDELITY DIVIDEND ETF FOR RISING RATES ETF 316092832 264 7455 SH SOLE 0 7455 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2902 95582 SH SOLE 0 95582 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 3156 47517 SH SOLE 0 47517 0 0 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 3473 57489 SH SOLE 0 57489 0 0 FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND ETF 33734X200 1982 106912 SH SOLE 0 106912 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 403 3191 SH SOLE 0 3191 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 3665 61663 SH SOLE 0 61663 0 0 FIRST TRUST INDXX GLOBAL NATURAL RESOURCES INCOME ETF ETF 33734X838 263 21584 SH SOLE 0 21584 0 0 FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 33739Q200 2581 54516 SH SOLE 0 54516 0 0 FIRST TRUST MATERIALS ALPHADEX FUND ETF 33734X168 257 4952 SH SOLE 0 4952 0 0 FIRST TRUST NASDAQ CYBERSECURITY ETF ETF 33734X846 2370 61534 SH SOLE 0 61534 0 0 FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 33739E108 5368 321434 SH SOLE 0 321434 0 0 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF ETF 33738R506 1555 39996 SH SOLE 0 39996 0 0 FIRST TRUST SENIOR LOAN FUND ETF 33738D309 1067 24202 SH SOLE 0 24202 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 346 9033 SH SOLE 0 9033 0 0 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 8037 184588 SH SOLE 0 184588 0 0 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 33740F888 822 34510 SH SOLE 0 34510 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 2541 70997 SH SOLE 0 70997 0 0 FOLIOBEYOND RISING RATES ETF ETF 886364637 227 7186 SH SOLE 0 7186 0 0 FORD MTR CO DEL COM COM 345370860 897 80049 SH SOLE 0 80049 0 0 FT CBOE VEST BUFFERED ALLOCATION DEFENSIVE ETF ETF 33740U760 263 14527 SH SOLE 0 14527 0 0 FT CBOE VEST FUND OF DEEP BUFFER ETF ETF 33740U703 291 15244 SH SOLE 0 15244 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - MAY ETF 33740F748 208 6263 SH SOLE 0 6263 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - NOVEMBER ETF 33740F847 202 6129 SH SOLE 0 6129 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - DECEMBER ETF 33740U406 221 7368 SH SOLE 0 7368 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JUNE ETF 33740F714 205 6608 SH SOLE 0 6608 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - MARCH ETF 33740F615 361 12304 SH SOLE 0 12304 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - SEPTEMBER ETF 33740F680 206 7021 SH SOLE 0 7021 0 0 GILEAD SCIENCES INC COM COM 375558103 568 9203 SH SOLE 0 9203 0 0 GLOBAL E ONLINE LTD SHS COM M5216V106 271 10127 SH SOLE 0 10127 0 0 GLOBAL X ALTERNATIVE INCOME ETF ETF 37954Y806 922 86994 SH SOLE 0 86994 0 0 GLOBAL X LITHIUM & BATTERY TECH ETF ETF 37954Y855 249 3768 SH SOLE 0 3768 0 0 GLOBAL X MSCI CHINA CONSUMER DISCRETIONARY ETF ETF 37950E408 298 16647 SH SOLE 0 16647 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 428 56709 SH SOLE 0 56709 0 0 GLOBAL X SUPERDIVIDEND US ETF ETF 37950E291 796 45159 SH SOLE 0 45159 0 0 GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 37954Y673 265 11482 SH SOLE 0 11482 0 0 GLOBAL X U.S. PREFERRED ETF ETF 37954Y657 627 30565 SH SOLE 0 30565 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 202 691 SH SOLE 0 691 0 0 GSK PLC SPONSORED ADR ADR 37733W204 641 21605 SH SOLE 0 21605 0 0 HALLIBURTON CO COM COM 406216101 622 25265 SH SOLE 0 25265 0 0 HAWAIIAN HOLDINGS INC COM COM 419879101 437 33250 SH SOLE 0 33250 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1326 10949 SH SOLE 0 10949 0 0 HOME DEPOT INC COM COM 437076102 353 1279 SH SOLE 0 1279 0 0 HUMANIGEN INC COM NEW COM 444863203 3 17000 SH SOLE 0 17000 0 0 INNOVATOR LOUP FRONTIER TECH ETF ETF 45782C862 308 11482 SH SOLE 0 11482 0 0 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY ETF 45782C300 1037 35533 SH SOLE 0 35533 0 0 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - MAY ETF 45782C292 272 10681 SH SOLE 0 10681 0 0 INTEL CORP COM COM 458140100 531 20623 SH SOLE 0 20623 0 0 INTUIT COM COM 461202103 202 522 SH SOLE 0 522 0 0 INVESCO QQQ TRUST ETF 46090E103 11683 43714 SH SOLE 0 43714 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2068 16244 SH SOLE 0 16244 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 945 23666 SH SOLE 0 23666 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 299 3110 SH SOLE 0 3110 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 207 2551 SH SOLE 0 2551 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 2111 18050 SH SOLE 0 18050 0 0 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 46435U853 343 10194 SH SOLE 0 10194 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2682 7479 SH SOLE 0 7479 0 0 ISHARES CYBERSECURITY & TECH ETF ETF 46435U135 521 15344 SH SOLE 0 15344 0 0 ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF ETF 464287515 274 1096 SH SOLE 0 1096 0 0 ISHARES GLOBAL CONSUMER STAPLES ETF ETF 464288737 356 6640 SH SOLE 0 6640 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 268 2618 SH SOLE 0 2618 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 558 7025 SH SOLE 0 7025 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 285 12010 SH SOLE 0 12010 0 0 ISHARES MBS ETF ETF 464288588 613 6691 SH SOLE 0 6691 0 0 ISHARES MSCI BRAZIL ETF ETF 464286400 323 10905 SH SOLE 0 10905 0 0 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 677 24365 SH SOLE 0 24365 0 0 ISHARES MSCI SINGAPORE ETF ETF 46434G780 496 29005 SH SOLE 0 29005 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1223 11762 SH SOLE 0 11762 0 0 ISHARES PREFERRED & INCOME SECURITIES ETF ETF 464288687 700 22099 SH SOLE 0 22099 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2953 17907 SH SOLE 0 17907 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 260 1260 SH SOLE 0 1260 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 454 5789 SH SOLE 0 5789 0 0 ISHARES SEMICONDUCTOR ETF ETF 464287523 268 842 SH SOLE 0 842 0 0 JACKSON FINANCIAL INC COM CL A COM 46817M107 692 24932 SH SOLE 0 24932 0 0 JFROG LTD ORD SHS COM M6191J100 267 12061 SH SOLE 0 12061 0 0 JOHNSON & JOHNSON COM COM 478160104 319 1951 SH SOLE 0 1951 0 0 JPMORGAN CHASE & CO COM COM 46625H100 563 5386 SH SOLE 0 5386 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 4539 90494 SH SOLE 0 90494 0 0 JUPITER WELLNESS INC COM NEW COM 48208F105 11 14000 SH SOLE 0 14000 0 0 MERCADOLIBRE INC COM COM 58733R102 584 706 SH SOLE 0 706 0 0 META PLATFORMS INC CL A COM 30303M102 826 6087 SH SOLE 0 6087 0 0 MGM RESORTS INTERNATIONAL COM COM 552953101 269 9043 SH SOLE 0 9043 0 0 MICRON TECHNOLOGY INC COM COM 595112103 209 4175 SH SOLE 0 4175 0 0 MICROSOFT CORP COM COM 594918104 2696 11574 SH SOLE 0 11574 0 0 NETFLIX INC COM COM 64110L106 899 3818 SH SOLE 0 3818 0 0 NEW YORK CMNTY BANCORP INC COM COM 649445103 315 36879 SH SOLE 0 36879 0 0 NEWELL BRANDS INC COM COM 651229106 259 18613 SH SOLE 0 18613 0 0 NIKE INC CL B COM 654106103 487 5833 SH SOLE 0 5833 0 0 NORWEGIAN CRUISE LINE HLDG LTD SHS COM G66721104 531 46767 SH SOLE 0 46767 0 0 NU HLDGS LTD ORD SHS CL A COM G6683N103 236 53721 SH SOLE 0 53721 0 0 NVIDIA CORPORATION COM COM 67066G104 1165 9601 SH SOLE 0 9601 0 0 OKTA INC CL A COM 679295105 597 10498 SH SOLE 0 10498 0 0 OLO INC CL A COM 68134L109 198 25070 SH SOLE 0 25070 0 0 PACER LUNT LARGE CAP ALTERNATOR ETF ETF 69374H717 533 14878 SH SOLE 0 14878 0 0 PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF ETF 69374H816 278 8724 SH SOLE 0 8724 0 0 PACER LUNT MIDCAP MULTI-FACTOR ALTERNATOR ETF ETF 69374H725 285 10229 SH SOLE 0 10229 0 0 PACER US CASH COWS 100 ETF ETF 69374H881 313 7623 SH SOLE 0 7623 0 0 PALANTIR TECHNOLOGIES INC CL A COM 69608A108 488 59999 SH SOLE 0 59999 0 0 PALO ALTO NETWORKS INC COM COM 697435105 508 3099 SH SOLE 0 3099 0 0 PAYPAL HLDGS INC COM COM 70450Y103 585 6795 SH SOLE 0 6795 0 0 PFIZER INC COM COM 717081103 550 12570 SH SOLE 0 12570 0 0 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF ETF 72201R817 473 5184 SH SOLE 0 5184 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 230 2187 SH SOLE 0 2187 0 0 PROCTER AND GAMBLE CO COM COM 742718109 1222 9680 SH SOLE 0 9680 0 0 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 1640 20512 SH SOLE 0 20512 0 0 QUALCOMM INC COM COM 747525103 327 2895 SH SOLE 0 2895 0 0 SAFETY INS GROUP INC COM COM 78648T100 458 5619 SH SOLE 0 5619 0 0 SCHLUMBERGER LTD COM STK COM 806857108 718 20011 SH SOLE 0 20011 0 0 SCHWAB SHORT-TERM US TREASURY ETF ETF 808524862 212 4388 SH SOLE 0 4388 0 0 SEA LTD SPONSORD ADS ADR 81141R100 617 11013 SH SOLE 0 11013 0 0 SHOPIFY INC CL A COM 82509L107 504 18715 SH SOLE 0 18715 0 0 SNOWFLAKE INC CL A COM 833445109 875 5151 SH SOLE 0 5151 0 0 SOFI TECHNOLOGIES INC COM COM 83406F102 1458 298857 SH SOLE 0 298857 0 0 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 235 5743 SH SOLE 0 5743 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 5303 57888 SH SOLE 0 57888 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 417 10389 SH SOLE 0 10389 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST ETF 78467X109 7513 26150 SH SOLE 0 26150 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 631 24468 SH SOLE 0 24468 0 0 SPDR PORTFOLIO EMERGING MARKETS ETF ETF 78463X509 543 17479 SH SOLE 0 17479 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 1228 27832 SH SOLE 0 27832 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 9258 25920 SH SOLE 0 25920 0 0 SPDR S&P 600 SMALL CAP ETF ETF 78464A813 388 5123 SH SOLE 0 5123 0 0 SPDR S&P METALS & MINING ETF ETF 78464A755 287 6743 SH SOLE 0 6743 0 0 SPDR S&P MIDCAP 400 ETF TRUST ETF 78467Y107 386 961 SH SOLE 0 961 0 0 TARGET CORP COM COM 87612E106 210 1416 SH SOLE 0 1416 0 0 TESLA INC COM COM 88160R101 240 905 SH SOLE 0 905 0 0 THERMO FISHER SCIENTIFIC INC COM COM 883556102 1097 2163 SH SOLE 0 2163 0 0 TOAST INC CL A COM 888787108 240 14373 SH SOLE 0 14373 0 0 TWILIO INC CL A COM 90138F102 619 8958 SH SOLE 0 8958 0 0 UBER TECHNOLOGIES INC COM COM 90353T100 430 16229 SH SOLE 0 16229 0 0 UNDER ARMOUR INC CL A COM 904311107 71 10637 SH SOLE 0 10637 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 301 595 SH SOLE 0 595 0 0 UPSTART HLDGS INC COM COM 91680M107 774 37247 SH SOLE 0 37247 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 428 6536 SH SOLE 0 6536 0 0 VANECK MORNINGSTAR WIDE MOAT ETF ETF 92189F643 2079 34650 SH SOLE 0 34650 0 0 VANECK SEMICONDUCTOR ETF ETF 92189F676 2657 14351 SH SOLE 0 14351 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 277 2046 SH SOLE 0 2046 0 0 VANGUARD GROWTH ETF ETF 922908736 403 1883 SH SOLE 0 1883 0 0 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 732 2377 SH SOLE 0 2377 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 3440 45448 SH SOLE 0 45448 0 0 VANGUARD LARGE-CAP ETF ETF 922908637 230 1407 SH SOLE 0 1407 0 0 VANGUARD MID-CAP ETF ETF 922908629 280 1488 SH SOLE 0 1488 0 0 VANGUARD S&P 500 ETF ETF 922908363 1286 3899 SH SOLE 0 3899 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 262 5450 SH SOLE 0 5450 0 0 VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 222 1136 SH SOLE 0 1136 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 3812 53448 SH SOLE 0 53448 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 354 7413 SH SOLE 0 7413 0 0 VANGUARD VALUE ETF ETF 922908744 1550 12554 SH SOLE 0 12554 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 851 22404 SH SOLE 0 22404 0 0 VIRTUS INFRACAP U.S. PREFERRED STOCK ETF ETF 26923G822 224 11777 SH SOLE 0 11777 0 0 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 648 20630 SH SOLE 0 20630 0 0 WELLS FARGO CO NEW COM COM 949746101 553 13752 SH SOLE 0 13752 0 0 XCEL ENERGY INC COM COM 98389B100 251 3925 SH SOLE 0 3925 0 0