0001085146-18-001173.txt : 20180430 0001085146-18-001173.hdr.sgml : 20180430 20180430135230 ACCESSION NUMBER: 0001085146-18-001173 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 EFFECTIVENESS DATE: 20180430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dragon Financial & Investment Group, LLC CENTRAL INDEX KEY: 0001730476 IRS NUMBER: 472748634 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18334 FILM NUMBER: 18788448 BUSINESS ADDRESS: STREET 1: 1700 S. EL CAMINO REAL, SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6505718888 MAIL ADDRESS: STREET 1: 1700 S. EL CAMINO REAL, SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001730476 XXXXXXXX 03-31-2018 03-31-2018 false Dragon Financial & Investment Group, LLC

1700 S. El Camino Real, Suite 200 San Mateo CA 94402

13F HOLDINGS REPORT 028-18334 N Joseph Mah 650-571-8888 /s/ Joseph Mah San Mateo CA 04-30-2018 0 31 110304 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 376 1712 SH SOLE 1712 0 0 AETNA INC NEW COM 00817Y108 393 2328 SH SOLE 2328 0 0 ALPHABET INC CAP STK CL A 02079K305 314 303 SH SOLE 303 0 0 APPLE INC COM 037833100 269 1605 SH SOLE 1605 0 0 BIOGEN INC COM 09062X103 297 1086 SH SOLE 1086 0 0 DANAHER CORP DEL COM 235851102 258 2630 SH SOLE 2630 0 0 DISNEY WALT CO COM DISNEY 254687106 260 2586 SH SOLE 2586 0 0 ELECTRONIC ARTS INC COM 285512109 241 1989 SH SOLE 1989 0 0 GENERAL ELECTRIC CO COM 369604103 175 12976 SH SOLE 12976 0 0 HOME DEPOT INC COM 437076102 332 1860 SH SOLE 1860 0 0 INTEL CORP COM 458140100 220 4232 SH SOLE 4232 0 0 ISHARES TR HDG MSCI EAFE 46434V803 3770 131255 SH SOLE 131255 0 0 ISHARES TR MSCI LW CRB TG 46434V464 1481 12679 SH SOLE 12679 0 0 JOHNSON & JOHNSON COM 478160104 287 2239 SH SOLE 2239 0 0 MICROSOFT CORP COM 594918104 314 3445 SH SOLE 3445 0 0 PEPSICO INC COM 713448108 339 3106 SH SOLE 3106 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8423 52601 SH SOLE 52601 0 0 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 11938 63920 SH SOLE 63920 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 21519 421770 SH SOLE 421770 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1892 23239 SH SOLE 23239 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3447 125041 SH SOLE 125041 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 35553 135105 SH SOLE 135105 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 970 13833 SH SOLE 13833 0 0 STARBUCKS CORP COM 855244109 224 3877 SH SOLE 3877 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 456 2957 SH SOLE 2957 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9529 175266 SH SOLE 175266 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2080 44282 SH SOLE 44282 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 2652 52192 SH SOLE 52192 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1671 19694 SH SOLE 19694 0 0 VISA INC COM CL A 92826C839 367 3070 SH SOLE 3070 0 0 WELLS FARGO CO NEW COM 949746101 257 4903 SH SOLE 4903 0 0