0001534424-18-000039.txt : 20180205 0001534424-18-000039.hdr.sgml : 20180205 20180205160524 ACCESSION NUMBER: 0001534424-18-000039 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MELLON GROUP, LLC CENTRAL INDEX KEY: 0001730307 IRS NUMBER: 262908568 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90292 FILM NUMBER: 18574235 BUSINESS ADDRESS: STREET 1: 1201 BARLEY MILL ROAD CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 302-351-8291 MAIL ADDRESS: STREET 1: 1201 BARLEY MILL ROAD CITY: GREENVILLE STATE: DE ZIP: 19807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 SC 13G 1 f18-1030.htm SC 13G FILING

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

  MRI Interventions, Inc.  
  (Name of Issuer)  
     
  Common Stock, par value $0.01 per share  
  (Title of Class of Securities)  
     
  55347P209  
  (CUSIP Number)  
     
  January 31, 2018  
  (Date of Event Which Requires Filing of this Statement)  
     

Check the appropriate box to designate the rule pursuant to which this Schedule is filed

 

Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

 

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

CUSIP No. 55347P209

 

1.

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

 Mellon Group, LLC

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) 

(b) 

3.

SEC Use Only

 

4.

Citizenship of Place of Organization

 

Florida

Number of Shares

Beneficially

Owned by Each

Reporting  Person

With

5.

Sole Voting Power 

 

587,601

  6.

Shared Voting Power

 

0

  7. 

Sole Dispositive Power 

 

587,601

  8.

Shared Dispositive Power

 

 

9.

Aggregate Amount Beneficially Owned by each Reporting Person

 

587,601

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares 

 

 Excludes certain Warrants which are subject to 4.99% blocker provisions.

11.

Percent of Class Represented by Amount in Row 9

 

5.6%1

12.

Type of Reporting Person (See Instructions)

 

PN

       
1.Based on 10,401,115 shares of common stock outstanding as of November 1, 2017

 

 
 

 

CUSIP No. 55347P209

ITEM 1:

 

(a)  Name of Issuer:

 

MRI Interventions, Inc.

 

(b)  Address of Issuer’s Principal Executive Offices:

 

5 Musick, Irvine, California 92618

 ITEM 2:

 

(a)  Name of Person Filing:

    

Mellon Group, LLC

 

(b)  Address of Principal Business Office or, if None, Residence:

Mellon Group, LLC
1201 Barley Mill Road
Greenville, Delaware 19807

(c)  Citizenship:

 

See Item 4 of the cover page.

 

(d)  Title of Class of Securities:

 

Common Stock, par value $0.01 per share

 

(e)  CUSIP Number:

 

55347P209

 

ITEM 3:IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

 

Not applicable.

 

ITEM 4:OWNERSHIP.

 

  (a) Amount beneficially owned:

Incorporated by reference from Item 9 of the Cover Page.

 

  (b) Percent of class:

Incorporated by reference from Item 11 of the Cover Page.

 

 
 

 

CUSIP No. 55347P209

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote

Incorporated by reference from Item 5 of the Cover Page.

 

  (ii) Shared power to vote or to direct the vote

Incorporated by reference from Item 6 of the Cover Page.

 

  (iii) Sole power to dispose or to direct the disposition of

Incorporated by reference from Item 7 of the Cover Page.

 

  (iv) Shared power to dispose or to direct the disposition of

Incorporated by reference from Item 8 of the Cover Page.

 

ITEM5:    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following

 

ITEM6:    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

Not applicable.

 

ITEM 7:IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

Not applicable.

 

ITEM 8:IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

Not applicable.

 

ITEM 9:NOTICE OF DISSOLUTION OF GROUP.

 

Not applicable.

 

ITEM 10:CERTIFICATIONS.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   MELLON GROUP, LLC
     
Dated: February 5, 2018  By:  /s/ Henry Mellon
    Name: Henry Mellon
Title: President