The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 2,478,439 | 397,400 | SH | SOLE | 0 | 0 | 397,400 | |||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,587,040 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | |||
AMAZON COM INC | COM | 023135106 | 3,565,716 | 28,050 | SH | SOLE | 0 | 0 | 28,050 | |||
ARBOR REALTY TRUST INC | COM | 038923108 | 1,652,753 | 108,877 | SH | SOLE | 0 | 0 | 108,877 | |||
ARISTA NETWORKS INC | COM | 040413106 | 367,860 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | |||
BECTON DICKINSON & CO | COM | 075887109 | 2,055,314 | 7,950 | SH | SOLE | 0 | 0 | 7,950 | |||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,846,294 | 10,980 | SH | SOLE | 0 | 0 | 10,980 | |||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 363,339 | 37,535 | SH | SOLE | 0 | 0 | 37,535 | |||
BLACKROCK CAP INVT CORP | COM | 092533108 | 238,048 | 64,164 | SH | SOLE | 0 | 0 | 64,164 | |||
BOEING CO | COM | 097023105 | 1,918,717 | 10,010 | SH | SOLE | 0 | 0 | 10,010 | |||
CRESCENT CAP BDC INC | COM | 225655109 | 238,973 | 13,975 | SH | SOLE | 0 | 0 | 13,975 | |||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 340,382 | 11,637 | SH | SOLE | 0 | 0 | 11,637 | |||
ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | 249,555 | 40,186 | SH | SOLE | 0 | 0 | 40,186 | |||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 770,493 | 28,151 | SH | SOLE | 0 | 0 | 28,151 | |||
FS KKR CAP CORP | COM | 302635206 | 2,355,771 | 119,643 | SH | SOLE | 0 | 0 | 119,643 | |||
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 219,128 | 16,895 | SH | SOLE | 0 | 0 | 16,895 | |||
HERCULES CAPITAL INC | COM | 427096508 | 535,620 | 32,620 | SH | SOLE | 0 | 0 | 32,620 | |||
ISHARES TR | PFD AND INCM SEC | 464288687 | 247,140 | 8,197 | SH | SOLE | 0 | 0 | 8,197 | |||
ISHARES TR | US AER DEF ETF | 464288760 | 1,062,349 | 10,025 | SH | SOLE | 0 | 0 | 10,025 | |||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 1,021,739 | 121,491 | SH | SOLE | 0 | 0 | 121,491 | |||
KRAFT HEINZ CO | COM | 500754106 | 437,320 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | |||
LADDER CAP CORP | CL A | 505743104 | 2,788,473 | 271,781 | SH | SOLE | 0 | 0 | 271,781 | |||
LARGO INC | COM | 517097101 | 281,005 | 99,295 | SH | SOLE | 0 | 0 | 99,295 | |||
MICROSOFT CORP | COM | 594918104 | 2,316,026 | 7,335 | SH | SOLE | 0 | 0 | 7,335 | |||
MONROE CAP CORP | COM | 610335101 | 321,393 | 43,140 | SH | SOLE | 0 | 0 | 43,140 | |||
NEW MTN FIN CORP | COM | 647551100 | 257,446 | 19,880 | SH | SOLE | 0 | 0 | 19,880 | |||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 603,391 | 58,810 | SH | SOLE | 0 | 0 | 58,810 | |||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 7,487,868 | 792,367 | SH | SOLE | 0 | 0 | 792,367 | |||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,406,283 | 248,583 | SH | SOLE | 0 | 0 | 248,583 | |||
OXFORD LANE CAP CORP | COM | 691543102 | 256,341 | 51,371 | SH | SOLE | 0 | 0 | 51,371 | |||
PENNANTPARK INVT CORP | COM | 708062104 | 1,620,733 | 246,312 | SH | SOLE | 0 | 0 | 246,312 | |||
PFIZER INC | COM | 717081103 | 355,085 | 10,705 | SH | SOLE | 0 | 0 | 10,705 | |||
PIONEER NAT RES CO | COM | 723787107 | 436,604 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | |||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 1,632,126 | 66,212 | SH | SOLE | 0 | 0 | 66,212 | |||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 466,140 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | |||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 751,700 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | |||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 1,141,474 | 26,109 | SH | SOLE | 0 | 0 | 26,109 | |||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2,741,612 | 29,423 | SH | SOLE | 0 | 0 | 29,423 | |||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,004,612 | 25,621 | SH | SOLE | 0 | 0 | 25,621 | |||
SEVEN HILLS REALTY TRUST | COM | 81784E101 | 770,821 | 70,588 | SH | SOLE | 0 | 0 | 70,588 | |||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 3,085,495 | 348,250 | SH | SOLE | 0 | 0 | 348,250 | |||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,197,488 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | |||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,334,199 | 26,054 | SH | SOLE | 0 | 0 | 26,054 | |||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 2,309,176 | 106,758 | SH | SOLE | 0 | 0 | 106,758 | |||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 474,726 | 66,675 | SH | SOLE | 0 | 0 | 66,675 | |||
UBS AG LONDON BRANCH | NT LKD 24 | 902677780 | 173,872 | 18,658 | SH | SOLE | 0 | 0 | 18,658 | |||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 754,114 | 17,870 | SH | SOLE | 0 | 0 | 17,870 | |||
ALPS ETF TR | DISRUPTIVE TECH | 00162Q478 | 285,180 | 8,051 | SH | SOLE | 0 | 0 | 8,051 | |||
ALPHABET INC | CAP STK CL C | 02079K107 | 994,149 | 7,540 | SH | SOLE | 0 | 0 | 7,540 | |||
ALPHABET INC | CAP STK CL A | 02079K305 | 973,598 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | |||
ALTRIA GROUP INC | COM | 02209S103 | 5,065,259 | 120,458 | SH | SOLE | 0 | 0 | 120,458 | |||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 161,998 | 13,455 | SH | SOLE | 0 | 0 | 13,455 | |||
MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 | 606,884 | 44,137 | SH | SOLE | 0 | 0 | 44,137 | |||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,234,391 | 121,855 | SH | SOLE | 0 | 0 | 121,855 | |||
ARES CAPITAL CORP | COM | 04010L103 | 1,120,732 | 57,562 | SH | SOLE | 0 | 0 | 57,562 | |||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,236,772 | 129,913 | SH | SOLE | 0 | 0 | 129,913 | |||
BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | 709,695 | 46,355 | SH | SOLE | 0 | 0 | 46,355 | |||
BARCLAYS BANK PLC | IPTH SR B S&P | 06748F324 | 502,546 | 21,550 | SH | SOLE | 0 | 0 | 21,550 | |||
BARINGS BDC INC | COM | 06759L103 | 225,022 | 25,255 | SH | SOLE | 0 | 0 | 25,255 | |||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 644,471 | 70,821 | SH | SOLE | 0 | 0 | 70,821 | |||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1,892,053 | 312,220 | SH | SOLE | 0 | 0 | 312,220 | |||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 2,667,247 | 292,141 | SH | SOLE | 0 | 0 | 292,141 | |||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 550,093 | 63,742 | SH | SOLE | 0 | 0 | 63,742 | |||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 159,643 | 12,650 | SH | SOLE | 0 | 0 | 12,650 | |||
BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 09257R101 | 493,429 | 44,898 | SH | SOLE | 0 | 0 | 44,898 | |||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 1,147,487 | 52,758 | SH | SOLE | 0 | 0 | 52,758 | |||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 284,544 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | |||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 190,593 | 34,403 | SH | SOLE | 0 | 0 | 34,403 | |||
CASTLE BIOSCIENCES INC | COM | 14843C105 | 169,339 | 10,026 | SH | SOLE | 0 | 0 | 10,026 | |||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 190,202 | 38,270 | SH | SOLE | 0 | 0 | 38,270 | |||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 159,413 | 29,090 | SH | SOLE | 0 | 0 | 29,090 | |||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 863,236 | 85,300 | SH | SOLE | 0 | 0 | 85,300 | |||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 628,432 | 36,815 | SH | SOLE | 0 | 0 | 36,815 | |||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 600,688 | 34,384 | SH | SOLE | 0 | 0 | 34,384 | |||
CONOCOPHILLIPS | COM | 20825C104 | 910,480 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | |||
DYNEX CAP INC | COM | 26817Q886 | 801,652 | 67,140 | SH | SOLE | 0 | 0 | 67,140 | |||
ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | 1,394,704 | 72,115 | SH | SOLE | 0 | 0 | 72,115 | |||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 179,326 | 19,837 | SH | SOLE | 0 | 0 | 19,837 | |||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 420,177 | 33,695 | SH | SOLE | 0 | 0 | 33,695 | |||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 3,118,841 | 222,298 | SH | SOLE | 0 | 0 | 222,298 | |||
FIRST TR INTER DURATN PFD & | COM | 33718W103 | 219,209 | 14,712 | SH | SOLE | 0 | 0 | 14,712 | |||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,023,990 | 13,490 | SH | SOLE | 0 | 0 | 13,490 | |||
GANNETT CO INC | COM | 36472T109 | 147,828 | 60,338 | SH | SOLE | 0 | 0 | 60,338 | |||
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 337,171 | 11,008 | SH | SOLE | 0 | 0 | 11,008 | |||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 687,232 | 47,200 | SH | SOLE | 0 | 0 | 47,200 | |||
GOLUB CAP BDC INC | COM | 38173M102 | 352,960 | 24,060 | SH | SOLE | 0 | 0 | 24,060 | |||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 369,709 | 75,760 | SH | SOLE | 0 | 0 | 75,760 | |||
GREAT AJAX CORP | COM | 38983D300 | 377,075 | 58,552 | SH | SOLE | 0 | 0 | 58,552 | |||
HESS CORP | COM | 42809H107 | 918,000 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | |||
HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 43010E404 | 312,378 | 38,853 | SH | SOLE | 0 | 0 | 38,853 | |||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 1,552,171 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | |||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,051,716 | 244,543 | SH | SOLE | 0 | 0 | 244,543 | |||
INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | 948,138 | 38,480 | SH | SOLE | 0 | 0 | 38,480 | |||
ISHARES TR | MORTGE REL ETF | 46435G342 | 279,719 | 12,521 | SH | SOLE | 0 | 0 | 12,521 | |||
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | 245,519 | 4,584 | SH | SOLE | 0 | 0 | 4,584 | |||
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 1,829,357 | 154,116 | SH | SOLE | 0 | 0 | 154,116 | |||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,724,320 | 104,000 | SH | SOLE | 0 | 0 | 104,000 | |||
LISTED FD TR | SWAN HEDGED EQTY | 53656F599 | 362,300 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | |||
MPLX LP | COM UNIT REP LTD | 55336V100 | 587,474 | 16,516 | SH | SOLE | 0 | 0 | 16,516 | |||
RITHM CAPITAL CORP | COM NEW | 64828T201 | 612,350 | 65,915 | SH | SOLE | 0 | 0 | 65,915 | |||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 4,700,374 | 486,078 | SH | SOLE | 0 | 0 | 486,078 | |||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 1,545,549 | 148,183 | SH | SOLE | 0 | 0 | 148,183 | |||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,651,116 | 160,147 | SH | SOLE | 0 | 0 | 160,147 | |||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 2,261,241 | 357,226 | SH | SOLE | 0 | 0 | 357,226 | |||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 709,387 | 140,195 | SH | SOLE | 0 | 0 | 140,195 | |||
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 391,390 | 22,795 | SH | SOLE | 0 | 0 | 22,795 | |||
NUVEEN VRIABL RAT PFD & INM | COM | 67080R102 | 181,897 | 11,608 | SH | SOLE | 0 | 0 | 11,608 | |||
OAKTREE SPECIALTY LENDING CO | COM | 67401P405 | 1,820,216 | 90,468 | SH | SOLE | 0 | 0 | 90,468 | |||
ONEMAIN HLDGS INC | COM | 68268W103 | 1,378,735 | 34,391 | SH | SOLE | 0 | 0 | 34,391 | |||
BLUE OWL CAPITAL CORPORATION | COM | 69121K104 | 394,587 | 28,490 | SH | SOLE | 0 | 0 | 28,490 | |||
PENNYMAC MTG INVT TR | COM | 70931T103 | 290,160 | 23,400 | SH | SOLE | 0 | 0 | 23,400 | |||
PIMCO MUN INCOME FD II | COM | 72200W106 | 2,154,638 | 280,187 | SH | SOLE | 0 | 0 | 280,187 | |||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 1,807,827 | 281,593 | SH | SOLE | 0 | 0 | 281,593 | |||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 80,859 | 12,270 | SH | SOLE | 0 | 0 | 12,270 | |||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 645,978 | 37,383 | SH | SOLE | 0 | 0 | 37,383 | |||
PROSHARES TR | SHORT QQQ NEW | 74347B714 | 2,127,362 | 195,350 | SH | SOLE | 0 | 0 | 195,350 | |||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 193,545 | 34,500 | SH | SOLE | 0 | 0 | 34,500 | |||
READY CAPITAL CORP | COM | 75574U101 | 2,089,100 | 206,637 | SH | SOLE | 0 | 0 | 206,637 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,381,293 | 38,321 | SH | SOLE | 0 | 0 | 38,321 | |||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,677,638 | 9,785 | SH | SOLE | 0 | 0 | 9,785 | |||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 575,050 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | |||
SALESFORCE INC | COM | 79466L302 | 376,562 | 1,857 | SH | SOLE | 0 | 0 | 1,857 | |||
SARATOGA INVT CORP | COM NEW | 80349A208 | 1,074,697 | 41,817 | SH | SOLE | 0 | 0 | 41,817 | |||
SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | 483,610 | 23,660 | SH | SOLE | 0 | 0 | 23,660 | |||
SLR INVESTMENT CORP | COM | 83413U100 | 637,038 | 41,393 | SH | SOLE | 0 | 0 | 41,393 | |||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,325,715 | 120,192 | SH | SOLE | 0 | 0 | 120,192 | |||
3M CO | COM | 88579Y101 | 800,451 | 8,550 | SH | SOLE | 0 | 0 | 8,550 | |||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 1,268,170 | 121,240 | SH | SOLE | 0 | 0 | 121,240 | |||
VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | 1,027,411 | 64,093 | SH | SOLE | 0 | 0 | 64,093 | |||
VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | 216,371 | 19,030 | SH | SOLE | 0 | 0 | 19,030 | |||
VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | 2,677,152 | 35,300 | SH | SOLE | 0 | 0 | 35,300 | |||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,038,412 | 32,040 | SH | SOLE | 0 | 0 | 32,040 | |||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 735,072 | 19,760 | SH | SOLE | 0 | 0 | 19,760 | |||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 272,190 | 21,100 | SH | SOLE | 0 | 0 | 21,100 | |||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 394,715 | 126,918 | SH | SOLE | 0 | 0 | 126,918 | |||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 491,970 | 100,402 | SH | SOLE | 0 | 0 | 100,402 | |||
ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | 342,582 | 56,161 | SH | SOLE | 0 | 0 | 56,161 | |||
XAI OCTAGON FLOATING RATE & | COM | 98400T106 | 1,490,031 | 214,393 | SH | SOLE | 0 | 0 | 214,393 |