The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,204 | 6,841 | SH | SOLE | 0 | 0 | 6,841 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 538 | 2,947 | SH | SOLE | 0 | 0 | 2,947 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 280 | 986 | SH | SOLE | 0 | 0 | 986 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 542 | 462 | SH | SOLE | 0 | 0 | 462 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 212 | 180 | SH | SOLE | 0 | 0 | 180 | ||
AMAZON COM INC | COM | 023135106 | 1,681 | 944 | SH | SOLE | 0 | 0 | 944 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 769 | 9,178 | SH | SOLE | 0 | 0 | 9,178 | ||
AMERICAN FIN TR INC | COM CLASS A | 02607T109 | 968 | 89,601 | SH | SOLE | 0 | 0 | 89,601 | ||
APPLE INC | COM | 037833100 | 18 | 14,400 | SH | Put | SOLE | 0 | 0 | 14,400 | |
APPLE INC | COM | 037833100 | 2 | 1,000 | SH | Put | SOLE | 0 | 0 | 1,000 | |
APPLE INC | COM | 037833100 | 14 | 4,900 | SH | Put | SOLE | 0 | 0 | 4,900 | |
APPLE INC | COM | 037833100 | 53 | 2,500 | SH | Call | SOLE | 0 | 0 | 2,500 | |
APPLE INC | COM | 037833100 | 5,466 | 28,775 | SH | SOLE | 0 | 0 | 28,775 | ||
APPLE INC | COM | 037833100 | 47 | 2,700 | SH | Call | SOLE | 0 | 0 | 2,700 | |
AT&T INC | COM | 00206R102 | 228 | 7,283 | SH | SOLE | 0 | 0 | 7,283 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 261 | 1,586 | SH | SOLE | 0 | 0 | 1,586 | ||
BECTON DICKINSON & CO | COM | 075887109 | 227 | 907 | SH | SOLE | 0 | 0 | 907 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 185 | 12,966 | SH | SOLE | 0 | 0 | 12,966 | ||
BOOKING HLDGS INC | COM | 09857L108 | 290 | 166 | SH | SOLE | 0 | 0 | 166 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 833 | 17,450 | SH | SOLE | 0 | 0 | 17,450 | ||
CHEVRON CORP NEW | COM | 166764100 | 671 | 5,447 | SH | SOLE | 0 | 0 | 5,447 | ||
CHEVRON CORP NEW | COM | 166764100 | 13 | 3,200 | SH | Put | SOLE | 0 | 0 | 3,200 | |
COLONY CAP INC NEW | CL A COM | 19626G108 | 161 | 30,338 | SH | SOLE | 0 | 0 | 30,338 | ||
COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 1,232 | 78,670 | SH | SOLE | 0 | 0 | 78,670 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 430 | 12,224 | SH | SOLE | 0 | 0 | 12,224 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 551 | 4,963 | SH | SOLE | 0 | 0 | 4,963 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 211 | 2,346 | SH | SOLE | 0 | 0 | 2,346 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 0 | 2,900 | SH | Put | SOLE | 0 | 0 | 2,900 | |
ENERGY FUELS INC | COM NEW | 292671708 | 228 | 68,589 | SH | SOLE | 0 | 0 | 68,589 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 363 | 12,489 | SH | SOLE | 0 | 0 | 12,489 | ||
EXXON MOBIL CORP | COM | 30231G102 | 236 | 2,921 | SH | SOLE | 0 | 0 | 2,921 | ||
FACEBOOK INC | CL A | 30303M102 | 636 | 3,817 | SH | SOLE | 0 | 0 | 3,817 | ||
FIRST TR EXCH TRADED FD III | EME MRK BD ETF | 33739P202 | 225 | 5,943 | SH | SOLE | 0 | 0 | 5,943 | ||
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 834 | 6,003 | SH | SOLE | 0 | 0 | 6,003 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 471 | 7,364 | SH | SOLE | 0 | 0 | 7,364 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 317 | 10,474 | SH | SOLE | 0 | 0 | 10,474 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 223 | 11,723 | SH | SOLE | 0 | 0 | 11,723 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 3,381 | 558,849 | SH | SOLE | 0 | 0 | 558,849 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 146 | 14,629 | SH | SOLE | 0 | 0 | 14,629 | ||
GLADSTONE LD CORP | COM | 376549101 | 2,767 | 218,704 | SH | SOLE | 0 | 0 | 218,704 | ||
GOLDMAN SACHS ETF TR | ACCESS INVT GR | 381430479 | 856 | 17,268 | SH | SOLE | 0 | 0 | 17,268 | ||
ILLUMINA INC | COM | 452327109 | 290 | 933 | SH | SOLE | 0 | 0 | 933 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 9 | 20,050 | SH | SOLE | 0 | 0 | 20,050 | ||
INNOVATOR ETFS TR II | LUNT LOW VOL HIG | 45783G102 | 371 | 11,070 | SH | SOLE | 0 | 0 | 11,070 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 244 | 428 | SH | SOLE | 0 | 0 | 428 | ||
INVESCO EXCHNG TRADED | S&P500 HIGH BETA | 46138E370 | 15 | 349 | SH | SOLE | 0 | 0 | 349 | ||
INVESCO EXCHNG TRADED FD TR | S&P 500 HB ETF | 46138E370 | 219 | 5,280 | SH | SOLE | 0 | 0 | 5,280 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI EMNG | 46138E727 | 4,003 | 186,969 | SH | SOLE | 0 | 0 | 186,969 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 254 | 4,811 | SH | SOLE | 0 | 0 | 4,811 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13 | 3,200 | SH | Put | SOLE | 0 | 0 | 3,200 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3 | 700 | SH | Call | SOLE | 0 | 0 | 700 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,100 | 6,121 | SH | SOLE | 0 | 0 | 6,121 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 32 | 2,200 | SH | Call | SOLE | 0 | 0 | 2,200 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 27 | 9,600 | SH | Call | SOLE | 0 | 0 | 9,600 | |
ISHARES INC | MIN VOL GBL ETF | 464286525 | 1,511 | 16,885 | SH | SOLE | 0 | 0 | 16,885 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 424 | 8,322 | SH | SOLE | 0 | 0 | 8,322 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,255 | 7,925 | SH | SOLE | 0 | 0 | 7,925 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 2,103 | 38,138 | SH | SOLE | 0 | 0 | 38,138 | ||
ISHARES TR | CRE U S REIT ETF | 464288521 | 2,731 | 52,797 | SH | SOLE | 0 | 0 | 52,797 | ||
ISHARES TR | FALN ANGLS USD | 46435G474 | 900 | 34,182 | SH | SOLE | 0 | 0 | 34,182 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 475 | 3,362 | SH | SOLE | 0 | 0 | 3,362 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 756 | 6,100 | SH | SOLE | 0 | 0 | 6,100 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 0 | 6,000 | SH | Put | SOLE | 0 | 0 | 6,000 | |
MASTERCARD INC | CL A | 57636Q104 | 837 | 3,554 | SH | SOLE | 0 | 0 | 3,554 | ||
MERCK & CO INC | COM | 58933Y105 | 1,235 | 14,844 | SH | SOLE | 0 | 0 | 14,844 | ||
MICROSOFT CORP | COM | 594918104 | 977 | 8,287 | SH | SOLE | 0 | 0 | 8,287 | ||
MICROSOFT CORP | COM | 594918104 | 20 | 11,000 | SH | Put | SOLE | 0 | 0 | 11,000 | |
MICROSOFT CORP | COM | 594918104 | 15 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
MICROSOFT CORP | COM | 594918104 | 15 | 4,500 | SH | Call | SOLE | 0 | 0 | 4,500 | |
MICROSOFT CORP | COM | 594918104 | 8 | 4,000 | SH | Put | SOLE | 0 | 0 | 4,000 | |
MICROSOFT CORP | COM | 594918104 | 16 | 1,500 | SH | Put | SOLE | 0 | 0 | 1,500 | |
MICROSOFT CORP | COM | 594918104 | 14 | 3,000 | SH | Put | SOLE | 0 | 0 | 3,000 | |
NETFLIX INC | COM | 64110L106 | 639 | 1,793 | SH | SOLE | 0 | 0 | 1,793 | ||
NVIDIA CORP | COM | 67066G104 | 374 | 2,082 | SH | SOLE | 0 | 0 | 2,082 | ||
PAYCHEX INC | COM | 704326107 | 235 | 2,930 | SH | SOLE | 0 | 0 | 2,930 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 276 | 2,661 | SH | SOLE | 0 | 0 | 2,661 | ||
PFIZER INC | COM | 717081103 | 2,874 | 67,663 | SH | SOLE | 0 | 0 | 67,663 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 369 | 3,633 | SH | SOLE | 0 | 0 | 3,633 | ||
PROSHARES TR | INVT INT RT HG | 74347B607 | 1,487 | 20,050 | SH | SOLE | 0 | 0 | 20,050 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 266 | 3,923 | SH | SOLE | 0 | 0 | 3,923 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 277 | 4,092 | SH | SOLE | 0 | 0 | 4,092 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 312 | 8,220 | SH | SOLE | 0 | 0 | 8,220 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 765 | 28,758 | SH | SOLE | 0 | 0 | 28,758 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 3,812 | 130,514 | SH | SOLE | 0 | 0 | 130,514 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 538 | 124,100 | SH | Put | SOLE | 0 | 0 | 124,100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 914 | 80,600 | SH | Call | SOLE | 0 | 0 | 80,600 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 318 | 20,300 | SH | Call | SOLE | 0 | 0 | 20,300 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 59 | 14,300 | SH | Call | SOLE | 0 | 0 | 14,300 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 263 | 77,700 | SH | Put | SOLE | 0 | 0 | 77,700 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20 | 4,400 | SH | Call | SOLE | 0 | 0 | 4,400 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 67 | 9,900 | SH | Put | SOLE | 0 | 0 | 9,900 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 328 | 42,000 | SH | Call | SOLE | 0 | 0 | 42,000 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 67 | 20,300 | SH | Call | SOLE | 0 | 0 | 20,300 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50 | 4,100 | SH | Put | SOLE | 0 | 0 | 4,100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 274 | 50,300 | SH | Put | SOLE | 0 | 0 | 50,300 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 204 | 39,800 | SH | Call | SOLE | 0 | 0 | 39,800 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 500 | SH | Put | SOLE | 0 | 0 | 500 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 77 | 10,300 | SH | Put | SOLE | 0 | 0 | 10,300 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 98 | 37,400 | SH | Put | SOLE | 0 | 0 | 37,400 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16 | 7,900 | SH | Put | SOLE | 0 | 0 | 7,900 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,276 | 8,059 | SH | SOLE | 0 | 0 | 8,059 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 381 | 12,408 | SH | SOLE | 0 | 0 | 12,408 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 529 | 8,769 | SH | SOLE | 0 | 0 | 8,769 | ||
SPDR SERIES TRUST | PRTFLO S&P500 GW | 78464A409 | 10,907 | 293,112 | SH | SOLE | 0 | 0 | 293,112 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 3,440 | 68,297 | SH | SOLE | 0 | 0 | 68,297 | ||
SPDR SERIES TRUST | PRTFLO S&P500 VL | 78464A508 | 9,431 | 311,461 | SH | SOLE | 0 | 0 | 311,461 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 823 | 13,780 | SH | SOLE | 0 | 0 | 13,780 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 2,599 | 49,465 | SH | SOLE | 0 | 0 | 49,465 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 410 | 4,144 | SH | SOLE | 0 | 0 | 4,144 | ||
SPDR SERIES TRUST | PORTFOLIO LR ETF | 78464A854 | 276 | 8,314 | SH | SOLE | 0 | 0 | 8,314 | ||
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 2,135 | 69,892 | SH | SOLE | 0 | 0 | 69,892 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 3,492 | 81,814 | SH | SOLE | 0 | 0 | 81,814 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 1,877 | 54,939 | SH | SOLE | 0 | 0 | 54,939 | ||
UR ENERGY INC | COM | 91688R108 | 35 | 42,170 | SH | SOLE | 0 | 0 | 42,170 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,334 | 8,529 | SH | SOLE | 0 | 0 | 8,529 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 831 | 9,559 | SH | SOLE | 0 | 0 | 9,559 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,702 | 24,874 | SH | SOLE | 0 | 0 | 24,874 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 771 | 5,377 | SH | SOLE | 0 | 0 | 5,377 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 774 | 4,287 | SH | SOLE | 0 | 0 | 4,287 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 536 | 4,165 | SH | SOLE | 0 | 0 | 4,165 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 842 | 7,738 | SH | SOLE | 0 | 0 | 7,738 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 624 | 14,693 | SH | SOLE | 0 | 0 | 14,693 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 412 | 8,215 | SH | SOLE | 0 | 0 | 8,215 | ||
VANGUARD LONG-TERM BOND ETF | LONG-TERM BOND ETF | 921937793 | 6 | 67 | SH | SOLE | 0 | 0 | 67 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 583 | 6,712 | SH | SOLE | 0 | 0 | 6,712 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 556 | 9,403 | SH | SOLE | 0 | 0 | 9,403 | ||
VISA INC | COM CL A | 92826C839 | 948 | 6,069 | SH | SOLE | 0 | 0 | 6,069 | ||
WELLS FARGO CO NEW | COM | 949746101 | 240 | 4,957 | SH | SOLE | 0 | 0 | 4,957 | ||
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 1,799 | 52,620 | SH | SOLE | 0 | 0 | 52,620 |