0001085146-22-003727.txt : 20221102
0001085146-22-003727.hdr.sgml : 20221102
20221102104224
ACCESSION NUMBER: 0001085146-22-003727
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221102
DATE AS OF CHANGE: 20221102
EFFECTIVENESS DATE: 20221102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aries Wealth Management
CENTRAL INDEX KEY: 0001729515
IRS NUMBER: 473622319
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18258
FILM NUMBER: 221352725
BUSINESS ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
BUSINESS PHONE: 207-536-0530
MAIL ADDRESS:
STREET 1: 183 MIDDLE STREET
STREET 2: SUITE 4B
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
primary_doc.xml
13F-HR
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0001729515
XXXXXXXX
09-30-2022
09-30-2022
false
Aries Wealth Management
183 MIDDLE STREET
SUITE 4B
PORTLAND
ME
04101
13F HOLDINGS REPORT
028-18258
N
Jason Viola
Chief Compliance Officer
207-536-4046
/s/ Jason Viola
Portland
ME
11-02-2022
0
185
225948
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
775
6163
SH
SOLE
0
0
6163
ABBOTT LABS
COM
002824100
1513
15296
SH
SOLE
0
0
15296
ABBVIE INC
COM
00287Y109
1815
12400
SH
SOLE
0
0
12400
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1229
4330
SH
SOLE
0
0
4330
ADOBE SYSTEMS INCORPORATED
COM
00724F101
238
747
SH
SOLE
0
0
747
AGNICO EAGLE MINES LTD
COM
008474108
405
9202
SH
SOLE
0
0
9202
AKAMAI TECHNOLOGIES INC
COM
00971T101
415
4700
SH
SOLE
0
0
4700
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
252
1736
SH
SOLE
0
0
1736
ALLSTATE CORP
COM
020002101
415
3285
SH
SOLE
0
0
3285
ALPHABET INC
CAP STK CL A
02079K305
2593
27438
SH
SOLE
0
0
27438
ALPHABET INC
CAP STK CL C
02079K107
348
3677
SH
SOLE
0
0
3677
AMAZON COM INC
COM
023135106
2933
28636
SH
SOLE
0
0
28636
AMERICAN ELEC PWR CO INC
COM
025537101
229
2600
SH
SOLE
0
0
2600
AMERICAN EXPRESS CO
COM
025816109
553
3725
SH
SOLE
0
0
3725
AMERICAN TOWER CORP NEW
COM
03027X100
538
2595
SH
SOLE
0
0
2595
AMERICAN WTR WKS CO INC NEW
COM
030420103
288
1979
SH
SOLE
0
0
1979
APPLE INC
COM
037833100
14390
93842
SH
SOLE
0
0
93842
ARCHER DANIELS MIDLAND CO
COM
039483102
241
2487
SH
SOLE
0
0
2487
ASTRAZENECA PLC
SPONSORED ADR
046353108
579
9846
SH
SOLE
0
0
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AT&T INC
COM
00206R102
217
11900
SH
SOLE
0
0
11900
AUTOMATIC DATA PROCESSING IN
COM
053015103
1356
5609
SH
SOLE
0
0
5609
BECTON DICKINSON & CO
COM
075887109
296
1254
SH
SOLE
0
0
1254
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1004
3403
SH
SOLE
0
0
3403
BLACKROCK INC
COM
09247X101
674
1043
SH
SOLE
0
0
1043
BRISTOL-MYERS SQUIBB CO
COM
110122108
1988
25665
SH
SOLE
0
0
25665
CATERPILLAR INC
COM
149123101
3902
18028
SH
SOLE
0
0
18028
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
334
2583
SH
SOLE
0
0
2583
CHEVRON CORP NEW
COM
166764100
1974
10914
SH
SOLE
0
0
10914
CHUBB LIMITED
COM
H1467J104
1582
7362
SH
SOLE
0
0
7362
CHURCH & DWIGHT CO INC
COM
171340102
204
2757
SH
SOLE
0
0
2757
CIGNA CORP NEW
COM
125523100
1323
4094
SH
SOLE
0
0
4094
CISCO SYS INC
COM
17275R102
1118
24618
SH
SOLE
0
0
24618
COCA COLA CO
COM
191216100
954
15933
SH
SOLE
0
0
15933
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
283
4539
SH
SOLE
0
0
4539
COLGATE PALMOLIVE CO
COM
194162103
1149
15560
SH
SOLE
0
0
15560
COMCAST CORP NEW
CL A
20030N101
502
15802
SH
SOLE
0
0
15802
CONOCOPHILLIPS
COM
20825C104
257
2040
SH
SOLE
0
0
2040
CONSTELLATION BRANDS INC
CL A
21036P108
675
2730
SH
SOLE
0
0
2730
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
2
15400
SH
SOLE
0
0
15400
COSTCO WHSL CORP NEW
COM
22160K105
1882
3752
SH
SOLE
0
0
3752
CVS HEALTH CORP
COM
126650100
711
7506
SH
SOLE
0
0
7506
DANAHER CORPORATION
COM
235851102
647
2571
SH
SOLE
0
0
2571
DBX ETF TR
XTRCKR RUSL 1000
233051242
239
6491
SH
SOLE
0
0
6491
DIAGEO PLC
SPON ADR NEW
25243Q205
373
2234
SH
SOLE
0
0
2234
DISNEY WALT CO
COM
254687106
1138
10686
SH
SOLE
0
0
10686
DOMINION ENERGY INC
COM
25746U109
226
3233
SH
SOLE
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0
3233
ECOLAB INC
COM
278865100
246
1565
SH
SOLE
0
0
1565
EMERSON ELEC CO
COM
291011104
642
7410
SH
SOLE
0
0
7410
ENPHASE ENERGY INC
COM
29355A107
346
1127
SH
SOLE
0
0
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EXXON MOBIL CORP
COM
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51418
SH
SOLE
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FEDEX CORP
COM
31428X106
466
2907
SH
SOLE
0
0
2907
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
628
10600
SH
SOLE
0
0
10600
FLUENT INC
COM
34380C102
51
40200
SH
SOLE
0
0
40200
FORTE BIOSCIENCES INC
COM
34962G109
14
13000
SH
SOLE
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FS KKR CAP CORP
COM
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500
26040
SH
SOLE
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GENERAL ELECTRIC CO
COM NEW
369604301
539
6931
SH
SOLE
0
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6931
GENERAL MLS INC
COM
370334104
273
3352
SH
SOLE
0
0
3352
GOLDMAN SACHS GROUP INC
COM
38141G104
222
644
SH
SOLE
0
0
644
HARTFORD FINL SVCS GROUP INC
COM
416515104
250
3456
SH
SOLE
0
0
3456
HEXCEL CORP NEW
COM
428291108
362
6500
SH
SOLE
0
0
6500
HOME DEPOT INC
COM
437076102
4466
15081
SH
SOLE
0
0
15081
HONEYWELL INTL INC
COM
438516106
764
3746
SH
SOLE
0
0
3746
HYZON MOTORS INC
*W EXP 10/02/202
44951Y110
2
10000
SH
SOLE
0
0
10000
IDEXX LABS INC
COM
45168D104
661
1837
SH
SOLE
0
0
1837
ILLINOIS TOOL WKS INC
COM
452308109
1897
8886
SH
SOLE
0
0
8886
IMPINJ INC
COM
453204109
645
5630
SH
SOLE
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5630
INDEPENDENT BK CORP MASS
COM
453836108
1974
22690
SH
SOLE
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INTEL CORP
COM
458140100
824
28967
SH
SOLE
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28967
INTERNATIONAL BUSINESS MACHS
COM
459200101
1630
11787
SH
SOLE
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11787
INTUITIVE SURGICAL INC
COM NEW
46120E602
343
1391
SH
SOLE
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0
1391
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
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693
18361
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4230
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INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
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INVITAE CORP
COM
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31
12000
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12000
ISHARES INC
MSCI EMERG MRKT
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336
6697
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ISHARES TR
1 3 YR TREAS BD
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594
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3 7 YR TREAS BD
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ISHARES TR
CORE S&P SCP ETF
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2690
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ISHARES TR
EXPND TEC SC ETF
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735
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ISHARES TR
ISHS 1-5YR INVS
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ISHARES TR
MSCI ACWI ETF
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ISHARES TR
MSCI EAFE ETF
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61167
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ISHARES TR
MSCI EAFE MIN VL
46429B689
222
3795
SH
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3795
ISHARES TR
MSCI EMG MKT ETF
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1457
42628
SH
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0
42628
ISHARES TR
MSCI USA MIN VOL
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30480
ISHARES TR
MSCI USA QLT FCT
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SH
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ISHARES TR
NATIONAL MUN ETF
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ISHARES TR
RUSSELL 3000 ETF
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J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
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JOHNSON & JOHNSON
COM
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30985
SH
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30985
JPMORGAN CHASE & CO
COM
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2071
16449
SH
SOLE
0
0
16449
KIMBERLY-CLARK CORP
COM
494368103
405
3251
SH
SOLE
0
0
3251
KKR & CO INC
COM
48251W104
497
10210
SH
SOLE
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0
10210
KKR INCOME OPPORTUNITIES FD
COM
48249T106
117
10568
SH
SOLE
0
0
10568
L3HARRIS TECHNOLOGIES INC
COM
502431109
291
1181
SH
SOLE
0
0
1181
LILLY ELI & CO
COM
532457108
1319
3643
SH
SOLE
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0
3643
LINDE PLC
SHS
G5494J103
649
2182
SH
SOLE
0
0
2182
LOCKHEED MARTIN CORP
COM
539830109
252
517
SH
SOLE
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0
517
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
18
10000
SH
SOLE
0
0
10000
LOWES COS INC
COM
548661107
873
4479
SH
SOLE
0
0
4479
MARSH & MCLENNAN COS INC
COM
571748102
955
5911
SH
SOLE
0
0
5911
MASTERCARD INCORPORATED
CL A
57636Q104
393
1196
SH
SOLE
0
0
1196
MCDONALDS CORP
COM
580135101
1666
6110
SH
SOLE
0
0
6110
MCKESSON CORP
COM
58155Q103
498
1280
SH
SOLE
0
0
1280
MEDTRONIC PLC
SHS
G5960L103
368
4219
SH
SOLE
0
0
4219
MERCK & CO INC
COM
58933Y105
3084
30477
SH
SOLE
0
0
30477
META PLATFORMS INC
CL A
30303M102
918
9851
SH
SOLE
0
0
9851
MICROSOFT CORP
COM
594918104
8200
35327
SH
SOLE
0
0
35327
MONDELEZ INTL INC
CL A
609207105
484
7871
SH
SOLE
0
0
7871
MONSTER BEVERAGE CORP NEW
COM
61174X109
455
4850
SH
SOLE
0
0
4850
NEXTERA ENERGY INC
COM
65339F101
1038
13399
SH
SOLE
0
0
13399
NIKE INC
CL B
654106103
1057
11404
SH
SOLE
0
0
11404
NUCOR CORP
COM
670346105
323
2455
SH
SOLE
0
0
2455
NUVEEN MUN VALUE FD INC
COM
670928100
305
36500
SH
SOLE
0
0
36500
NXP SEMICONDUCTORS N V
COM
N6596X109
292
2000
SH
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0
2000
ORACLE CORP
COM
68389X105
269
3452
SH
SOLE
0
0
3452
OREILLY AUTOMOTIVE INC
COM
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376
449
SH
SOLE
0
0
449
PAYCHEX INC
COM
704326107
241
2039
SH
SOLE
0
0
2039
PEPSICO INC
COM
713448108
2883
15880
SH
SOLE
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15880
PFIZER INC
COM
717081103
1853
39801
SH
SOLE
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0
39801
PHILLIPS 66
COM
718546104
251
2403
SH
SOLE
0
0
2403
PROCTER AND GAMBLE CO
COM
742718109
2778
20625
SH
SOLE
0
0
20625
PROLOGIS INC.
COM
74340W103
310
2801
SH
SOLE
0
0
2801
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1168
12313
SH
SOLE
0
0
12313
RENAISSANCERE HLDGS LTD
COM
G7496G103
371
2400
SH
SOLE
0
0
2400
REPUBLIC SVCS INC
COM
760759100
216
1631
SH
SOLE
0
0
1631
ROCKET LAB USA INC
COM
773122106
361
70879
SH
SOLE
0
0
70879
SCHLUMBERGER LTD
COM STK
806857108
294
5647
SH
SOLE
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0
5647
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
359
10553
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SOLE
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0
10553
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
215
1492
SH
SOLE
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0
1492
SELECT SECTOR SPDR TR
SBI CONS STPLS
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237
3265
SH
SOLE
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0
3265
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
543
4090
SH
SOLE
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0
4090
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
325
4874
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0
4874
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
587
4587
SH
SOLE
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0
4587
SERES THERAPEUTICS INC
COM
81750R102
89
10000
SH
SOLE
0
0
10000
SHELL PLC
SPON ADS
780259305
294
5287
SH
SOLE
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0
5287
SIMPLIFY EXCHANGE TRADED FUN
MANAGED FUTURES
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583
19620
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SOLE
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0
19620
SPDR GOLD TR
GOLD SHS
78463V107
1649
10857
SH
SOLE
0
0
10857
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4777
12370
SH
SOLE
0
0
12370
SPDR SER TR
BLOOMBERG INVT
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2578
85036
SH
SOLE
0
0
85036
SPDR SER TR
NYSE TECH ETF
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205
2100
SH
SOLE
0
0
2100
SPDR SER TR
PORTFOLIO SH TSR
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4523
156899
SH
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0
0
156899
SPDR SER TR
S&P DIVID ETF
78464A763
5804
47194
SH
SOLE
0
0
47194
SSGA ACTIVE ETF TR
SPDR TR TACTIC
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286
7257
SH
SOLE
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0
7257
STARBUCKS CORP
COM
855244109
565
6529
SH
SOLE
0
0
6529
STATE STR CORP
COM
857477103
354
4779
SH
SOLE
0
0
4779
TEXAS INSTRS INC
COM
882508104
1001
6233
SH
SOLE
0
0
6233
THE TRADE DESK INC
COM CL A
88339J105
213
4000
SH
SOLE
0
0
4000
THERMO FISHER SCIENTIFIC INC
COM
883556102
2603
5065
SH
SOLE
0
0
5065
TJX COS INC NEW
COM
872540109
783
10857
SH
SOLE
0
0
10857
T-MOBILE US INC
COM
872590104
1234
8141
SH
SOLE
0
0
8141
TORONTO DOMINION BK ONT
COM NEW
891160509
513
8020
SH
SOLE
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0
8020
TOTALENERGIES SE
SPONSORED ADS
89151E109
321
5855
SH
SOLE
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0
5855
TRAVELERS COMPANIES INC
COM
89417E109
527
2858
SH
SOLE
0
0
2858
TREX CO INC
COM
89531P105
827
17200
SH
SOLE
0
0
17200
UNION PAC CORP
COM
907818108
821
4167
SH
SOLE
0
0
4167
UNITED PARCEL SERVICE INC
CL B
911312106
385
2296
SH
SOLE
0
0
2296
UNITEDHEALTH GROUP INC
COM
91324P102
1930
3477
SH
SOLE
0
0
3477
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
710
29393
SH
SOLE
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0
29393
VANGUARD BD INDEX FDS
SHORT TRM BOND
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1735
23276
SH
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23276
VANGUARD BD INDEX FDS
TOTAL BND MRKT
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1041
14801
SH
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14801
VANGUARD INDEX FDS
GROWTH ETF
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5177
23244
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0
23244
VANGUARD INDEX FDS
MID CAP ETF
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6340
31080
SH
SOLE
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0
31080
VANGUARD INDEX FDS
REAL ESTATE ETF
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210
2528
SH
SOLE
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0
2528
VANGUARD INDEX FDS
S&P 500 ETF SHS
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1181
3327
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SOLE
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0
3327
VANGUARD INDEX FDS
SMALL CP ETF
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7343
39094
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0
39094
VANGUARD INDEX FDS
TOTAL STK MKT
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608
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3132
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1011
22045
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22045
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46731
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500
10000
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1591
33315
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0
33315
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
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398
6886
SH
SOLE
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0
6886
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
298
3962
SH
SOLE
0
0
3962
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2058
27809
SH
SOLE
0
0
27809
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1195
8044
SH
SOLE
0
0
8044
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
901
23350
SH
SOLE
0
0
23350
VERASTEM INC
COM
92337C104
10
24000
SH
SOLE
0
0
24000
VISA INC
COM CL A
92826C839
2864
13824
SH
SOLE
0
0
13824
WALMART INC
COM
931142103
2837
19932
SH
SOLE
0
0
19932
WASTE MGMT INC DEL
COM
94106L109
1185
7482
SH
SOLE
0
0
7482
WESTERN ASSET HIGH INCOME OP
COM
95766K109
73
19296
SH
SOLE
0
0
19296
WISDOMTREE TR
US QTLY DIV GRT
97717X669
2320
38779
SH
SOLE
0
0
38779
ZOETIS INC
CL A
98978V103
209
1388
SH
SOLE
0
0
1388