Chief Compliance Officer

0001085146-21-002753.txt : 20211013 0001085146-21-002753.hdr.sgml : 20211013 20211012214814 ACCESSION NUMBER: 0001085146-21-002753 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 211320016 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729515 XXXXXXXX 09-30-2021 09-30-2021 false Aries Wealth Management

183 MIDDLE STREET SUITE 4B PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 10-12-2021 0 179 236403 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 1094 6237 SH SOLE 0 0 6237 ABBOTT LABS COM 002824100 1850 15661 SH SOLE 0 0 15661 ABBVIE INC COM 00287Y109 1288 11938 SH SOLE 0 0 11938 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1210 3783 SH SOLE 0 0 3783 ADOBE SYSTEMS INCORPORATED COM 00724F101 359 623 SH SOLE 0 0 623 AKAMAI TECHNOLOGIES INC COM 00971T101 510 4875 SH SOLE 0 0 4875 ALLSTATE CORP COM 020002101 338 2655 SH SOLE 0 0 2655 ALPHABET INC CAP STK CL A 02079K305 3422 1280 SH SOLE 0 0 1280 ALPHABET INC CAP STK CL C 02079K107 488 183 SH SOLE 0 0 183 AMAZON COM INC COM 023135106 3926 1195 SH SOLE 0 0 1195 AMERICAN EXPRESS CO COM 025816109 634 3786 SH SOLE 0 0 3786 AMERICAN TOWER CORP NEW COM 03027X100 610 2300 SH SOLE 0 0 2300 APPLE INC COM 037833100 13642 96411 SH SOLE 0 0 96411 ASTRAZENECA PLC SPONSORED ADR 046353108 689 11471 SH SOLE 0 0 11471 AT&T INC COM 00206R102 386 14282 SH SOLE 0 0 14282 AUTOMATIC DATA PROCESSING IN COM 053015103 1121 5609 SH SOLE 0 0 5609 BECTON DICKINSON & CO COM 075887109 301 1223 SH SOLE 0 0 1223 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 950 3479 SH SOLE 0 0 3479 BLACKROCK INC COM 09247X101 782 933 SH SOLE 0 0 933 BLACKSTONE INC COM 09260D107 233 2000 SH SOLE 0 0 2000 BRISTOL-MYERS SQUIBB CO COM 110122108 1549 26172 SH SOLE 0 0 26172 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 213 1276 SH SOLE 0 0 1276 CARRIER GLOBAL CORPORATION COM 14448C104 211 4080 SH SOLE 0 0 4080 CATERPILLAR INC COM 149123101 3512 18294 SH SOLE 0 0 18294 CHECK POINT SOFTWARE TECH LT ORD M22465104 260 2300 SH SOLE 0 0 2300 CHEVRON CORP NEW COM 166764100 1170 11536 SH SOLE 0 0 11536 CHUBB LIMITED COM H1467J104 1316 7584 SH SOLE 0 0 7584 CHURCH & DWIGHT INC COM 171340102 252 3052 SH SOLE 0 0 3052 CIGNA CORP NEW COM 125523100 819 4094 SH SOLE 0 0 4094 CISCO SYS INC COM 17275R102 1298 23852 SH SOLE 0 0 23852 COCA COLA CO COM 191216100 793 15104 SH SOLE 0 0 15104 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 327 4404 SH SOLE 0 0 4404 COLGATE PALMOLIVE CO COM 194162103 1203 15913 SH SOLE 0 0 15913 COMCAST CORP NEW CL A 20030N101 897 16040 SH SOLE 0 0 16040 CONSTELLATION BRANDS INC CL A 21036P108 438 2077 SH SOLE 0 0 2077 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 24 23400 SH SOLE 0 0 23400 COSTCO WHSL CORP NEW COM 22160K105 1584 3525 SH SOLE 0 0 3525 CROWN HLDGS INC COM 228368106 202 2000 SH SOLE 0 0 2000 CVS HEALTH CORP COM 126650100 569 6701 SH SOLE 0 0 6701 DANAHER CORPORATION COM 235851102 821 2697 SH SOLE 0 0 2697 DBX ETF TR XTRCKR RUSL 1000 233051242 273 6883 SH SOLE 0 0 6883 DIAGEO PLC SPON ADR NEW 25243Q205 395 2049 SH SOLE 0 0 2049 DISNEY WALT CO COM 254687106 1485 8781 SH SOLE 0 0 8781 DOMINION ENERGY INC COM 25746U109 246 3373 SH SOLE 0 0 3373 ECOLAB INC COM 278865100 413 1978 SH SOLE 0 0 1978 EMERSON ELEC CO COM 291011104 687 7297 SH SOLE 0 0 7297 EXXON MOBIL CORP COM 30231G102 3156 53663 SH SOLE 0 0 53663 FACEBOOK INC CL A 30303M102 3565 10503 SH SOLE 0 0 10503 FEDEX CORP COM 31428X106 609 2778 SH SOLE 0 0 2778 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 635 10600 SH SOLE 0 0 10600 FLUENT INC COM 34380C102 69 30200 SH SOLE 0 0 30200 FS KKR CAP CORP COM 302635206 366 16600 SH SOLE 0 0 16600 GENERAL ELECTRIC CO COM NEW 369604301 689 6691 SH SOLE 0 0 6691 GENERAL MLS INC COM 370334104 202 3382 SH SOLE 0 0 3382 GOLDMAN SACHS GROUP INC COM 38141G104 261 690 SH SOLE 0 0 690 HARTFORD FINL SVCS GROUP INC COM 416515104 247 3513 SH SOLE 0 0 3513 HEXCEL CORP NEW COM 428291108 404 6800 SH SOLE 0 0 6800 HOME DEPOT INC COM 437076102 4890 14898 SH SOLE 0 0 14898 HONEYWELL INTL INC COM 438516106 826 3889 SH SOLE 0 0 3889 HORIZON THERAPEUTICS PUB L SHS G46188101 274 2500 SH SOLE 0 0 2500 HYZON MOTORS INC *W EXP 10/02/202 44951Y110 15 10000 SH SOLE 0 0 10000 IDEXX LABS INC COM 45168D104 622 1000 SH SOLE 0 0 1000 ILLINOIS TOOL WKS INC COM 452308109 1854 8972 SH SOLE 0 0 8972 IMPINJ INC COM 453204109 322 5630 SH SOLE 0 0 5630 INDEPENDENT BK CORP MASS COM 453836108 1728 22690 SH SOLE 0 0 22690 INTEL CORP COM 458140100 1614 30301 SH SOLE 0 0 30301 INTERNATIONAL BUSINESS MACHS COM 459200101 1638 11787 SH SOLE 0 0 11787 INTUITIVE SURGICAL INC COM NEW 46120E602 415 417 SH SOLE 0 0 417 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 428 9141 SH SOLE 0 0 9141 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 396 17742 SH SOLE 0 0 17742 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 480 7888 SH SOLE 0 0 7888 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 738 4925 SH SOLE 0 0 4925 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 320 1664 SH SOLE 0 0 1664 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 2333 48054 SH SOLE 0 0 48054 INVESCO QQQ TR UNIT SER 1 46090E103 328 915 SH SOLE 0 0 915 ISHARES INC MSCI EMERG MRKT 464286533 335 5341 SH SOLE 0 0 5341 ISHARES TR 1 3 YR TREAS BD 464287457 631 7328 SH SOLE 0 0 7328 ISHARES TR CORE S&P SCP ETF 464287804 294 2690 SH SOLE 0 0 2690 ISHARES TR EXPND TEC SC ETF 464287549 297 735 SH SOLE 0 0 735 ISHARES TR ISHS 1-5YR INVS 464288646 5772 105639 SH SOLE 0 0 105639 ISHARES TR MSCI EAFE ETF 464287465 4246 54429 SH SOLE 0 0 54429 ISHARES TR MSCI EMG MKT ETF 464287234 1016 20163 SH SOLE 0 0 20163 ISHARES TR MSCI USA MIN VOL 46429B697 1444 19650 SH SOLE 0 0 19650 ISHARES TR MSCI USA QLT FCT 46432F339 2211 16788 SH SOLE 0 0 16788 ISHARES TR MSCI USA VALUE 46432F388 1282 12729 SH SOLE 0 0 12729 ISHARES TR NATIONAL MUN ETF 464288414 581 5000 SH SOLE 0 0 5000 ISHARES TR RUSSELL 3000 ETF 464287689 2761 10833 SH SOLE 0 0 10833 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3305 65160 SH SOLE 0 0 65160 JOHNSON & JOHNSON COM 478160104 4697 29084 SH SOLE 0 0 29084 JPMORGAN CHASE & CO COM 46625H100 2776 16956 SH SOLE 0 0 16956 KIMBERLY-CLARK CORP COM 494368103 477 3600 SH SOLE 0 0 3600 KKR & CO INC COM 48251W104 622 10210 SH SOLE 0 0 10210 LILLY ELI & CO COM 532457108 720 3115 SH SOLE 0 0 3115 LINDE PLC SHS G5494J103 624 2126 SH SOLE 0 0 2126 LOWES COS INC COM 548661107 1008 4970 SH SOLE 0 0 4970 MAGENTA THERAPEUTICS INC COM 55910K108 131 18000 SH SOLE 0 0 18000 MARSH & MCLENNAN COS INC COM 571748102 976 6446 SH SOLE 0 0 6446 MASTERCARD INCORPORATED CL A 57636Q104 427 1227 SH SOLE 0 0 1227 MCDONALDS CORP COM 580135101 1408 5838 SH SOLE 0 0 5838 MCKESSON CORP COM 58155Q103 257 1287 SH SOLE 0 0 1287 MEDTRONIC PLC SHS G5960L103 495 3950 SH SOLE 0 0 3950 MERCK & CO INC COM 58933Y105 2253 29996 SH SOLE 0 0 29996 MICROSOFT CORP COM 594918104 10203 36190 SH SOLE 0 0 36190 MONDELEZ INTL INC CL A 609207105 436 7500 SH SOLE 0 0 7500 MONSTER BEVERAGE CORP NEW COM 61174X109 431 4850 SH SOLE 0 0 4850 NETFLIX INC COM 64110L106 305 500 SH SOLE 0 0 500 NEXTERA ENERGY INC COM 65339F101 805 10253 SH SOLE 0 0 10253 NIKE INC CL B 654106103 1432 9861 SH SOLE 0 0 9861 NUCOR CORP COM 670346105 212 2155 SH SOLE 0 0 2155 NUVEEN MUN VALUE FD INC COM 670928100 413 36500 SH SOLE 0 0 36500 NVIDIA CORPORATION COM 67066G104 500 2412 SH SOLE 0 0 2412 NXP SEMICONDUCTORS N V COM N6596X109 403 2055 SH SOLE 0 0 2055 OPKO HEALTH INC COM 68375N103 55 15200 SH SOLE 0 0 15200 ORACLE CORP COM 68389X105 270 3095 SH SOLE 0 0 3095 OREILLY AUTOMOTIVE INC COM 67103H107 420 687 SH SOLE 0 0 687 PAYCHEX INC COM 704326107 229 2039 SH SOLE 0 0 2039 PAYPAL HLDGS INC COM 70450Y103 335 1287 SH SOLE 0 0 1287 PEPSICO INC COM 713448108 2402 15970 SH SOLE 0 0 15970 PFIZER INC COM 717081103 1709 39739 SH SOLE 0 0 39739 PROCTER AND GAMBLE CO COM 742718109 2675 19135 SH SOLE 0 0 19135 QUALCOMM INC COM 747525103 217 1679 SH SOLE 0 0 1679 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1040 12103 SH SOLE 0 0 12103 RENAISSANCERE HLDGS LTD COM G7496G103 335 2400 SH SOLE 0 0 2400 ROCKWELL AUTOMATION INC COM 773903109 216 733 SH SOLE 0 0 733 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 259 5820 SH SOLE 0 0 5820 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 352 4391 SH SOLE 0 0 4391 SELECT SECTOR SPDR TR ENERGY 81369Y506 626 12013 SH SOLE 0 0 12013 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 466 12413 SH SOLE 0 0 12413 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 231 1287 SH SOLE 0 0 1287 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 490 3282 SH SOLE 0 0 3282 SHERWIN WILLIAMS CO COM 824348106 388 1386 SH SOLE 0 0 1386 SPDR GOLD TR GOLD SHS 78463V107 1106 6733 SH SOLE 0 0 6733 SPDR S&P 500 ETF TR TR UNIT 78462F103 5427 12647 SH SOLE 0 0 12647 SPDR SER TR BLOMBERG BRC INV 78468R200 2770 90350 SH SOLE 0 0 90350 SPDR SER TR NYSE TECH ETF 78464A102 328 2100 SH SOLE 0 0 2100 SPDR SER TR PORTFOLIO SH TSR 78468R101 12473 407230 SH SOLE 0 0 407230 SPDR SER TR S&P DIVID ETF 78464A763 5162 43910 SH SOLE 0 0 43910 SPLUNK INC COM 848637104 217 1500 SH SOLE 0 0 1500 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 373 7727 SH SOLE 0 0 7727 STARBUCKS CORP COM 855244109 664 6019 SH SOLE 0 0 6019 STATE STR CORP COM 857477103 444 5244 SH SOLE 0 0 5244 TEXAS INSTRS INC COM 882508104 1201 6247 SH SOLE 0 0 6247 THE TRADE DESK INC COM CL A 88339J105 281 4000 SH SOLE 0 0 4000 THERMO FISHER SCIENTIFIC INC COM 883556102 2672 4677 SH SOLE 0 0 4677 TJX COS INC NEW COM 872540109 488 7399 SH SOLE 0 0 7399 T-MOBILE US INC COM 872590104 852 6672 SH SOLE 0 0 6672 TORONTO DOMINION BK ONT COM NEW 891160509 495 7487 SH SOLE 0 0 7487 TOTALENERGIES SE SPONSORED ADS 89151E109 272 5676 SH SOLE 0 0 5676 TRAVELERS COMPANIES INC COM 89417E109 444 2919 SH SOLE 0 0 2919 TREX CO INC COM 89531P105 1753 17200 SH SOLE 0 0 17200 UNILEVER PLC SPON ADR NEW 904767704 219 4040 SH SOLE 0 0 4040 UNION PAC CORP COM 907818108 825 4209 SH SOLE 0 0 4209 UNITED PARCEL SERVICE INC CL B 911312106 393 2156 SH SOLE 0 0 2156 UNITEDHEALTH GROUP INC COM 91324P102 1230 3148 SH SOLE 0 0 3148 VANECK ETF TRUST GOLD MINERS ETF 92189F106 406 13790 SH SOLE 0 0 13790 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1388 15519 SH SOLE 0 0 15519 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2113 25783 SH SOLE 0 0 25783 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 852 9966 SH SOLE 0 0 9966 VANGUARD INDEX FDS GROWTH ETF 922908736 5582 19236 SH SOLE 0 0 19236 VANGUARD INDEX FDS MID CAP ETF 922908629 7296 30816 SH SOLE 0 0 30816 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 257 2528 SH SOLE 0 0 2528 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1002 2541 SH SOLE 0 0 2541 VANGUARD INDEX FDS SMALL CP ETF 922908751 8177 37392 SH SOLE 0 0 37392 VANGUARD INDEX FDS TOTAL STK MKT 922908769 506 2277 SH SOLE 0 0 2277 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 809 13272 SH SOLE 0 0 13272 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2392 47831 SH SOLE 0 0 47831 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1467 27900 SH SOLE 0 0 27900 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 346 5125 SH SOLE 0 0 5125 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1966 23860 SH SOLE 0 0 23860 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 884 5758 SH SOLE 0 0 5758 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 497 9850 SH SOLE 0 0 9850 VERASTEM INC COM 92337C104 68 22000 SH SOLE 0 0 22000 VERIZON COMMUNICATIONS INC COM 92343V104 243 4498 SH SOLE 0 0 4498 VISA INC COM CL A 92826C839 2836 12732 SH SOLE 0 0 12732 WALMART INC COM 931142103 2594 18611 SH SOLE 0 0 18611 WASTE MGMT INC DEL COM 94106L109 973 6514 SH SOLE 0 0 6514 WESTERN ASSET HIGH INCOME OP COM 95766K109 100 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HOLDINGS INC COM 98956P102 243 1659 SH SOLE 0 0 1659 ZOETIS INC CL A 98978V103 202 1038 SH SOLE 0 0 1038