Chief Compliance Officer

0001085146-21-000229.txt : 20210122 0001085146-21-000229.hdr.sgml : 20210122 20210122172132 ACCESSION NUMBER: 0001085146-21-000229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 EFFECTIVENESS DATE: 20210122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aries Wealth Management CENTRAL INDEX KEY: 0001729515 IRS NUMBER: 473622319 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18258 FILM NUMBER: 21547123 BUSINESS ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-536-0530 MAIL ADDRESS: STREET 1: 183 MIDDLE STREET STREET 2: SUITE 4B CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729515 XXXXXXXX 12-31-2020 12-31-2020 false Aries Wealth Management

183 MIDDLE STREET SUITE 4B PORTLAND ME 04101

13F HOLDINGS REPORT 028-18258 N Jason Viola Chief Compliance Officer 207-536-4046 /s/ Jason Viola Portland ME 01-19-2021 0 164 200162 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 1044 6267 SH SOLE 0 0 6267 ABBOTT LABS COM 002824100 1532 13726 SH SOLE 0 0 13726 ABBVIE INC COM 00287Y109 1043 9720 SH SOLE 0 0 9720 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 636 2408 SH SOLE 0 0 2408 ADOBE SYSTEMS INCORPORATED COM 00724F101 403 831 SH SOLE 0 0 831 AKAMAI TECHNOLOGIES INC COM 00971T101 559 5400 SH SOLE 0 0 5400 ALPHABET INC CAP STK CL A 02079K305 2150 1196 SH SOLE 0 0 1196 ALPHABET INC CAP STK CL C 02079K107 323 179 SH SOLE 0 0 179 ALPS ETF TR ALERIAN MLP 00162Q452 300 10800 SH SOLE 0 0 10800 AMAZON COM INC COM 023135106 3444 1082 SH SOLE 0 0 1082 AMC ENTMT HLDGS INC CL A COM 00165C104 21 10000 SH SOLE 0 0 10000 AMERICAN ELEC PWR CO INC COM 025537101 210 2649 SH SOLE 0 0 2649 AMERICAN EXPRESS CO COM 025816109 419 3437 SH SOLE 0 0 3437 AMERICAN TOWER CORP NEW 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SH SOLE 0 0 3738 COLGATE PALMOLIVE CO COM 194162103 1328 16126 SH SOLE 0 0 16126 COMCAST CORP NEW CL A 20030N101 819 15883 SH SOLE 0 0 15883 CONSTELLATION BRANDS INC CL A 21036P108 316 1372 SH SOLE 0 0 1372 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 33 23400 SH SOLE 0 0 23400 COSTCO WHSL CORP NEW COM 22160K105 1220 3297 SH SOLE 0 0 3297 CVS HEALTH CORP COM 126650100 529 7073 SH SOLE 0 0 7073 DANAHER CORPORATION COM 235851102 623 2559 SH SOLE 0 0 2559 DIAGEO PLC SPON ADR NEW 25243Q205 288 1739 SH SOLE 0 0 1739 DISNEY WALT CO COM 254687106 1416 7926 SH SOLE 0 0 7926 DOMINION ENERGY INC COM 25746U109 204 2789 SH SOLE 0 0 2789 ECOLAB INC COM 278865100 303 1366 SH SOLE 0 0 1366 EDITAS MEDICINE INC COM 28106W103 362 4000 SH SOLE 0 0 4000 EMERSON ELEC CO COM 291011104 595 7267 SH SOLE 0 0 7267 EXXON MOBIL CORP COM 30231G102 2451 53913 SH SOLE 0 0 53913 FACEBOOK INC CL A 30303M102 2821 10544 SH SOLE 0 0 10544 FEDEX CORP COM 31428X106 595 2427 SH SOLE 0 0 2427 FIRST TR EXCHANGE-TRADED FD FIRST 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JOHNSON COM 478160104 4538 28354 SH SOLE 0 0 28354 JPMORGAN CHASE & CO COM 46625H100 2022 14867 SH SOLE 0 0 14867 KIMBERLY-CLARK CORP COM 494368103 530 4025 SH SOLE 0 0 4025 KKR & CO INC COM 48251W104 492 12160 SH SOLE 0 0 12160 KODIAK SCIENCES INC COM 50015M109 308 2000 SH SOLE 0 0 2000 LILLY ELI & CO COM 532457108 321 1930 SH SOLE 0 0 1930 LINDE PLC SHS G5494J103 369 1364 SH SOLE 0 0 1364 LOWES COS INC COM 548661107 784 4751 SH SOLE 0 0 4751 MAGENTA THERAPEUTICS INC COM 55910K108 152 18000 SH SOLE 0 0 18000 MARSH & MCLENNAN COS INC COM 571748102 585 5153 SH SOLE 0 0 5153 MASTERCARD INCORPORATED CL A 57636Q104 434 1227 SH SOLE 0 0 1227 MCDONALDS CORP COM 580135101 1231 5703 SH SOLE 0 0 5703 MCKESSON CORP COM 58155Q103 235 1280 SH SOLE 0 0 1280 MEDTRONIC PLC SHS G5960L103 493 4118 SH SOLE 0 0 4118 MERCK & CO. INC COM 58933Y105 2410 29030 SH SOLE 0 0 29030 MICROSOFT CORP COM 594918104 7714 35123 SH SOLE 0 0 35123 MONDELEZ INTL INC CL A 609207105 396 6801 SH SOLE 0 0 6801 MONSTER BEVERAGE CORP NEW COM 61174X109 480 5050 SH SOLE 0 0 5050 NETFLIX INC COM 64110L106 255 500 SH SOLE 0 0 500 NEXTERA ENERGY INC COM 65339F101 392 4828 SH SOLE 0 0 4828 NIKE INC CL B 654106103 1172 8005 SH SOLE 0 0 8005 NORDSTROM INC COM 655664100 222 6483 SH SOLE 0 0 6483 NUVEEN MUN VALUE FD INC COM 670928100 399 36500 SH SOLE 0 0 36500 NVIDIA CORPORATION COM 67066G104 212 400 SH SOLE 0 0 400 NXP SEMICONDUCTORS N V COM N6596X109 350 2000 SH SOLE 0 0 2000 OPKO HEALTH INC COM 68375N103 66 15000 SH SOLE 0 0 15000 ORACLE CORP COM 68389X105 297 4691 SH SOLE 0 0 4691 PAYPAL HLDGS INC COM 70450Y103 265 1092 SH SOLE 0 0 1092 PEPSICO INC COM 713448108 2170 15050 SH SOLE 0 0 15050 PFIZER INC COM 717081103 1504 40511 SH SOLE 0 0 40511 PHILLIPS 66 COM 718546104 204 2880 SH SOLE 0 0 2880 PLUG POWER INC COM NEW 72919P202 269 5000 SH SOLE 0 0 5000 PROCTER AND GAMBLE CO COM 742718109 2500 18013 SH SOLE 0 0 18013 QUALCOMM INC COM 747525103 263 1679 SH SOLE 0 0 1679 QUANTUMSCAPE CORP COM CL A 74767V109 284 5000 SH SOLE 0 0 5000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 753 10779 SH SOLE 0 0 10779 RENAISSANCERE HLDGS LTD COM G7496G103 399 2400 SH SOLE 0 0 2400 SELECT SECTOR SPDR TR ENERGY 81369Y506 492 11873 SH SOLE 0 0 11873 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 212 1254 SH SOLE 0 0 1254 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 259 8378 SH SOLE 0 0 8378 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 325 2482 SH SOLE 0 0 2482 SPDR GOLD TR GOLD SHS 78463V107 653 3768 SH SOLE 0 0 3768 SPDR S&P 500 ETF TR TR UNIT 78462F103 4613 12100 SH SOLE 0 0 12100 SPDR SER TR BLOMBERG BRC INV 78468R200 2403 78473 SH SOLE 0 0 78473 SPDR SER TR NYSE TECH ETF 78464A102 307 2100 SH SOLE 0 0 2100 SPDR SER TR PORTFOLIO SH TSR 78468R101 15988 521285 SH SOLE 0 0 521285 SPDR SER TR S&P DIVID ETF 78464A763 4797 44115 SH SOLE 0 0 44115 SPLUNK INC COM 848637104 248 1500 SH SOLE 0 0 1500 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 292 5932 SH SOLE 0 0 5932 STARBUCKS CORP COM 855244109 575 5441 SH SOLE 0 0 5441 STATE STR CORP COM 857477103 361 4686 SH SOLE 0 0 4686 TEXAS INSTRS INC COM 882508104 883 5160 SH SOLE 0 0 5160 THE TRADE DESK INC COM CL A 88339J105 318 400 SH SOLE 0 0 400 THERMO FISHER SCIENTIFIC INC COM 883556102 2149 4195 SH SOLE 0 0 4195 TJX COS INC NEW COM 872540109 471 6702 SH SOLE 0 0 6702 T-MOBILE US INC COM 872590104 737 5459 SH SOLE 0 0 5459 TORONTO DOMINION BK ONT COM NEW 891160509 472 8087 SH SOLE 0 0 8087 TRAVELERS COMPANIES INC COM 89417E109 427 3060 SH SOLE 0 0 3060 TREX CO INC COM 89531P105 1530 17200 SH SOLE 0 0 17200 UNILEVER PLC SPON ADR NEW 904767704 245 4040 SH SOLE 0 0 4040 UNION PAC CORP COM 907818108 563 2572 SH SOLE 0 0 2572 UNITED PARCEL SERVICE INC CL B 911312106 306 1931 SH SOLE 0 0 1931 UNITEDHEALTH GROUP INC COM 91324P102 818 2250 SH SOLE 0 0 2250 VANGUARD BD INDEX FDS INTERMED TERM 921937819 572 6224 SH SOLE 0 0 6224 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2129 25736 SH SOLE 0 0 25736 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 664 7614 SH SOLE 0 0 7614 VANGUARD INDEX FDS GROWTH ETF 922908736 4847 18859 SH SOLE 0 0 18859 VANGUARD INDEX FDS MID CAP ETF 922908629 6087 28571 SH SOLE 0 0 28571 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 210 2528 SH SOLE 0 0 2528 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 669 1909 SH SOLE 0 0 1909 VANGUARD INDEX FDS SMALL CP ETF 922908751 7099 34838 SH SOLE 0 0 34838 VANGUARD INDEX FDS TOTAL STK MKT 922908769 455 2285 SH SOLE 0 0 2285 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 678 11134 SH SOLE 0 0 11134 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2111 40244 SH SOLE 0 0 40244 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 819 16000 SH SOLE 0 0 16000 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 281 4085 SH SOLE 0 0 4085 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1351 16259 SH SOLE 0 0 16259 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 788 5517 SH SOLE 0 0 5517 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 484 9850 SH SOLE 0 0 9850 VERASTEM INC COM 92337C104 51 20000 SH SOLE 0 0 20000 VERIZON COMMUNICATIONS INC COM 92343V104 347 6012 SH SOLE 0 0 6012 VISA INC COM CL A 92826C839 2261 10495 SH SOLE 0 0 10495 WALMART INC COM 931142103 2542 17337 SH SOLE 0 0 17337 WASTE MGMT INC DEL COM 94106L109 621 5235 SH SOLE 0 0 5235 WESTERN ASSET HIGH INCOME OP COM 95766K109 96 19296 SH SOLE 0 0 19296 ZIMMER BIOMET HOLDINGS INC COM 98956P102 295 1859 SH SOLE 0 0 1859 ZYNGA INC CL A 98986T108 99 10000 SH SOLE 0 0 10000