UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported):
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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The |
EXPLANATORY NOTE
This Amendment No. 1 to Form 8-K (this “Amendment No. 1”) is being filed as an amendment to the Current Report on Form 8-K of CNS Pharmaceuticals, Inc. (the “Company”), filed with the U.S. Securities and Exchange Commission on June 14, 2024 (the “Original Filing”).
The sole purpose of this Amendment No. 1 is to file Exhibit 5.1, which was inadvertently omitted. Except for the foregoing, this Amendment No. 1 does not modify or update any other disclosure contained in the Original Filing.
Item 9.01. | Financial Statements and Exhibits |
(d) Exhibits
Exhibit No. | Exhibit Description |
4.1 | Form of Pre-Funded Warrant (1) |
4.2 | Form of Common Warrant (1) |
5.1 | ArentFox Schiff LLP Legal Opinion* |
10.1 | Form of Securities Purchase Agreement (1) |
10.2 | Financial Advisory Agreement between CNS Pharmaceuticals, Inc. and A.G.P./Alliance Global Partners (1) |
99.1 | Press release dated June 14, 2024 (1) |
104 | Cover page Interactive Data File (embedded within the Inline XBRL document)* |
Notes:
* | Filed herewith. |
(1) | Previously filed as an exhibit to our Current Report on Form 8-K filed with the SEC on June 14, 2024. |
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Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CNS Pharmaceuticals, Inc. |
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By: | /s/ Chris Downs | ||
Chris Downs | |||
Chief Financial Officer | |||
Dated: June 20, 2024 |
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