*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
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**
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There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 91818X108 has been assigned to the American Depositary Shares (“ADSs”) of the Company, which are quoted
on NASDAQ under the symbol “UXIN.” Each ADS represents 3 Class A Ordinary Shares.
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1
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NAME OF REPORTING PERSONS
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PacificBridge Asset Management
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Korea
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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67,079,463 Class A Ordinary Shares (1)
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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67,079,463 Class A Ordinary Shares (1)
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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67,079,463 Class A Ordinary Shares (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.19% (2)
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12
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TYPE OF REPORTING PERSON (See Instructions)
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CO
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Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer's Principal Executive Offices: |
Item 2(a). | Name of Persons Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or |
Item 4. | Ownership. |
Reporting Person
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No. of Securities
Beneficially Owned |
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Percent of Class
(2) |
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Voting Power
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Dispositive Power
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Sole (1)
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Shared (1)
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Sole (1)
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Shared
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PacificBridge Asset Management
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67,079,463
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6.19
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67,079,463
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67,079,463
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67,079,463
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67,079,463
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(1)
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PBAM is a fund manager and general partner to 8 funds (the “Funds”) holding ADSs of the issuer. Under the investment management agreement with
the Funds, PBAM has been given the sole discretion to exercise the voting rights attached to, and the disposition of, any shares managed on behalf of the Funds. As such, PBAM has the sole power to vote and power to dispose of the
67,079,463 Class A Ordinary Shares represented by ADSs.
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(2)
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Based on 1,084,343,330 Class A Ordinary Shares of the Issuer outstanding, as calculated based on 999,650,491 ordinary shares outstanding as of
October 8, 2020 as disclosed in the Issuer’s Register of Members dated October 8, 2020 and 84,692,839 ordinary shares subsequently sold by the Issuer as disclosed in the Issuer’s Form 6-K dated October 8, 2020.
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Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10.
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Certification.
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PACIFICBRIDGE ASSET MANAGEMENT
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By:
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/s/ Hyunjin Choi
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Name: Hyunjin Choi
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Title: Director
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