0001209191-23-046721.txt : 20230821 0001209191-23-046721.hdr.sgml : 20230821 20230821164749 ACCESSION NUMBER: 0001209191-23-046721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230818 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKENNA TIMOTHY CENTRAL INDEX KEY: 0001738750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38532 FILM NUMBER: 231189746 MAIL ADDRESS: STREET 1: 40 BURTON HILLS BOULEVARD, SUITE 415 CITY: NASHVILLE STATE: TN ZIP: 37215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: i3 Verticals, Inc. CENTRAL INDEX KEY: 0001728688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 824052852 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 415 CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 800-203-7981 MAIL ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 415 CITY: NASHVILLE STATE: TN ZIP: 37215 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-18 0 0001728688 i3 Verticals, Inc. IIIV 0001738750 MCKENNA TIMOTHY 40 BURTON HILLS BLVD. SUITE 415 NASHVILLE TN 37215 1 0 0 0 0 Class A common stock, par value $0.0001 per share 2023-08-18 4 M 0 10000 13.00 A 10000 D Class A common stock, par value $0.0001 per share 2023-08-18 4 F 0 7313 22.32 D 2687 D Class A common stock, par value $0.0001 per share 2023-08-18 4 S 0 2687 22.27 D 0 D Stock Option (Right to Buy) 13.00 2023-08-18 4 M 0 10000 0.00 D 2028-06-20 Class A common stock, par value $0.0001 per share 10000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. /s/ Paul Maple, Attorney-in-Fact for Timothy McKenna 2023-08-21