CCO

0001398344-21-020855.txt : 20211103 0001398344-21-020855.hdr.sgml : 20211103 20211103082124 ACCESSION NUMBER: 0001398344-21-020855 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 EFFECTIVENESS DATE: 20211103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 211373806 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 09-30-2021 09-30-2021 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills CCO 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 11-02-2021 0 721 920099 INFORMATION TABLE 2 fp0069515_13fhr-table.xml 13F INFORMATION TABLE 3M ORD ORD 88579Y101 901 5135 SH SOLE 0 0 5135 ABBOTT LABORATORIES ORD ORD 002824100 1989 16836 SH SOLE 0 0 16836 ABBVIE ORD ORD 00287Y109 3244 30078 SH SOLE 0 0 30078 ABERCROMBIE AND FITCH CL A ORD ORD 002896207 1683 44719 SH SOLE 0 0 44719 ABERCROMBIE NOV 19, 2021 CALL 50 CALL 002896207 98 162 SH Call SOLE 0 0 162 ABERCROMBIE NOV 19, 2021 PUT 38 PUT 002896207 3 10 SH Put SOLE 0 0 10 ACCENTURE CL A ORD ORD G1151C101 976 3050 SH SOLE 0 0 3050 ACCURAY ORD ORD 004397105 3697 935850 SH SOLE 0 0 935850 ACELRX PHARMACEUTICALS ORD ORD 00444T100 47 46000 SH SOLE 0 0 46000 ADAMS NATURAL RESOURCES CF CF 00548F105 345 21998 SH SOLE 0 0 21998 ADOBE ORD ORD 00724F101 4173 7248 SH SOLE 0 0 7248 ADTRAN ORD ORD 00738A106 3535 188454 SH SOLE 0 0 188454 ADVANCED MICRO DEVICES ORD ORD 007903107 2203 21407 SH SOLE 0 0 21407 ADVANCED VIRAL RESH CORP COM ORD 007928104 0 20000 SH SOLE 0 0 20000 AFFIRM HOLDINGS CL A ORD ORD 00827B106 299 2511 SH SOLE 0 0 2511 AFLAC ORD ORD 001055102 296 5687 SH SOLE 0 0 5687 AGILENT TECHNOLOGIES ORD ORD 00846U101 248 1573 SH SOLE 0 0 1573 AGNC INVESTMENT REIT ORD ORD 00123Q104 371 23537 SH SOLE 0 0 23537 AGNICO EAGLE ORD ORD 008474108 375 7235 SH SOLE 0 0 7235 AIR PRODUCTS AND CHEMICALS ORD ORD 009158106 438 1708 SH SOLE 0 0 1708 AIRBNB CL A ORD ORD 009066101 1865 11116 SH SOLE 0 0 11116 ALIBABA GROUP HOLDING ADR REP 8 ORD ORD 01609W102 827 5586 SH SOLE 0 0 5586 ALPHABET CL A ORD ORD 02079K305 6984 2612 SH SOLE 0 0 2612 ALPHABET CL C ORD ORD 02079K107 6903 2590 SH SOLE 0 0 2590 ALPS ALERIAN MLP ETF ORD 00162Q452 616 18473 SH SOLE 0 0 18473 ALTRIA GROUP ORD ORD 02209S103 743 16331 SH SOLE 0 0 16331 AMAZON COM ORD ORD 023135106 33396 10166 SH SOLE 0 0 10166 AMAZON.COM NOV 19, 2021 PUT 2950 ORD 023135106 48 10 SH Put SOLE 0 0 10 AMERICAN AIRLINE JAN 21, 2022 CALL 15 ORD 02376R102 3 5 SH Call SOLE 0 0 5 AMERICAN AIRLINES GROUP ORD ORD 02376R102 277 13477 SH SOLE 0 0 13477 AMERICAN CNTR FCSD DYNMC GRWT ETF ETF 025072810 613 7478 SH SOLE 0 0 7478 AMERICAN ELECTRIC POWER ORD ORD 025537101 529 6515 SH SOLE 0 0 6515 AMERICAN EXPRESS ORD ORD 025816109 641 3824 SH SOLE 0 0 3824 AMERICAN FIN CL A ORD ORD 02607T109 725 90196 SH SOLE 0 0 90196 AMERICAN TOWER REIT REIT 03027X100 802 3020 SH SOLE 0 0 3020 AMERICAN WATER WORKS ORD ORD 030420103 213 1257 SH SOLE 0 0 1257 AMERIPRISE FINANCE ORD ORD 03076C106 546 2068 SH SOLE 0 0 2068 AMGEN ORD ORD 031162100 584 2745 SH SOLE 0 0 2745 AMPLIFY ONLINE RETAIL ETF ETF 032108102 315 2879 SH SOLE 0 0 2879 ANALOG DEVICES ORD ORD 032654105 1353 8078 SH SOLE 0 0 8078 ANNALY CAPITAL MANAGEMENT REIT ORD REIT 035710409 1109 131668 SH SOLE 0 0 131668 ANR RTS RTS 03634H118 0 25269 SH SOLE 0 0 25269 ANSYS ORD ORD 03662Q105 457 1341 SH SOLE 0 0 1341 ANTHEM ORD ORD 036752103 366 983 SH SOLE 0 0 983 AON CL A ORD ORD G0403H108 464 1622 SH SOLE 0 0 1622 APOLLO COMM REAL EST FIN REIT ORD ORD 03762U105 396 26684 SH SOLE 0 0 26684 APOLLO GLOBAL MANAGEMENT CL A ORD ORD 03768E105 718 11663 SH SOLE 0 0 11663 APPLE JAN 21, 2022 CALL 250 ORD 037833100 4 15 SH Call SOLE 0 0 15 APPLE JAN 21, 2022 PUT 125 ORD 037833100 3 8 SH Put SOLE 0 0 8 APPLE ORD ORD 037833100 37127 262378 SH SOLE 0 0 262378 APPLIED MATERIAL ORD ORD 038222105 2132 16564 SH SOLE 0 0 16564 APPLIED OPTOELECTRONICS ORD ORD 03823U102 4619 643306 SH SOLE 0 0 643306 ARBOR REALTY REIT ORD ORD 038923108 652 35177 SH SOLE 0 0 35177 ARK AUTONOMOUS TECH RBTCS ETF ETF 00214Q203 242 3097 SH SOLE 0 0 3097 ARK FINTECH INNOVATION ETF ETF 00214Q708 388 7858 SH SOLE 0 0 7858 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 509 6814 SH SOLE 0 0 6814 ARK INNOVATION ETF ETF 00214Q104 3715 33614 SH SOLE 0 0 33614 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 512 3688 SH SOLE 0 0 3688 ASANA CL A ORD ORD 04342Y104 1143 11004 SH SOLE 0 0 11004 ASML HOLDING ADR REP ORD ORD N07059210 280 376 SH SOLE 0 0 376 ASTRAZENECA ADR REP 0.5 ORD ORD 046353108 288 4790 SH SOLE 0 0 4790 ASTRAZENECA OCT 15, 2021 CALL 57.5 ORD 046353108 1 3 SH Call SOLE 0 0 3 AT AND T NTS NTS 00206R300 286 10900 SH SOLE 0 0 10900 AT&T ORD ORD 00206R102 4286 158697 SH SOLE 0 0 158697 ATKORE ORD ORD 047649108 403 4631 SH SOLE 0 0 4631 ATLASSIAN CL A ORD ORD G06242104 946 2416 SH SOLE 0 0 2416 ATP OIL & GAS CORP COM ORD 00208J108 0 71860 SH SOLE 0 0 71860 AUTOMATIC DATA PROCESSING ORD ORD 053015103 714 3569 SH SOLE 0 0 3569 AXON ENTERPRISE ORD ORD 05464C101 649 3706 SH SOLE 0 0 3706 B AND G FOODS ORD ORD 05508R106 442 14797 SH SOLE 0 0 14797 BAIDU ADS REP 8 CL A ORD ORD 056752108 284 1845 SH SOLE 0 0 1845 BALL ORD ORD 058498106 2984 33167 SH SOLE 0 0 33167 BANCO SANTANDER ADR REP 1 ORD ORD 05964H105 74 20478 SH SOLE 0 0 20478 BANK OF AMERICA ORD ORD 060505104 1606 37836 SH SOLE 0 0 37836 BANK OF NEW YORK MELLON ORD ORD 064058100 254 4904 SH SOLE 0 0 4904 BERKSHIRE HATHAWAY CL B ORD ORD 084670702 5091 18652 SH SOLE 0 0 18652 BIOTECH MEDICS ORD ORD 090699307 5 80000 SH SOLE 0 0 80000 BLACKBERRY ORD ORD 09228F103 260 26720 SH SOLE 0 0 26720 BLACKROCK CORE BOND CF CF 09249E101 293 17704 SH SOLE 0 0 17704 BLACKROCK MUNIVEST II CF CF 09253T101 241 15820 SH SOLE 0 0 15820 BLACKROCK ORD ORD 09247X101 1531 1826 SH SOLE 0 0 1826 BLACKROCK SCIENCE TECHNOLOGY CF CF 09258G104 1324 25374 SH SOLE 0 0 25374 BLACKROCK SHORT MATURITY BOND ETF ETF 46431W507 2046 40811 SH SOLE 0 0 40811 BLACKROCK SHORT OBLIGATIONS CL INSTL INSTL 091936419 3132 311611 SH SOLE 0 0 311611 BLACKSTONE MORTGAGE CL A REIT ORD ORD 09257W100 752 24809 SH SOLE 0 0 24809 BLACKSTONE ORD ORD 09260D107 3809 32741 SH SOLE 0 0 32741 BLUEROCK RESIDENTIAL GRWTH CL A REIT REIT 09627J102 999 78449 SH SOLE 0 0 78449 BOEING JAN 21, 2022 CALL 365 ORD 097023105 0 8 SH Call SOLE 0 0 8 BOEING JAN 21, 2022 PUT 170 ORD 097023105 1 3 SH Put SOLE 0 0 3 BOEING ORD ORD 097023105 2366 10758 SH SOLE 0 0 10758 BORGWARNER ORD ORD 099724106 307 7094 SH SOLE 0 0 7094 BP ADR EACH REPSTNG SIX ORD ORD 055622104 1182 43237 SH SOLE 0 0 43237 BP JAN 21, 2022 CALL 28 ORD 055622104 1 7 SH Call SOLE 0 0 7 BRISTOL MYERS SQUIBB ORD ORD 110122108 1170 19765 SH SOLE 0 0 19765 BRITISH AMERICAN TOBACCO ADR REP ORD ORD 110448107 557 15795 SH SOLE 0 0 15795 BROADCOM ORD ORD 11135F101 1985 4093 SH SOLE 0 0 4093 BROOKFIELD ASSET MANAGEMENT CL A ORD ORD 112585104 294 5497 SH SOLE 0 0 5497 BROOKFIELD INFRASTRUCTUR PARTNER UNT UNT G16252101 230 4094 SH SOLE 0 0 4094 BROOKFIELD RENEWABLE PARTNERS UNT UNT G16258108 296 8020 SH SOLE 0 0 8020 BUSINESS DEVELOPMENT ORD ORD 12325J101 1 73792 SH SOLE 0 0 73792 CALAMP ORD ORD 128126109 1081 108650 SH SOLE 0 0 108650 CAPITAL ONE FINANCIAL ORD ORD 14040H105 505 3117 SH SOLE 0 0 3117 CARLYLE GROUP ORD ORD 14316J108 356 7522 SH SOLE 0 0 7522 CARNIVAL ORD ORD 143658300 369 14739 SH SOLE 0 0 14739 CARNIVL JAN 21, 2022 CALL 20 ORD 143658300 6 10 SH Call SOLE 0 0 10 CARRIER GLOBAL ORD ORD 14448C104 375 7242 SH SOLE 0 0 7242 CARTER VALIDUS MISSIN CRITL CL A ORD ORD 146280102 310 53301 SH SOLE 0 0 53301 CATERPILLAR ORD ORD 149123101 998 5201 SH SOLE 0 0 5201 CBRE GROUP CL A ORD ORD 12504L109 754 7744 SH SOLE 0 0 7744 CDW ORD ORD 12514G108 500 2748 SH SOLE 0 0 2748 CELANESE ORD ORD 150870103 263 1749 SH SOLE 0 0 1749 CHAMPIONX ORD ORD 15872M104 363 16240 SH SOLE 0 0 16240 CHARLES SCHWAB ORD ORD 808513105 732 10048 SH SOLE 0 0 10048 CHARTER COMMUNICATIONS CL A ORD ORD 16119P108 230 316 SH SOLE 0 0 316 CHEVRON ORD ORD 166764100 3675 36222 SH SOLE 0 0 36222 CHEWY CL A ORD ORD 16679L109 304 4458 SH SOLE 0 0 4458 CHEWY OCT 15, 2021 PUT 70 ORD 16679L109 0 1 SH Put SOLE 0 0 1 CHIMERA INVESTMENT REIT REIT 16934Q208 572 38539 SH SOLE 0 0 38539 CHIPOTLE MEXICAN GRILL ORD ORD 169656105 3519 1936 SH SOLE 0 0 1936 CISCO SYSTEMS JUN 17, 2022 CALL 55 ORD 17275R102 48 117 SH Call SOLE 0 0 117 CISCO SYSTEMS JUN 17, 2022 PUT 55 ORD 17275R102 50 91 SH Put SOLE 0 0 91 CISCO SYSTEMS ORD ORD 17275R102 2943 54070 SH SOLE 0 0 54070 CITIGROUP ORD ORD 172967424 668 9522 SH SOLE 0 0 9522 CLEVELAND CLIFFS ORD ORD 185899101 321 16182 SH Put SOLE 0 0 16182 CLEVELAND-CLIFFS NOV 19, 2021 PUT 18 ORD 185899101 2 15 SH SOLE 0 0 15 CLOUDFLARE CL A ORD ORD 18915M107 1281 11372 SH SOLE 0 0 11372 COCA-COLA NOV 19, 2021 PUT 50 ORD 191216100 1 10 SH Put SOLE 0 0 10 COCA-COLA ORD ORD 191216100 1390 26483 SH SOLE 0 0 26483 COGNEX ORD ORD 192422103 282 3516 SH SOLE 0 0 3516 COHEN AND STEERS INFRASTRUCTURE CF CF 19248A109 434 16007 SH SOLE 0 0 16007 COHEN STEERS TOTAL RETURN REALTY CF CF 19247R103 260 16000 SH SOLE 0 0 16000 COHU ORD ORD 192576106 1263 39550 SH SOLE 0 0 39550 COINBASE GLOBAL CL A ORD ORD 19260Q107 273 1201 SH SOLE 0 0 1201 COMCAST CL A ORD ORD 20030N101 1470 26283 SH SOLE 0 0 26283 COMMUNICAT SVS SLCT SEC SPDR ETF ETF 81369Y852 404 5043 SH SOLE 0 0 5043 COMPASS MIN INTL DEC 17, 2021 CALL 70 ORD 20451N101 0 1 SH Call SOLE 0 0 1 COMPASS MINERALS INTERNATIONAL ORD ORD 20451N101 873 13556 SH SOLE 0 0 13556 CONOCOPHILLIPS ORD ORD 20825C104 400 5898 SH SOLE 0 0 5898 CONSTELLATION BRANDS CL A ORD ORD 21036P108 762 3618 SH SOLE 0 0 3618 CORNERSTONE STRATEGIC VALUE CF CF 21924B302 707 55231 SH SOLE 0 0 55231 CORNERSTONE TOTAL RETURN CF CF 21924U300 487 39233 SH SOLE 0 0 39233 CORTEVA ORD ORD 22052L104 220 5238 SH SOLE 0 0 5238 COSTAR GROUP ORD ORD 22160N109 202 2348 SH SOLE 0 0 2348 COSTCO WHOLESALE ORD ORD 22160K105 3846 8558 SH SOLE 0 0 8558 COUPA SOFTWARE ORD ORD 22266L106 896 4086 SH SOLE 0 0 4086 CP HIGH YIELD TREND ETF ORD 66538R722 1013 42000 SH SOLE 0 0 42000 CROWDSTRIKE HLDG OCT 15, 2021 PUT 260 ORD 22788C105 2 1 SH Put SOLE 0 0 1 CROWDSTRIKE HOLDINGS CL A ORD ORD 22788C105 2896 11781 SH SOLE 0 0 11781 CROWN CASTLE INTERNATIONAL REIT ORD ORD 22822V101 536 3094 SH SOLE 0 0 3094 CSX ORD ORD 126408103 200 6726 SH SOLE 0 0 6726 CUMMINS ORD ORD 231021106 318 1418 SH SOLE 0 0 1418 CVS HEALTH ORD ORD 126650100 675 7951 SH SOLE 0 0 7951 D R HORTON ORD ORD 23331A109 289 3439 SH SOLE 0 0 3439 DAKTRONICS ORD ORD 234264109 1843 339500 SH SOLE 0 0 339500 DANAHER ORD ORD 235851102 956 3139 SH SOLE 0 0 3139 DATA IO ORD ORD 237690102 1634 250302 SH SOLE 0 0 250302 DATADOG CL A ORD ORD 23804L103 1598 11304 SH SOLE 0 0 11304 DEERE JAN 21, 2022 CALL 400 ORD 244199105 0 1 SH Call SOLE 0 0 1 DEERE ORD ORD 244199105 649 1937 SH SOLE 0 0 1937 DELTA AIR LINES ORD ORD 247361702 310 7280 SH SOLE 0 0 7280 DERMTECH ORD ORD 24984K105 234 7300 SH SOLE 0 0 7300 DIEBOLD JAN 21, 2022 CALL 22.5 ORD 253651103 2 48 SH Call SOLE 0 0 48 DIEBOLD NIXDORF ORD ORD 253651103 376 37233 SH SOLE 0 0 37233 DIMENSIONAL U S CORE EQUITY 2 ETF ETF 25434V708 739 27802 SH SOLE 0 0 27802 DIMENSIONAL US CORE EQUITY MARKT ETF ETF 25434V104 250 8282 SH SOLE 0 0 8282 DIMENSIONAL WLD EX US CR EQ 2 ETF ETF 25434V880 311 12020 SH SOLE 0 0 12020 DNP SELECT INCOME CF CF 23325P104 267 25010 SH SOLE 0 0 25010 DOCUSIGN NOV 19, 2021 PUT 280 ORD 256163106 3 1 SH Put SOLE 0 0 1 DOCUSIGN ORD ORD 256163106 1866 7250 SH SOLE 0 0 7250 DOMINION ENERGY ORD ORD 25746U109 1087 14892 SH SOLE 0 0 14892 DOMINION US JAN 21, 2022 CALL 95 ORD 25746U109 0 6 SH Call SOLE 0 0 6 DOUBLELINE INCOME SOLUTIONS CF CF 258622109 219 12330 SH SOLE 0 0 12330 DOVER ORD ORD 260003108 606 3899 SH SOLE 0 0 3899 DOW DEC 17, 2021 CALL 65 ORD 260557103 4 35 SH Call SOLE 0 0 35 DOW ORD ORD 260557103 985 17117 SH SOLE 0 0 17117 DRAFTKINGS CL A ORD ORD 26142R104 293 6077 SH SOLE 0 0 6077 DUKE ENERGY ORD ORD 26441C204 633 6483 SH SOLE 0 0 6483 DUPONT DE NEMOURS ORD ORD 26614N102 222 3268 SH SOLE 0 0 3268 EATON ORD ORD G29183103 432 2892 SH SOLE 0 0 2892 EATON VANCE TAX MAN GL DIV EQ INC CF CF 27829F108 297 29720 SH SOLE 0 0 29720 EATON VANCE TX ADVNT GLBL DVD OPP CF CF 27828U106 228 7566 SH SOLE 0 0 7566 EDWARDS LIFESCIENCES ORD ORD 28176E108 1285 11350 SH SOLE 0 0 11350 ELI LILLY ORD ORD 532457108 951 4117 SH SOLE 0 0 4117 EMCORE ORD ORD 290846203 887 118600 SH SOLE 0 0 118600 EMERSON ELECTRIC ORD ORD 291011104 375 3984 SH SOLE 0 0 3984 ENBRIDGE ORD ORD 29250N105 584 14662 SH SOLE 0 0 14662 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 2172 41691 SH SOLE 0 0 41691 ENERGY TRANSFER UNT UNT 29273V100 1158 120874 SH SOLE 0 0 120874 ENTERGY ORD ORD 29364G103 259 2608 SH SOLE 0 0 2608 ENTERPRISE PRODUCTS PARTNERS UNT UNT 293792107 2139 98856 SH SOLE 0 0 98856 EQUINIX REIT ORD ORD 29444U700 325 411 SH SOLE 0 0 411 ESTEE LAUDER CL A ORD ORD 518439104 200 667 SH SOLE 0 0 667 ETSY ORD ORD 29786A106 1485 7139 SH SOLE 0 0 7139 EXACT SCIENCES ORD ORD 30063P105 252 2635 SH SOLE 0 0 2635 EXPEDIA GROUP ORD ORD 30212P303 296 1805 SH SOLE 0 0 1805 EXTREME NETWORKS ORD ORD 30226D106 1639 166400 SH SOLE 0 0 166400 EXXON MOBIL NOV 19, 2021 CALL 65 ORD 30231G102 0 2 SH Call SOLE 0 0 2 EXXON MOBIL ORD ORD 30231G102 3508 59632 SH SOLE 0 0 59632 FACEBOOK CL A ORD ORD 30303M102 7756 22852 SH SOLE 0 0 22852 FACEBOOK NOV 19, 2021 PUT 300 ORD 30303M102 13 20 SH Put SOLE 0 0 20 FEDEX ORD ORD 31428X106 766 3492 SH SOLE 0 0 3492 FIDELITY NASDAQ COMPOSITE INDX ETF ETF 315912808 2325 41390 SH SOLE 0 0 41390 FIDELITY TOTAL BOND ETF ETF 316188309 284 5341 SH SOLE 0 0 5341 FIREEYE ORD ORD 31816Q101 1379 77450 SH SOLE 0 0 77450 FIRST FTSE EPRA/NAREIT DEV MKTS ETF ETF 33736N101 555 11055 SH SOLE 0 0 11055 FIRST TR CONS DSCRTNRY ALPHADEX ETF ETF 33734X101 561 9483 SH SOLE 0 0 9483 FIRST TR GLOBAL FDS SML CP CL A ETF ETF G3R761153 246 9700 SH SOLE 0 0 9700 FIRST TR INDL PROD DRBL ALPHADEX ETF ETF 33734X150 317 5522 SH SOLE 0 0 5522 FIRST TR LRG CP GRW ALPHADEX ETF ETF 33735K108 227 2042 SH SOLE 0 0 2042 FIRST TR LRG CP VAL ALPHADEX ETF ETF 33735J101 235 3645 SH SOLE 0 0 3645 FIRST TR MULTI CP GRWTH ALPHADEX ETF ETF 33733F101 227 1923 SH SOLE 0 0 1923 FIRST TR NAS 100 EQL WEGHTD INDX ETF ETF 337344105 975 8768 SH SOLE 0 0 8768 FIRST TRST DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 1004 21939 SH SOLE 0 0 21939 FIRST TRST HGH YLD OPPRT 2027 NAV CF ETF 33741Q107 441 21450 SH SOLE 0 0 21450 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 962 12863 SH SOLE 0 0 12863 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 1511 14340 SH SOLE 0 0 14340 FIRST TRUST ENHANCED SHORT MTRTY ETF ETF 33739Q408 1558 25992 SH SOLE 0 0 25992 FIRST TRUST EUROPE ALPHADEX ETF ETF 33737J117 251 6000 SH SOLE 0 0 6000 FIRST TRUST GBL TTCL COMDTY STRA ETF ETF 33739H101 1116 46276 SH SOLE 0 0 46276 FIRST TRUST HEALTH CARE ALPHADEX ETF ETF 33734X143 221 1854 SH SOLE 0 0 1854 FIRST TRUST INSTITL PREF SEC INM ETF ETF 33739P855 594 28771 SH SOLE 0 0 28771 FIRST TRUST INTERNATIONAL OPPO ETF ETF 33734X853 374 5836 SH SOLE 0 0 5836 FIRST TRUST INTERNET INDEX CF ETF ETF 33733E302 3827 16221 SH SOLE 0 0 16221 FIRST TRUST ISE WATER INDEX ETF ETF 33733B100 3481 40882 SH SOLE 0 0 40882 FIRST TRUST MORNINGSTAR DIV LDRS ETF ETF 336917109 542 16558 SH SOLE 0 0 16558 FIRST TRUST NASDAQ CYBRSCRTY ETF ETF 33734X846 643 13207 SH SOLE 0 0 13207 FIRST TRUST NASDAQ SMART ID ETF ETF 33737K205 634 8314 SH SOLE 0 0 8314 FIRST TRUST NASDAQ TRNSPORTATION ETF ETF 33738R795 304 9866 SH SOLE 0 0 9866 FIRST TRUST NORTH AMERICAN ENERG ETF ETF 33738D101 1288 54427 SH SOLE 0 0 54427 FIRST TRUST NYSE ARCA BIOTECH ID ETF ETF 33733E203 296 1780 SH SOLE 0 0 1780 FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 3794 184701 SH SOLE 0 0 184701 FIRST TRUST SENIOR LOAN ETF ETF 33738D309 4016 83924 SH SOLE 0 0 83924 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 3445 71490 SH SOLE 0 0 71490 FIRST TRUST TCW OPPORTUNISTIC FI ETF ETF 33740F805 3901 72842 SH SOLE 0 0 72842 FIRST TRUST TECHNOLOGY ALPHADEX ETF ETF 33734X176 389 3163 SH SOLE 0 0 3163 FIRST TRUST ULTRA SHRT DUR MUNIC ETF ETF 33740J104 1916 95000 SH SOLE 0 0 95000 FIRST TRUST US EQUITY OPRTNT ETF ETF 336920103 2746 22255 SH SOLE 0 0 22255 FIRST TRUST VALUE DIVIDEND INDEX ETF ETF 33734H106 3482 88827 SH SOLE 0 0 88827 FIRST TST NASDAQ 100 TEC ID ETF ETF 337345102 1142 7237 SH SOLE 0 0 7237 FIRST TST NASDAQ CLEAN ED ID ETF ETF 33733E500 535 8540 SH SOLE 0 0 8540 FISERV ORD ORD 337738108 396 3647 SH SOLE 0 0 3647 FLEXSHARES IBOXX 3 YR TIPS IDX ETF ETF 33939L506 671 25500 SH SOLE 0 0 25500 FORD MOTOR JAN 20, 2023 CALL 10 ORD 345370860 19 66 SH Call SOLE 0 0 66 FORD MOTOR ORD ORD 345370860 1084 76587 SH SOLE 0 0 76587 FORTINET ORD ORD 34959E109 1375 4708 SH SOLE 0 0 4708 FRST TRT LOW DRTN OPPRNTS ETF ETF 33739Q200 1040 20553 SH SOLE 0 0 20553 FS ENERGY AND POWER CF CF 30264D109 8 59264 SH SOLE 0 0 59264 FS KKR CAPITAL ORD ORD 302635206 1086 49272 SH SOLE 0 0 49272 FST TRT DSY WRGHT INTRNL FOCS 5 ETF ETF 33738R886 333 14650 SH SOLE 0 0 14650 FST TST DOW JNS GLBL SEL DVD IDX ETF ETF 33734X200 557 22277 SH SOLE 0 0 22277 FT CBOE VEST FUND OF BUFFER ETF ETF 33740F755 2101 91537 SH SOLE 0 0 91537 FT CBOE VEST US EQY DEEP BUFF ETF ETF 33740U802 608 19850 SH SOLE 0 0 19850 FT HRZN MNGD VLTILTY DMSTC ETF ETF 33739P889 350 10950 SH SOLE 0 0 10950 FT MULTI MANAGER LARGE GRW ETF ETF 33740F789 1117 41000 SH SOLE 0 0 41000 FT RISING DIVIDEND ACHIEVERS ETF ETF 33738R506 409 8623 SH SOLE 0 0 8623 FUBOTV ORD ORD 35953D104 331 13800 SH SOLE 0 0 13800 GABELLI UTILITY CF CF 36240A101 190 24154 SH SOLE 0 0 24154 GENERAC HOLDINGS ORD ORD 368736104 851 2083 SH SOLE 0 0 2083 GENERAL ELECTRIC ORD ORD 369604301 1258 12211 SH SOLE 0 0 12211 GENERAL MILLS JAN 21, 2022 CALL 75 ORD 370334104 0 9 SH Call SOLE 0 0 9 GENERAL MILLS ORD ORD 370334104 868 14509 SH SOLE 0 0 14509 GENERAL MOTORS ORD ORD 37045V100 452 8573 SH SOLE 0 0 8573 GILEAD SCIENCES OCT 15, 2021 CALL 75 ORD 375558103 0 1 SH Call SOLE 0 0 1 GILEAD SCIENCES ORD ORD 375558103 929 13294 SH SOLE 0 0 13294 GLADSTONE CAPITAL ORD ORD 376535100 241 21338 SH SOLE 0 0 21338 GLAXOSMITHKLINE ADR REP TWO ORD ORD 37733W105 388 10167 SH SOLE 0 0 10167 GLOBAL NET LEASE ORD ORD 379378201 562 35065 SH SOLE 0 0 35065 GLOBAL X CLEANTECH ETF ETF 37954Y228 3591 192556 SH SOLE 0 0 192556 GLOBAL X FUND GLB X NSDQ 100 CVD ETF ETF 37954Y483 373 16917 SH SOLE 0 0 16917 GOLDMAN SACHS BDC ORD ORD 38147U107 222 12100 SH SOLE 0 0 12100 GOLDMAN SACHS GROUP ORD ORD 38141G104 1138 3011 SH SOLE 0 0 3011 GRAYSCALE BITCOIN UNT UNT 389637109 260 7682 SH SOLE 0 0 7682 GRAYSCALE ETHEREUM COM UNT UNT 389638107 611 21508 SH SOLE 0 0 21508 GRIFFIN AMERICAN HEALTHCARE REIT ORD ORD 398183103 184 32842 SH SOLE 0 0 32842 GRIFFIN CAP ESSENT ASSET CL E OPF OPF 39818P880 274 42248 SH SOLE 0 0 42248 GRILLED CHEESE TRUCK ORD ORD 39850T105 17 40000 SH SOLE 0 0 40000 GROUP 1 AUTOMOTIVE ORD ORD 398905109 209 1113 SH SOLE 0 0 1113 GUESS ORD ORD 401617105 259 12330 SH SOLE 0 0 12330 GUESS JAN 21, 2022 CALL 15 ORD 401617105 6 18 SH Call SOLE 0 0 18 GUGGENHEIM STRATEGIC OPPORTNITIES CF CF 40167F101 584 30502 SH SOLE 0 0 30502 HEALTHCAR TRST OF AM CL A REIT ORD ORD 42225P501 357 12051 SH SOLE 0 0 12051 HEALTHCARE ORD ORD 42226B105 126 26196 SH SOLE 0 0 26196 HEALTHIER CHOICES MANAGEMENT ORD ORD 42226N109 0 750000 SH SOLE 0 0 750000 HELMERICH AND PAYNE ORD ORD 423452101 268 9776 SH SOLE 0 0 9776 HERCULES CAPITAL ORD ORD 427096508 410 24708 SH SOLE 0 0 24708 HIGHLANDS REIT ORD ORD 43110A104 11 75075 SH SOLE 0 0 75075 HOME DEPOT ORD ORD 437076102 4709 14346 SH SOLE 0 0 14346 HONEYWELL INTERNATIONAL ORD ORD 438516106 2380 11209 SH SOLE 0 0 11209 HORIZON THERAPEUTICS PUBLIC ORD ORD G46188101 223 2040 SH SOLE 0 0 2040 HUBSPOT ORD ORD 443573100 993 1469 SH SOLE 0 0 1469 HUNTINGTON BANCSHARES ORD ORD 446150104 236 15236 SH SOLE 0 0 15236 IBIZ TECHNOLOGY CORP COM NEW COM 45103B205 0 200000 SH SOLE 0 0 200000 IDEXX LABORATORIES ORD ORD 45168D104 2009 3231 SH SOLE 0 0 3231 ILLINOIS TOOL ORD ORD 452308109 677 3274 SH SOLE 0 0 3274 IMAGE INNOVATIONS HLDGS INC COM COM 45248A104 0 74000 SH SOLE 0 0 74000 INGEVITY ORD ORD 45688C107 217 3035 SH SOLE 0 0 3035 INMODE ORD ORD M5425M103 320 2010 SH SOLE 0 0 2010 INNOVATOR US EQY ULTRA BUFFER ETF ETF 45782C821 270 9712 SH SOLE 0 0 9712 INTEL ORD ORD 458140100 2407 45177 SH SOLE 0 0 45177 INTERNATIONAL BANCSHARES ORD ORD 459044103 7676 184334 SH SOLE 0 0 184334 INTERNATIONAL BUSINESS MACHINES ORD ORD 459200101 1675 12058 SH SOLE 0 0 12058 INTUITIVE SURGICAL ORD ORD 46120E602 1028 1034 SH SOLE 0 0 1034 INVESCO BOND CF CF 46132L107 234 11500 SH SOLE 0 0 11500 INVESCO CREDIT DYNAMIC OPP CF CF 46132R104 233 19938 SH SOLE 0 0 19938 INVESCO NASDAQ 100 ETF ETF 46138G649 841 5715 SH SOLE 0 0 5715 INVESCO NASDAQ NEXT GEN 100 ETF ETF 46138G631 338 10223 SH SOLE 0 0 10223 INVESCO RUSSELL 1000 DYMC MLTFCT ETF ETF 46138J619 1145 24735 SH SOLE 0 0 24735 INVESCO VALUE MUNICIPAL INCOME CF CF 46132P108 862 52828 SH SOLE 0 0 52828 INVSC 1 30 LADDERED TRSURY ETF ETF 46138E107 327 9000 SH SOLE 0 0 9000 INVSC AEROSPACE DEFENSE ETF ETF 46137V100 342 4752 SH SOLE 0 0 4752 INVSC BULLETSHARES 2021 CRP BND ETF ETF 46138J700 494 23430 SH SOLE 0 0 23430 INVSC BULLETSHARES 2022 CRP BND ETF ETF 46138J882 493 22895 SH SOLE 0 0 22895 INVSC BULTSH 2021 HG YLD CRP BND ETF ETF 46138J809 643 27975 SH SOLE 0 0 27975 INVSC BULTSH 2022 HG YLD CRP BND ETF ETF 46138J874 609 26191 SH SOLE 0 0 26191 INVSC BUYBACK ACHIEVERS ETF ETF 46137V308 926 10275 SH SOLE 0 0 10275 INVSC DB US DOLLAR INDEX BULLISH ETF ETF 46141D203 231 9134 SH SOLE 0 0 9134 INVSC DIVIDEND ACHIEVERS ETF ETF 46137V506 305 8494 SH SOLE 0 0 8494 INVSC DYNAMIC BUILDING CNSTRCTN ETF ETF 46137V779 311 6575 SH SOLE 0 0 6575 INVSC FINANCIAL PREFERRED ETF ETF 46137V621 326 17188 SH SOLE 0 0 17188 INVSC KBW HIGH DVD YLD FNL ETF ETF 46138E610 218 10730 SH SOLE 0 0 10730 INVSC NASDAQ INTERNET ETF ETF 46137V530 1012 4243 SH SOLE 0 0 4243 INVSC PREFERRED ETF ETF 46138E511 1262 83982 SH SOLE 0 0 83982 INVSC QQQ TRUST SRS 1 ETF ETF 46090E103 7959 22235 SH SOLE 0 0 22235 INVSC S P 500 DOWNSIDE HEDGED ETF ETF 46090A705 2504 70088 SH SOLE 0 0 70088 INVSC S P 500 EQUAL WEIGHT ETF ETF 46137V357 1637 10929 SH SOLE 0 0 10929 INVSC S P 500 HIGH BETA ETF ETF 46138E370 222 3035 SH SOLE 0 0 3035 INVSC S P 500 HIGH DIV LW VLTLTY ETF ETF 46138E362 305 7201 SH SOLE 0 0 7201 INVSC S P 500 LOW VOLATILITY ETF ETF 46138E354 1158 19039 SH SOLE 0 0 19039 INVSC S P 500 PURE GROWTH ETF ETF 46137V266 2218 11516 SH SOLE 0 0 11516 INVSC S P 500 QUALITY ETF ETF 46137V241 3033 62471 SH SOLE 0 0 62471 INVSC S P 500 TOP 50 ETF ETF 46137V233 353 1070 SH SOLE 0 0 1070 INVSC SP 500 EQL WGHT CNSMR STPL ETF ETF 46137V373 3933 25530 SH SOLE 0 0 25530 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 544 1826 SH SOLE 0 0 1826 INVSC SP 500 EQUAL WEIGHT TECH ETF ETF 46137V282 612 2122 SH SOLE 0 0 2122 INVSC TAXABLE MUNICIPAL BOND ETF ETF 46138G805 275 8351 SH SOLE 0 0 8351 INVSC VARIABLE RATE PREFERRED ETF ETF 46138G870 360 13740 SH SOLE 0 0 13740 INVSC VARIABLE RT INVSTMNT ETF ETF 46090A879 3911 155716 SH SOLE 0 0 155716 IRON MOUNTAIN ORD ORD 46284V101 270 6218 SH SOLE 0 0 6218 ISHARES 1-3 YEAR TREASRY BOND ETF ETF 464287457 590 6845 SH SOLE 0 0 6845 ISHARES 7-10 YEAR TRSURY BOND ETF ETF 464287440 208 1802 SH SOLE 0 0 1802 ISHARES ACCUM PTG ETF ETF G49507836 338 9415 SH SOLE 0 0 9415 ISHARES BIOTECHNOLOGY ETF ETF 464287556 526 3252 SH SOLE 0 0 3252 ISHARES CORE CONSERVATIVE ALLOC ETF ETF 464289883 380 9617 SH SOLE 0 0 9617 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 14665 291892 SH SOLE 0 0 291892 ISHARES CORE GROWTH ALLOCATION ETF ETF 464289867 1842 33207 SH SOLE 0 0 33207 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 813 8622 SH SOLE 0 0 8622 ISHARES CORE MODERATE ALLOCATIN ETF ETF 464289875 1675 37443 SH SOLE 0 0 37443 ISHARES CORE MSCI EAFE ETF ETF 46432F842 999 13452 SH SOLE 0 0 13452 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 434 7035 SH SOLE 0 0 7035 ISHARES CORE S&P 500 ETF ETF 464287200 9065 21042 SH SOLE 0 0 21042 ISHARES CORE S&P MID CAP ETF ETF 464287507 2211 8405 SH SOLE 0 0 8405 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 3001 27485 SH SOLE 0 0 27485 ISHARES CORE US AGGREGATE BOND ETF ETF 464287226 4200 36574 SH SOLE 0 0 36574 ISHARES EDGE MSCI USA VAL FACTOR ETF ETF G4955M788 867 98500 SH SOLE 0 0 98500 ISHARES ESG AWARE MSCI EM ETF ETF 46434G863 547 13202 SH SOLE 0 0 13202 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 2049 20810 SH SOLE 0 0 20810 ISHARES EXPANDED TECH STW SCTR ETF ETF 464287515 530 1328 SH SOLE 0 0 1328 ISHARES GLOBAL FINANCIALS ETF ETF 464287333 229 2914 SH SOLE 0 0 2914 ISHARES GLOBAL TECH ETF ETF 464287291 1338 23608 SH SOLE 0 0 23608 ISHARES GOLD ETF ETF 464285204 880 26328 SH SOLE 0 0 26328 ISHARES IBONDS DEC 2022 TERM ETF ETF 46434VBA7 291 11500 SH SOLE 0 0 11500 ISHARES IBOXX HIGH YIELD BOND ETF ETF 464288513 457 5224 SH SOLE 0 0 5224 ISHARES IBOXX INVT GRADE BOND ETF ETF 464287242 261 1959 SH SOLE 0 0 1959 ISHARES III CORE MSCI WORLD UCT ETF ETF G4954M409 4613 55185 SH SOLE 0 0 55185 ISHARES INTERNTINL AGGRGT BND ETF ETF 46435G672 325 5906 SH SOLE 0 0 5906 ISHARES IV PLC EDGE MSCI ETF ETF G4955M762 708 71200 SH SOLE 0 0 71200 ISHARES IV PLC USD ULTRASH BD ETF ETF G4955M341 317 3150 SH SOLE 0 0 3150 ISHARES JPMORGAN USD MTS BOND ETF ETF 464288281 362 3285 SH SOLE 0 0 3285 ISHARES MBS ETF ETF 464288588 389 3600 SH SOLE 0 0 3600 ISHARES MORGSTAR MID CAP GRO ETF ETF 464288307 1032 14985 SH SOLE 0 0 14985 ISHARES MORN MLTI ASS INC IND ETF ETF 46432F875 569 23745 SH SOLE 0 0 23745 ISHARES MORNINGSTAR GROWTH ETF ETF 464287119 2853 43518 SH SOLE 0 0 43518 ISHARES MSCI EAF MIN VOL FCT ETF ETF 46429B689 253 3356 SH SOLE 0 0 3356 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 783 7353 SH SOLE 0 0 7353 ISHARES MSCI EAFE VALUE ETF ETF 464288877 749 14738 SH SOLE 0 0 14738 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 266 5274 SH SOLE 0 0 5274 ISHARES MSCI GLO GOLD MINERS ETF ETF 46434G855 267 10842 SH SOLE 0 0 10842 ISHARES MSCI GLOBAL IMPACT ETF ETF 46435G532 666 6929 SH SOLE 0 0 6929 ISHARES MSCI KLD 400 SOCIAL INDX ETF ETF 464288570 1185 14239 SH SOLE 0 0 14239 ISHARES MSCI USA MIN VOL FCTR ETF ETF 46429B697 2845 38709 SH SOLE 0 0 38709 ISHARES MSCI USA MOMNTUM FCT ETF ETF 46432F396 709 4037 SH SOLE 0 0 4037 ISHARES MSCI USA QLTY FACT ETF ETF 46432F339 1063 8073 SH SOLE 0 0 8073 ISHARES MSCI USA VALUE FACTOR ETF ETF 46432F388 517 5133 SH SOLE 0 0 5133 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 410 3530 SH SOLE 0 0 3530 ISHARES PREFERRED INCOME SEC ETF ETF 464288687 1344 34624 SH SOLE 0 0 34624 ISHARES RUSSELL 1000 ETF ETF 464287622 1900 7859 SH SOLE 0 0 7859 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 358 1308 SH SOLE 0 0 1308 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 249 1594 SH SOLE 0 0 1594 ISHARES RUSSELL 2000 ETF ETF 464287655 1160 5304 SH SOLE 0 0 5304 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 434 1478 SH SOLE 0 0 1478 ISHARES RUSSELL 3000 ETF ETF 464287689 856 3358 SH SOLE 0 0 3358 ISHARES RUSSELL MID CAP ETF ETF 464287499 756 9662 SH SOLE 0 0 9662 ISHARES RUSSELL MID CAP GROWTH ETF ETF 464287481 278 2479 SH SOLE 0 0 2479 ISHARES S&P 500 GROWTH ETF ETF 464287309 1935 26186 SH SOLE 0 0 26186 ISHARES S&P 500 VALUE ETF ETF 464287408 758 5213 SH SOLE 0 0 5213 ISHARES S&P SMLL CAP 600 GRTH ETF ETF 464287887 302 2322 SH SOLE 0 0 2322 ISHARES SELECT DIVIDEND ETF ETF 464287168 3044 26533 SH SOLE 0 0 26533 ISHARES SELF DRIVING EV AND TECH ETF ETF 46435U366 748 15543 SH SOLE 0 0 15543 ISHARES SEMICONDUCTOR ETF ETF 464287523 4376 9814 SH SOLE 0 0 9814 ISHARES SHORT TERM NTNL MUN BND ETF ETF 464288158 463 4307 SH SOLE 0 0 4307 ISHARES SILVER TRUST ETF ETF 46428Q109 653 31806 SH SOLE 0 0 31806 ISHARES TIPS BOND ETF ETF 464287176 2950 23106 SH SOLE 0 0 23106 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 2067 21012 SH SOLE 0 0 21012 ISHARES TOTAL USD BOND MARKET ETF ETF 46434V613 567 10652 SH SOLE 0 0 10652 ISHARES TR IS 1-5 YR IN GR CR BD ETF ETF 464288646 2530 46309 SH SOLE 0 0 46309 ISHARES TRT IS 5-10 INV GR CR BD ETF ETF 464288638 887 14763 SH SOLE 0 0 14763 ISHARES U S CONSUMER DISCRTRY ETF ETF 464287580 335 4335 SH SOLE 0 0 4335 ISHARES US ENERGY ETF ETF 464287796 280 9916 SH SOLE 0 0 9916 ISHARES US FINANCIAL SER ETF ETF 464287770 1304 6930 SH SOLE 0 0 6930 ISHARES US FINANCIALS ETF ETF 464287788 2453 29714 SH SOLE 0 0 29714 ISHARES US HEALTHCARE ETF ETF 464287762 739 2678 SH SOLE 0 0 2678 ISHARES US HOME CONSTRUCT ETF ETF 464288752 385 5813 SH SOLE 0 0 5813 ISHARES US INDUSTRIALS ETF ETF 464287754 1776 16578 SH SOLE 0 0 16578 ISHARES US INFRASTRUCTURE ETF ETF 46435U713 331 9702 SH SOLE 0 0 9702 ISHARES US MEDICAL DEVICES ETF ETF 464288810 2167 34520 SH SOLE 0 0 34520 ISHARES US OIL GAS EXL PROD ETF ETF 464288851 331 5703 SH SOLE 0 0 5703 ISHARES US REGIONAL BANKS ETF ETF 464288778 307 5066 SH SOLE 0 0 5066 ISHARES US TECHNOLOGY ETF ETF 464287721 493 4866 SH SOLE 0 0 4866 ISHARES US TREASURY BOND ETF ETF 46429B267 1721 64871 SH SOLE 0 0 64871 ISHRS CORE S&P 500 UCITS USD ETF ETF G4955H110 370 835 SH SOLE 0 0 835 ISHRS US BRKR DEALRS SCURTS EXCH ETF ETF 464288794 358 3427 SH SOLE 0 0 3427 JAKKS PACIFIC ORD ORD 47012E403 562 47320 SH SOLE 0 0 47320 JANUS HENDERSON SHRT DRTN INM ETF ETF 47103U886 488 9720 SH SOLE 0 0 9720 JD.COM ADR REP 2 CL A ORD ORD 47215P106 327 4522 SH SOLE 0 0 4522 JOHNSON & JOHNSON ORD ORD 478160104 3823 23674 SH SOLE 0 0 23674 JOHNSON&JOHNSON JAN 21, 2022 CALL 160 ORD 478160104 1 2 SH SOLE 0 0 2 JONES LANG LASALLE ORD ORD 48020Q107 887 3575 SH SOLE 0 0 3575 JPMORGAN CHASE ORD ORD 46625H100 3945 24098 SH SOLE 0 0 24098 JPMORGAN ULTRA SHORT INCOME ETF ETF 46641Q837 664 13088 SH SOLE 0 0 13088 KADMON ORD ORD 48283N106 261 30000 SH SOLE 0 0 30000 KBS REAL ESTATE INVT TR III ORD ORD 48668L105 257 36120 SH SOLE 0 0 36120 KELLOGG ORD ORD 487836108 553 8652 SH SOLE 0 0 8652 KEMPHARM ORD ORD 488445206 637 68260 SH SOLE 0 0 68260 KIMBERLY CLARK ORD ORD 494368103 302 2279 SH SOLE 0 0 2279 KINDER MORGAN CL P ORD ORD 49456B101 207 12358 SH SOLE 0 0 12358 KKR AND CO ORD ORD 48251W104 256 4209 SH SOLE 0 0 4209 L3HARRIS TECHNOLOGIES ORD ORD 502431109 350 1588 SH SOLE 0 0 1588 LAM RESEARCH ORD ORD 512807108 829 1457 SH SOLE 0 0 1457 LI CYCLE HOLDINGS ORD ORD 50202P105 364 31069 SH SOLE 0 0 31069 LIBERTY BROADBAND SRS C ORD ORD 530307305 207 1200 SH SOLE 0 0 1200 LKQ ORD ORD 501889208 256 5082 SH SOLE 0 0 5082 LOCKHEED MARTIN ORD ORD 539830109 1731 5016 SH SOLE 0 0 5016 LOWE'S COMPANIES ORD ORD 548661107 834 4110 SH SOLE 0 0 4110 LUMENTUM HOLDINGS ORD ORD 55024U109 288 3442 SH SOLE 0 0 3442 LYONDELLBASELL INDUSTRIES CL A ORD ORD N53745100 242 2582 SH SOLE 0 0 2582 MAGELLAN MIDSTREAM PARTNERS UNT UNT 559080106 702 15394 SH SOLE 0 0 15394 MANNING AND NAPIER CL A ORD ORD 56382Q102 226 24704 SH SOLE 0 0 24704 MARATHON PETROLEUM ORD ORD 56585A102 305 4932 SH SOLE 0 0 4932 MARKETAXESS HOLDINGS ORD ORD 57060D108 367 872 SH SOLE 0 0 872 MARRIOTT INTERNATIONAL CL A ORD ORD 571903202 202 1365 SH SOLE 0 0 1365 MARVELL TECHNOLOGY ORD ORD 573874104 400 6630 SH SOLE 0 0 6630 MASTERCARD CL A ORD ORD 57636Q104 2429 6985 SH SOLE 0 0 6985 MATTEL JAN 21, 2022 CALL 20 ORD 577081102 2 41 SH Call SOLE 0 0 41 MATTEL ORD ORD 577081102 493 26572 SH SOLE 0 0 26572 MAX SOUND ORD ORD 57776X109 0 300000 SH SOLE 0 0 300000 MCCORMICK ORD ORD 579780206 436 5378 SH SOLE 0 0 5378 MCDONALD'S CORP JAN 21, 2022 CALL 200 ORD 580135101 4 1 SH Call SOLE 0 0 1 MCDONALD'S ORD ORD 580135101 1474 6113 SH SOLE 0 0 6113 MEDTRONIC ORD ORD G5960L103 883 7045 SH SOLE 0 0 7045 MERCADOLIBRE ORD ORD 58733R102 2900 1727 SH SOLE 0 0 1727 MERCK & CO ORD ORD 58933Y105 1593 21209 SH SOLE 0 0 21209 MICROCHIP TECHNOLOGY ORD ORD 595017104 382 2490 SH SOLE 0 0 2490 MICRON TECHNOLOGY ORD ORD 595112103 464 6531 SH SOLE 0 0 6531 MICROSOFT ORD ORD 594918104 19549 69342 SH SOLE 0 0 69342 MODERNA ORD ORD 60770K107 3911 10161 SH SOLE 0 0 10161 MONDELEZ INTERNATIONAL CL A ORD ORD 609207105 211 3621 SH SOLE 0 0 3621 MONGODB CL A ORD ORD 60937P106 1060 2249 SH SOLE 0 0 2249 MORGAN STANLEY ORD ORD 617446448 397 4077 SH SOLE 0 0 4077 NATIONAL CINEMEDIA ORD ORD 635309107 83 23237 SH SOLE 0 0 23237 NEOPHOTONICS ORD ORD 64051T100 318 36500 SH SOLE 0 0 36500 NETFLIX ORD ORD 64110L106 1176 1927 SH SOLE 0 0 1927 NEVRO ORD ORD 64157F103 547 4700 SH SOLE 0 0 4700 NEW YORK CITY REIT CL A ORD ORD 649439205 281 34768 SH SOLE 0 0 34768 NEWMONT ORD ORD 651639106 444 8180 SH SOLE 0 0 8180 NEXTERA ENERGY ORD ORD 65339F101 3399 43291 SH SOLE 0 0 43291 NEXTERA ENERGY PARTNERS UNT UNT 65341B106 575 7625 SH SOLE 0 0 7625 NIKE CL B ORD ORD 654106103 936 6443 SH SOLE 0 0 6443 NOKIA ADR REPSG 1 SER A ORD ORD 654902204 2339 429214 SH SOLE 0 0 429214 NORFOLK SOUTHERN ORD ORD 655844108 223 931 SH SOLE 0 0 931 NUCOR ORD ORD 670346105 251 2545 SH SOLE 0 0 2545 NUVEEN ARIZONA QLTY MNCPL INCM CF CF 67061W104 204 13008 SH SOLE 0 0 13008 NUVEEN CREDIT STRATEGIES INCOME CF CF 67073D102 441 67218 SH SOLE 0 0 67218 NUVEEN FLOATG RATE INCM OPPORTNTY CF CF 6706EN100 406 40647 SH SOLE 0 0 40647 NUVEEN FLOATING RATE INCOME CF CF 67072T108 369 36600 SH SOLE 0 0 36600 NUVEEN GLOBAL HIGH INCOME CF CF 67075G103 204 12700 SH SOLE 0 0 12700 NUVEEN PREFERRED AND INCM OPP CF CF 67073B106 432 43626 SH SOLE 0 0 43626 NUVEEN SENIOR INCOME CF CF 67067Y104 160 27400 SH SOLE 0 0 27400 NVIDIA ORD ORD 67066G104 10259 49520 SH SOLE 0 0 49520 NVR ORD ORD 62944T105 527 110 SH SOLE 0 0 110 NXP SEMICONDUCTORS ORD ORD N6596X109 651 3323 SH SOLE 0 0 3323 O REILLY AUTOMOTIVE ORD ORD 67103H107 373 610 SH SOLE 0 0 610 OCCIDENTAL PETROLEUM ORD ORD 674599105 330 11160 SH SOLE 0 0 11160 OKTA CL A ORD ORD 679295105 2347 9889 SH SOLE 0 0 9889 OLD DOMINION FREIGHT LINE ORD ORD 679580100 456 1596 SH SOLE 0 0 1596 OLD NATIONAL BANCORP ORD ORD 680033107 757 44681 SH SOLE 0 0 44681 ON SEMICONDUCTOR ORD ORD 682189105 328 7177 SH SOLE 0 0 7177 ONEOK ORD ORD 682680103 478 8240 SH SOLE 0 0 8240 ORACLE ORD ORD 68389X105 608 6981 SH SOLE 0 0 6981 ORCHID ISLAND CAPITAL ORD ORD 68571X103 164 33591 SH SOLE 0 0 33591 OTIS WORLDWIDE ORD ORD 68902V107 210 2554 SH SOLE 0 0 2554 OWL ROCK CAPITAL ORD ORD 69121K104 328 23253 SH SOLE 0 0 23253 PACKAGING CORP OF AMERICA ORD ORD 695156109 416 3030 SH SOLE 0 0 3030 PALANTIR TECHNOLOGIES CL A ORD ORD 69608A108 365 15186 SH SOLE 0 0 15186 PALO ALTO NETWORKS ORD ORD 697435105 2804 5854 SH SOLE 0 0 5854 PARKER HANNIFIN ORD ORD 701094104 214 766 SH SOLE 0 0 766 PATTERSON COMPANIES ORD ORD 703395103 229 7608 SH SOLE 0 0 7608 PAYCOM SOFTWARE ORD ORD 70432V102 1023 2063 SH SOLE 0 0 2063 PAYPAL HOLDINGS ORD ORD 70450Y103 3062 11769 SH SOLE 0 0 11769 PENNANTPARK INVESTMENT ORD ORD 708062104 164 25300 SH SOLE 0 0 25300 PEPSICO ORD ORD 713448108 2208 14677 SH SOLE 0 0 14677 PERMIAN BASIN ROYALTY UNT UNT 714236106 148 25750 SH SOLE 0 0 25750 PFIZER DEC 17, 2021 CALL 43 ORD 717081103 7 39 SH Call SOLE 0 0 39 PFIZER ORD ORD 717081103 5519 128315 SH SOLE 0 0 128315 PHILIP MORRIS INTERNATIONAL ORD ORD 718172109 461 4867 SH SOLE 0 0 4867 PHILLIPS 66 ORD ORD 718546104 277 3956 SH SOLE 0 0 3956 PHOTRONICS ORD ORD 719405102 3101 227500 SH SOLE 0 0 227500 PIMCO 0-5 YEAR HIGH YLD BND IDX ETF ETF 72201R783 415 4180 SH SOLE 0 0 4180 PIMCO ACTIVE BOND ETF ETF 72201R775 217 1963 SH SOLE 0 0 1963 PIMCO DYNMC CRDT AND MRTG INCM CF CF 72202D106 677 32059 SH SOLE 0 0 32059 PIMCO STRATEGIC INCOME CF CF 72200X104 348 49432 SH SOLE 0 0 49432 PITNEY BOWES JAN 20, 2023 CALL 10 ORD 724479100 2 20 SH Call SOLE 0 0 20 PITNEY BOWES ORD ORD 724479100 153 21272 SH SOLE 0 0 21272 PLAINS ALL AMERICAN PIPELINE UNT UNT 726503105 247 24239 SH SOLE 0 0 24239 PPJ HEALTHCARE ENTERPRISES ORD ORD 69353D505 1 500000 SH SOLE 0 0 500000 PREFERRED APARTMENT COMM REIT ORD ORD 74039L103 986 80609 SH SOLE 0 0 80609 PROCTER & GAMBLE ORD ORD 742718109 2661 19032 SH SOLE 0 0 19032 PROGRESSIVE ORD ORD 743315103 298 3297 SH SOLE 0 0 3297 PROLOGIS REIT REIT 74340W103 954 7608 SH SOLE 0 0 7608 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 3758 42453 SH SOLE 0 0 42453 PROSHARES SHORT RUSSELL 2000 ETF ETF 74348A210 873 40400 SH SOLE 0 0 40400 PROSHARES SHORT S&P 500 ETF ETF 74347B425 2212 145272 SH SOLE 0 0 145272 PRUDENTIAL FINANCIAL ORD ORD 744320102 325 3094 SH SOLE 0 0 3094 QORVO ORD ORD 74736K101 466 2789 SH SOLE 0 0 2789 QUALCOMM ORD ORD 747525103 2009 15576 SH SOLE 0 0 15576 QUANTA SERVICES ORD ORD 74762E102 421 3700 SH SOLE 0 0 3700 QUANTUM ORD ORD 747906501 555 107200 SH SOLE 0 0 107200 RAYTHEON TECHNOLOGIES ORD ORD 75513E101 363 4219 SH SOLE 0 0 4219 REALTY INCOME REIT ORD ORD 756109104 466 7180 SH SOLE 0 0 7180 REAVES UTILITY INCOME CF CF 756158101 600 18305 SH SOLE 0 0 18305 REGENERON PHARMACEUTICALS ORD ORD 75886F107 896 1481 SH SOLE 0 0 1481 REPUBLIC SERVICES ORD ORD 760759100 249 2071 SH SOLE 0 0 2071 RH ORD ORD 74967X103 267 400 SH SOLE 0 0 400 RICHARDSON ELECTRONICS ORD ORD 763165107 453 46800 SH SOLE 0 0 46800 RIO TINTO ADR REP ONE ORD ORD 767204100 536 8015 SH SOLE 0 0 8015 ROCHE HOLDINGS ADR ADR 771195104 383 8434 SH SOLE 0 0 8434 ROKU CL A ORD ORD 77543R102 568 1812 SH SOLE 0 0 1812 ROYAL CARIBBEAN GROUP ORD ORD V7780T103 223 2505 SH SOLE 0 0 2505 ROYAL DUTCH SHELL ADR REP 2 CL A ORD ORD 780259206 577 12945 SH SOLE 0 0 12945 ROYAL GOLD ORD ORD 780287108 821 8600 SH SOLE 0 0 8600 SALESFORCE.COM ORD ORD 79466L302 4355 16057 SH SOLE 0 0 16057 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 6250 84191 SH SOLE 0 0 84191 SCHWAB US LARGE CAP ETF ETF 808524201 320 3076 SH SOLE 0 0 3076 SCHWAB US LARGE CAP GROWTH ETF ETF 808524300 574 3877 SH SOLE 0 0 3877 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 513 7602 SH SOLE 0 0 7602 SEA ADS REP CL A ORD ORD 81141R100 645 2023 SH SOLE 0 0 2023 SEAGATE TECHNOLOGY HOLDINGS ORD ORD G7997R103 814 9868 SH SOLE 0 0 9868 SEAGEN ORD ORD 81181C104 632 3724 SH SOLE 0 0 3724 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 2300 18066 SH SOLE 0 0 18066 SELECT SECTOR INDUSTRIAL SPDR ETF ETF 81369Y704 776 7930 SH SOLE 0 0 7930 SELECT SECTOR UTI SELECT SPDR ETF ETF 81369Y886 752 11778 SH SOLE 0 0 11778 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 1682 44825 SH SOLE 0 0 44825 SERVICENOW ORD ORD 81762P102 4463 7172 SH SOLE 0 0 7172 SHERWIN WILLIAMS ORD ORD 824348106 554 1981 SH SOLE 0 0 1981 SHOCKWAVE MEDICAL ORD ORD 82489T104 304 1475 SH SOLE 0 0 1475 SHOPIFY CL A SUB VTG ORD ORD 82509L107 11085 8176 SH SOLE 0 0 8176 SIERRA INCOME ORD ORD 82632T100 0 32310 SH SOLE 0 0 32310 SIMON PROP GRP REIT ORD ORD 828806109 803 6175 SH SOLE 0 0 6175 SINCLAIR BROADCAST GROUP CL A ORD ORD 829226109 717 22620 SH SOLE 0 0 22620 SKYWORKS SOLUTIONS ORD ORD 83088M102 405 2456 SH SOLE 0 0 2456 SMITH MICRO SOFTWARE ORD ORD 832154207 252 52150 SH SOLE 0 0 52150 SNAP CL A ORD ORD 83304A106 366 4955 SH SOLE 0 0 4955 SNOWFLAKE CL A ORD ORD 833445109 1236 4086 SH SOLE 0 0 4086 SOFI TECHNOLOGIES ORD ORD 83406F102 300 18882 SH SOLE 0 0 18882 SOUTHERN ORD ORD 842587107 759 12253 SH SOLE 0 0 12253 SOUTHWEST AIRLINES ORD ORD 844741108 242 4704 SH SOLE 0 0 4704 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 452 9830 SH SOLE 0 0 9830 SPDR BLMBERG BRCLY CONV SECRT ETF ETF 78464A359 1439 16855 SH SOLE 0 0 16855 SPDR BLMBRG BRCLY HGH YLD BND ETF ETF 78468R622 342 3125 SH SOLE 0 0 3125 SPDR BLMBRG BRCLY SHT TRM HGH ETF ETF 78468R408 1141 41661 SH SOLE 0 0 41661 SPDR DOUBLELINE TTL RTRN TTCL ETF ETF 78467V848 255 5271 SH SOLE 0 0 5271 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 3523 10415 SH SOLE 0 0 10415 SPDR FUND CONSUMER DISCRE SELECT ETF ETF 81369Y407 1573 8768 SH SOLE 0 0 8768 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 701 10178 SH SOLE 0 0 10178 SPDR FUND MATERIALS SELECT SECTR ETF ETF 81369Y100 331 4182 SH SOLE 0 0 4182 SPDR GOLD SHARES ETF ETF 78463V107 3260 19853 SH SOLE 0 0 19853 SPDR NUVEEN BLMBRG BRCLYS HG ETF ETF 78464A284 235 3917 SH SOLE 0 0 3917 SPDR S&P 500 ETF ETF 78462F103 44530 103765 SH SOLE 0 0 103765 SPDR S&P 500 HIGH DIVIDEND ETF ETF 78468R788 817 20874 SH SOLE 0 0 20874 SPDR S&P 600 SMALL CAP ETF ETF 78464A813 303 3200 SH SOLE 0 0 3200 SPDR S&P AEROSPACE DEFENSE ETF ETF 78464A631 224 1880 SH SOLE 0 0 1880 SPDR S&P DIVIDEND ETF ETF 78464A763 630 5363 SH SOLE 0 0 5363 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 1775 24737 SH SOLE 0 0 24737 SPDR S&P KENSHO CLEAN POWER ETF ETF 78468R655 3588 38187 SH SOLE 0 0 38187 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 284 591 SH SOLE 0 0 591 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 205 3020 SH SOLE 0 0 3020 SPLUNK ORD ORD 848637104 558 3855 SH SOLE 0 0 3855 SPROTT GOLD MINERS ETF ETF 85210B102 636 25600 SH SOLE 0 0 25600 SPROTT PHYSICAL GLD SLVR UNT ETV ETV 85208R101 688 40178 SH SOLE 0 0 40178 SQUARE CL A ORD ORD 852234103 3411 14221 SH SOLE 0 0 14221 STARBUCKS ORD ORD 855244109 1587 14388 SH SOLE 0 0 14388 STARWOOD PROPERTY REIT REIT 85571B105 1903 77941 SH SOLE 0 0 77941 STEADFAST APT REIT ORD ORD 85780P101 244 15664 SH SOLE 0 0 15664 STRATGY SHARS NASDAQ 7HANDL INDX ETF ETF 86280R506 1358 54454 SH SOLE 0 0 54454 STRYKER ORD ORD 863667101 575 2180 SH SOLE 0 0 2180 SYNOPSYS ORD ORD 871607107 601 2008 SH SOLE 0 0 2008 SYSCO ORD ORD 871829107 247 3150 SH SOLE 0 0 3150 T MOBILE US ORD ORD 872590104 491 3842 SH SOLE 0 0 3842 T ROWE PRICE GROUP ORD ORD 74144T108 666 3388 SH SOLE 0 0 3388 TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD ORD 874039100 572 5125 SH SOLE 0 0 5125 TARGET ORD ORD 87612E106 866 3785 SH SOLE 0 0 3785 TECHNOLOGY SELECT SECTOR SPDR ETF ETF 81369Y803 6216 41626 SH SOLE 0 0 41626 TELADOC HEALTH ORD ETF 87918A105 537 4236 SH SOLE 0 0 4236 TELEDYNE TECH ORD ORD 879360105 379 882 SH SOLE 0 0 882 TESLA ORD ORD 88160R101 7669 9890 SH SOLE 0 0 9890 TEXAS INSTRUMENTS ORD ORD 882508104 387 2015 SH SOLE 0 0 2015 THERMO FISHER SCIENTIFIC ORD ORD 883556102 1465 2565 SH SOLE 0 0 2565 TJX ORD ORD 872540109 319 4839 SH SOLE 0 0 4839 TRACTOR SUPPLY ORD ORD 892356106 1025 5061 SH SOLE 0 0 5061 TRADE DESK CL A ORD ORD 88339J105 2519 35836 SH SOLE 0 0 35836 TRANSMEDICS GROUP ORD ORD 89377M109 304 9200 SH SOLE 0 0 9200 TRI CONTINENTAL CF CF 895436103 351 10526 SH SOLE 0 0 10526 TRIPLEPOINT VENTURE GROWTH BDC ORD ORD 89677Y100 268 16950 SH SOLE 0 0 16950 TRUIST FINANCIAL ORD ORD 89832Q109 226 3859 SH SOLE 0 0 3859 TWILIO CL A ORD ORD 90138F102 2161 6772 SH SOLE 0 0 6772 TWITTER ORD ORD 90184L102 297 4915 SH SOLE 0 0 4915 TYLER TECHNOLOGIES ORD ORD 902252105 380 828 SH SOLE 0 0 828 UBER TECHNOLOGIES ORD ORD 90353T100 415 9268 SH SOLE 0 0 9268 ULTA BEAUTY ORD ORD 90384S303 469 1300 SH SOLE 0 0 1300 UNION PACIFIC ORD ORD 907818108 485 2475 SH SOLE 0 0 2475 UNISYS ORD ORD 909214306 486 19325 SH SOLE 0 0 19325 UNITED PARCEL SERVICE CL B ORD ORD 911312106 1057 5806 SH SOLE 0 0 5806 UNITED RENTAL ORD ORD 911363109 298 848 SH SOLE 0 0 848 UNITEDHEALTH GRP ORD ORD 91324P102 2901 7425 SH SOLE 0 0 7425 UNITY SOFTWARE ORD ORD 91332U101 212 1681 SH SOLE 0 0 1681 UPSTART HOLDINGS ORD ORD 91680M107 998 3155 SH SOLE 0 0 3155 US GLOBAL JETS ETF ETF 26922A842 2461 104167 SH SOLE 0 0 104167 VAALCO ENERGY ORD ORD 91851C201 1305 444000 SH SOLE 0 0 444000 VAIL RESORTS ORD ORD 91879Q109 253 757 SH SOLE 0 0 757 VANECK INVESTMENT GRADE FLT RT ETF ETF 92189F486 3777 148713 SH SOLE 0 0 148713 VANECK PREFERRED SECURT EX FNCL ETF ETF 92189F429 868 40884 SH SOLE 0 0 40884 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 2433 17281 SH SOLE 0 0 17281 VANGUARD CONSUMER DISCRETIONARY ETF ETF 92204A108 291 938 SH SOLE 0 0 938 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 849 4735 SH SOLE 0 0 4735 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 5743 37387 SH SOLE 0 0 37387 VANGUARD EXTENDED MARKET ETF ETF 922908652 922 5056 SH SOLE 0 0 5056 VANGUARD FINANCIALS ETF ETF 92204A405 229 2468 SH SOLE 0 0 2468 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042775 815 13368 SH SOLE 0 0 13368 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 3025 59920 SH SOLE 0 0 59920 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1014 20283 SH SOLE 0 0 20283 VANGUARD EM ST I JAN 21, 2022 CALL 55 ETF 922042858 0 15 SH SOLE 0 0 15 VANGUARD GROWTH ETF ETF 922908736 3969 13678 SH SOLE 0 0 13678 VANGUARD HEALTH CARE ETF ETF 92204A504 860 3481 SH SOLE 0 0 3481 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 870 8414 SH SOLE 0 0 8414 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 1624 4048 SH SOLE 0 0 4048 VANGUARD INTERMEDIATE TERM BOND ETF ETF 921937819 1072 11983 SH SOLE 0 0 11983 VANGUARD INTERMEDIATE TERM COR ETF ETF 92206C870 961 10177 SH SOLE 0 0 10177 VANGUARD INTRMDIAT TRM TRSRY ETF ETF 92206C706 3772 55846 SH SOLE 0 0 55846 VANGUARD LONG TERM BOND ETF ETF 921937793 637 6223 SH SOLE 0 0 6223 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 1179 5022 SH SOLE 0 0 5022 VANGUARD MID CAP VALUE ETF ETF 922908512 879 6298 SH SOLE 0 0 6298 VANGUARD MORTGAGE BACKED SEC ETF ETF 92206C771 905 16978 SH SOLE 0 0 16978 VANGUARD MUNI BND TAX EXEMPT ETF ETF 922907746 392 7152 SH SOLE 0 0 7152 VANGUARD REAL ESTATE ETF ETF 922908553 809 7946 SH SOLE 0 0 7946 VANGUARD S&P 500 ETF ETF 922908363 6275 15911 SH SOLE 0 0 15911 VANGUARD SHORT TERM COR BD ETF ETF 92206C409 2847 34543 SH SOLE 0 0 34543 VANGUARD SHORT TERM TREASURY ETF ETF 92206C102 4660 75882 SH SOLE 0 0 75882 VANGUARD SHORT-TERM BOND ETF ETF 921937827 2007 24496 SH SOLE 0 0 24496 VANGUARD SHRT INF PROT SEC INDEX ETF ETF 922020805 2385 45362 SH SOLE 0 0 45362 VANGUARD SMALL CAP ETF ETF 922908751 548 2508 SH SOLE 0 0 2508 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 391 1396 SH SOLE 0 0 1396 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1095 6467 SH SOLE 0 0 6467 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 993 11625 SH SOLE 0 0 11625 VANGUARD TOTAL CORPORATE BOND ETF ETF 92206C573 826 9055 SH SOLE 0 0 9055 VANGUARD TOTAL INTERNATIONAL BND ETF ETF 92203J407 1131 19857 SH SOLE 0 0 19857 VANGUARD TOTAL INTERNATIONAL STK ETF ETF 921909768 246 3891 SH SOLE 0 0 3891 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 7700 34675 SH SOLE 0 0 34675 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 5265 51709 SH SOLE 0 0 51709 VANGUARD VALUE ETF ETF 922908744 6595 48716 SH SOLE 0 0 48716 VCTRYSRS US EQ INCM ENHNCD WTD ETF ETF 92647N824 351 5451 SH SOLE 0 0 5451 VEECO INSTRUMENTS ORD ORD 922417100 1595 71800 SH SOLE 0 0 71800 VEEVA SYSTEMS ORD ORD 922475108 417 1448 SH SOLE 0 0 1448 VENTAS REIT ORD ORD 92276F100 214 3876 SH SOLE 0 0 3876 VERISIGN ORD ORD 92343E102 209 1018 SH SOLE 0 0 1018 VERIZON COMMUNICATIONS ORD ORD 92343V104 3787 70114 SH SOLE 0 0 70114 VERIZON JAN 21, 2022 CALL 67.5 ORD 92343V104 0 11 SH Call SOLE 0 0 11 VIACOMCBS CL B ORD ORD 92556H206 432 10946 SH SOLE 0 0 10946 VIATRIS ORD ORD 92556V106 357 26355 SH SOLE 0 0 26355 VIRTUS ALLIANZGI DIV INCOME CONV CF CF 92840N100 356 10500 SH SOLE 0 0 10500 VISA CL A ORD ORD 92826C839 3737 16776 SH SOLE 0 0 16776 VISHAY INTERTECH ORD ORD 928298108 1416 70500 SH SOLE 0 0 70500 VISTA OUTDOOR ORD ORD 928377100 350 8695 SH SOLE 0 0 8695 VOYA GLOBAL EQUITY DVD PRM OPPORT CF CF 92912T100 145 24643 SH SOLE 0 0 24643 W P CAREY REIT ORD ORD 92936U109 611 8363 SH SOLE 0 0 8363 WALGREEN BOOTS ALLIANCE ORD ORD 931427108 277 5877 SH SOLE 0 0 5877 WALGREENS BOOTS OCT 15, 2021 CALL 60 ORD 931427108 0 10 SH Call SOLE 0 0 10 WALMART OCT 01, 2021 CALL 155 ORD 931142103 0 3 SH SOLE 0 0 3 WALMART ORD ORD 931142103 3454 24784 SH SOLE 0 0 24784 WALT DISNEY ORD ORD 254687106 3969 23462 SH SOLE 0 0 23462 WASTE MANAGEMENT ORD ORD 94106L109 1389 9300 SH SOLE 0 0 9300 WEC ENERGY GROUP ORD ORD 92939U106 405 4596 SH SOLE 0 0 4596 WELLS FARGO ORD ORD 949746101 903 19458 SH SOLE 0 0 19458 WEST PHARM SVC ORD ORD 955306105 628 1479 SH SOLE 0 0 1479 WESTERN ASSET TOTAL RETURN ETF ETF 52468L810 350 13000 SH SOLE 0 0 13000 WESTERN DIGITAL ORD ORD 958102105 487 8634 SH SOLE 0 0 8634 WESTERN MAGNESIUM ORD ORD 95855T102 21 57882 SH SOLE 0 0 57882 WESTERN MIDSTREAM PARTNERS COM UNT UNT 958669103 265 12650 SH SOLE 0 0 12650 WESTPAC BANKING ADR REP 1 ORD ORD 961214301 361 19500 SH SOLE 0 0 19500 WISDOMTREE US LARGECAP DIVIDEND ETF ETF 97717W307 1554 13029 SH SOLE 0 0 13029 WORKDAY CL A ORD ORD 98138H101 484 1938 SH SOLE 0 0 1938 WYNN RESORTS OCT 15, 2021 PUT 85 ORD 983134107 0 1 SH Put SOLE 0 0 1 WYNN RESORTS ORD ORD 983134107 239 2821 SH SOLE 0 0 2821 XEROX HOLDINGS ORD ORD 98421M106 1054 52250 SH SOLE 0 0 52250 YUM BRANDS ORD ORD 988498101 422 3450 SH SOLE 0 0 3450 YUM CHINA ORD ORD 98850P109 235 4045 SH SOLE 0 0 4045 ZEBRA TECHNOLOGIES CL A ORD ORD 989207105 305 591 SH SOLE 0 0 591 ZENDESK ORD ORD 98936J101 245 2105 SH SOLE 0 0 2105 ZIX ORD ORD 98974P100 2531 357950 SH SOLE 0 0 357950 ZOETIS CL A ORD ORD 98978V103 1044 5380 SH SOLE 0 0 5380 ZOOM VIDEO COMMUNICATIONS CL A ORD ORD 98980L101 295 1127 SH SOLE 0 0 1127 ZSCALER ORD ORD 98980G102 359 1368 SH SOLE 0 0 1368 ZYNGA CL A ORD ORD 98986T108 176 23420 SH SOLE 0 0 23420