0001140361-23-030138.txt : 20230615 0001140361-23-030138.hdr.sgml : 20230615 20230615180411 ACCESSION NUMBER: 0001140361-23-030138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230613 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Keith D. CENTRAL INDEX KEY: 0001864191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38427 FILM NUMBER: 231018786 MAIL ADDRESS: STREET 1: 42 E CATAWBA STREET CITY: BELMONT STATE: NC ZIP: 28012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Piedmont Lithium Inc. CENTRAL INDEX KEY: 0001728205 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 364996461 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 E CATAWBA STREET CITY: BELMONT STATE: NC ZIP: 28012 BUSINESS PHONE: (704) 461-8000 MAIL ADDRESS: STREET 1: 42 E CATAWBA STREET CITY: BELMONT STATE: NC ZIP: 28012 FORMER COMPANY: FORMER CONFORMED NAME: Piedmont Lithium Ltd DATE OF NAME CHANGE: 20180116 4 1 form4.xml X0407 4 2023-06-13 0001728205 Piedmont Lithium Inc. PLL 0001864191 Phillips Keith D. C/O PIEDMONT LITHIUM INC. 42 E CATAWBA STREET BELMONT NC 28012 true true President and CEO false Common Stock, par value $0.0001 2023-06-13 4 A 0 13260 0 A 141537 D Stock Option (right to buy) 67.5 2023-06-13 4 A 0 29890 0 A 2025-12-31 2033-03-07 Common Stock, par value $0.0001 29890 29890 D Represents restricted stock units ("RSUs") that were granted upon approval by the shareholders of Piedmont Lithium Inc. (the "Issuer"). Each RSU represents the right to receive one share of common stock of the Issuer. One third of the total RSUs will vest on each of December 31, 2023, December 31, 2024, and December 31, 2025. The options were granted upon approval by the shareholders of the Issuer and will vest and become exercisable on December 31, 2025. /s/ Bruce Czachor, Attorney-in-Fact for the reporting person 2023-06-15