0001420506-23-001454.txt : 20230810
0001420506-23-001454.hdr.sgml : 20230810
20230810163524
ACCESSION NUMBER: 0001420506-23-001454
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230810
DATE AS OF CHANGE: 20230810
EFFECTIVENESS DATE: 20230810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aequim Alternative Investments LP
CENTRAL INDEX KEY: 0001728201
IRS NUMBER: 823981938
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19295
FILM NUMBER: 231160148
BUSINESS ADDRESS:
STREET 1: 2 BELVEDERE PLACE, SUITE 250
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 415-477-9077
MAIL ADDRESS:
STREET 1: 2 BELVEDERE PLACE, SUITE 250
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001728201
XXXXXXXX
06-30-2023
06-30-2023
false
Aequim Alternative Investments LP
2 BELVEDERE PLACE, SUITE 250
MILL VALLEY
CA
94941
13F HOLDINGS REPORT
028-19295
N
David Goldstein
Chief Operating Officer and Chief Compliance Officer
415-477-9077
David Goldstein, Chief Operating Officer and Chief Compliance Officer
MILL VALLEY
CA
08-10-2023
0
101
2658733835
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR AEQUIM ALTERNATIVE INVESTMENTS LP (6360)
ACTIVISION BLIZZARD INC
COM
00507V109
BBG000CVWGS6
4215000
50000
SH
SOLE
50000
0
0
ADIENT PLC
ORD SHS
G0084W101
BBG009PN0C87
1015480
26500
SH
SOLE
26500
0
0
AFFIRM HLDGS INC
NOTE 11/1
00827BAB2
BBG013N237B1
24150750
32500000
PRN
SOLE
32500000
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
BBG00KXN96C2
96897394
90400000
PRN
SOLE
90400000
0
0
ALARM COM HLDGS INC
NOTE 1/1
011642AB1
BBG00YY9XPT5
34276522
40000000
PRN
SOLE
40000000
0
0
ALGOMA STL GROUP INC
*W EXP 10/19/202
015658115
BBG0133BZQ71
501171
414191
SH
SOLE
414191
0
0
ALGONQUIN PWR UTILS CORP
UNIT 06/15/2024
015857873
BBG011JF4QM6
2130250
325000
SH
SOLE
325000
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
BBG000BB9KF2
11367000
135000
SH
SOLE
135000
0
0
ASCENDIS PHARMA A/S
NOTE 2.250% 4/0
04351PAD3
BBG016C144C3
6843750
7500000
PRN
SOLE
7500000
0
0
BENTLEY SYS INC
NOTE 0.375% 7/0
08265TAD1
BBG011KG2MY0
15890000
17500000
PRN
SOLE
17500000
0
0
BIGCOMMERCE HLDGS INC
NOTE 0.250%10/0
08975PAB4
BBG012G19M79
15730000
20000000
PRN
SOLE
20000000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
BBG000CZWZ05
3727240
43000
SH
SOLE
43000
0
0
BLACKLINE INC
NOTE 3/1
09239BAD1
BBG00ZL7RVW0
33198750
39000000
PRN
SOLE
39000000
0
0
BLACKSTONE MORTGAGE TRUST IN
NOTE 5.500% 3/1
09257WAE0
BBG016BZ9FJ2
1718750
2000000
PRN
SOLE
2000000
0
0
BRIDGEBIO PHARMA INC
NOTE 2.250% 2/0
10806XAD4
BBG00Z1G6G03
18566312
30000000
PRN
SOLE
30000000
0
0
BROOKDALE SR LIVING INC
UNIT 11/15/2025
112463302
BBG01BLKDB43
2455068
40000
SH
SOLE
40000
0
0
BURLINGTON STORES INC
COM
122017106
BBG004S641N5
6610380
42000
SH
SOLE
42000
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
BBG00VXZJCF4
11632
49393
SH
SOLE
49393
0
0
CABLE ONE INC
NOTE 3/1
12685JAE5
BBG00ZHF69B2
8636250
10500000
PRN
SOLE
10500000
0
0
CARNIVAL CORP
COMMON STOCK
143658300
BBG000BF6LY3
34984257
1857900
SH
SOLE
1857900
0
0
CERIDIAN HCM HLDG INC
NOTE 0.250% 3/1
15677JAD0
BBG00ZHF5Z34
2212002
2500000
PRN
SOLE
2500000
0
0
CHART INDS INC
NOTE 1.000%11/1
16115QAE0
BBG00J3PSSK5
27465000
10000000
PRN
SOLE
10000000
0
0
CHART INDS INC
6.75DP CNV PFD B
16115Q407
BBG01BY36PN3
48203600
740000
SH
SOLE
740000
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167164
BBG00Z6RM1F3
221270946
2997305
SH
SOLE
2997305
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167172
BBG00Z6RFN18
161475513
2295261
SH
SOLE
2295261
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167180
BBG00Z6RLQP8
86097990
1294187
SH
SOLE
1294187
0
0
CINEMARK HLDGS INC
COM
17243V102
BBG000QDVR53
11036850
668900
SH
SOLE
668900
0
0
CLARIVATE PLC
5.25% PFD CONV A
G21810208
BBG011CHC957
41050000
1000000
SH
SOLE
1000000
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
BBG000BFRF55
1223480
73000
SH
SOLE
73000
0
0
CLOUDFLARE INC
NOTE 8/1
18915MAC1
BBG012314YD5
2987250
3500000
PRN
SOLE
3500000
0
0
CNX RES CORP
COM
12653C108
BBG000CKVSG8
44517956
2512300
SH
SOLE
2512300
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
BBG00ZGF7771
2146500
30000
SH
SOLE
30000
0
0
COMPUTE HEALTH ACQUISITIN CO
*W EXP 01/25/202
204833115
BBG00Z0YY535
100000
200000
SH
SOLE
200000
0
0
CONFLUENT INC
NOTE 1/1
20717MAB9
BBG013Z971C1
14617296
17500000
PRN
SOLE
17500000
0
0
CUTERA INC
NOTE 2.250% 3/1
232109AB4
BBG00ZJ0K9Q1
11267080
13355000
PRN
SOLE
13355000
0
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
BBG00V4VYN19
32396000
26000000
PRN
SOLE
26000000
0
0
DISH NETWORK CORPORATION
NOTE 12/1
25470MAF6
BBG00YJSD7T2
36031500
67500000
PRN
SOLE
67500000
0
0
ECHOSTAR CORP
CL A
278768106
BBG000TGLV00
520200
30000
SH
SOLE
30000
0
0
ENPHASE ENERGY INC
NOTE 0.250% 3/0
29355AAF4
BBG00S5GJHJ9
31152640
14550000
PRN
SOLE
14550000
0
0
ENVESTNET INC
NOTE 0.750% 8/1
29404KAE6
BBG00WS5PL76
6918750
7500000
PRN
SOLE
7500000
0
0
EPR PPTYS
PFD C CV 5.75%
26884U208
BBG000002LY2
6330000
300000
SH
SOLE
300000
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
BBG000001X86
1418000
50000
SH
SOLE
50000
0
0
EQT CORP
COM
26884L109
BBG000BHZ5J9
85686129
2083300
SH
SOLE
2083300
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
BBG00Q9W9H41
59376000
95000000
PRN
SOLE
95000000
0
0
EURONET WORLDWIDE INC
COM
298736109
BBG000BMNBY1
774642
6600
SH
SOLE
6600
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
BBG00NJDG6X3
8095313
7500000
PRN
SOLE
7500000
0
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
BBG00JR69HP1
14251398
10335000
PRN
SOLE
10335000
0
0
FORD MTR CO DEL
COM
345370860
BBG000BQPC32
33844297
2236900
SH
SOLE
2236900
0
0
GCM GROSVENOR INC
*W EXP 11/17/202
36831E116
BBG00Y73HL15
71187
243290
SH
SOLE
243290
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
BBG000BKNX95
410400
30000
SH
SOLE
30000
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
BBG00Y6T8P01
49317489
68500000
PRN
SOLE
68500000
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
BBG00K9FN239
49368000
51000000
PRN
SOLE
51000000
0
0
HAEMONETICS CORP MASS
NOTE 3/0
405024AB6
BBG00ZHDZX68
17545898
20500000
PRN
SOLE
20500000
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
BBG00VTL9Y81
854265
252741
SH
SOLE
252741
0
0
INSMED INC
NOTE 0.750% 6/0
457669AB5
BBG010Z2B333
8437500
10000000
PRN
SOLE
10000000
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
BBG00JVKDJG6
2139750
2250000
PRN
SOLE
2250000
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
BBG00RN478J1
22950000
25000000
PRN
SOLE
25000000
0
0
ITRON INC
NOTE 3/1
465741AN6
BBG00ZL6CJF4
17837500
20000000
PRN
SOLE
20000000
0
0
JAMF HLDG CORP
NOTE 0.125% 9/0
47074LAB1
BBG012JB6VR5
18532049
21500000
PRN
SOLE
21500000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
BBG000G9CGL0
818202
6600
SH
SOLE
6600
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
BBG005DNP381
3484500
3000000
PRN
SOLE
3000000
0
0
LIVEPERSON INC
NOTE 12/1
538146AD3
BBG00YD8X6K1
3900000
6000000
PRN
SOLE
6000000
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
BBG00FRJX9Y2
94071795
38163000
PRN
SOLE
38163000
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
BBG01016X6X7
80128125
787500
SH
SOLE
787500
0
0
NOGIN INC
COM NEW
65528N204
BBG00ZCX33T5
123965
94630
SH
SOLE
94630
0
0
O-I GLASS INC
COM
67098H104
BBG00R2JZG39
426600
20000
SH
SOLE
20000
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
BBG00VTL2DT1
212577500
5750000
SH
SOLE
5750000
0
0
PACIRA BIOSCIENCES INC
NOTE 0.750% 8/0
695127AF7
BBG00VYJ5TW8
7440000
8000000
PRN
SOLE
8000000
0
0
PEGASYSTEMS INC
NOTE 0.750% 3/0
705573AB9
BBG00RTV3HK7
41422500
45000000
PRN
SOLE
45000000
0
0
PELOTON INTERACTIVE INC
NOTE 2/1
70614WAB6
BBG00Z6DZZX5
56058945
73500000
PRN
SOLE
73500000
0
0
PROGRESS SOFTWARE CORP
NOTE 1.000% 4/1
743312AB6
BBG00ZYX8B63
27500000
25000000
PRN
SOLE
25000000
0
0
PROS HOLDINGS INC
NOTE 1.000% 5/1
74346YAH6
BBG00P1J6781
7134750
7500000
PRN
SOLE
7500000
0
0
Q2 HLDGS INC
NOTE 0.125%11/1
74736LAF6
BBG00Y60MH97
2175944
2500000
PRN
SOLE
2500000
0
0
RAPID7 INC
NOTE 2.250% 5/0
753422AD6
BBG00TJXFGP4
20470000
20000000
PRN
SOLE
20000000
0
0
RBC BEARINGS INC
5% CNV PFD SR A
75524B203
BBG012NWTJZ7
28620000
270000
SH
SOLE
270000
0
0
REDFIN CORP
NOTE 1.750% 7/1
75737FAA6
BBG00LG41BZ3
3970107
4123000
PRN
SOLE
4123000
0
0
REDWOOD TRUST INC
NOTE 5.625% 7/1
758075AD7
BBG00L7Q32B8
4451667
4643000
PRN
SOLE
4643000
0
0
REPAY HLDGS CORP
COM CL A
76029L100
BBG00LFVTBM8
880875
112500
SH
SOLE
112500
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
BBG00PQF8N76
32163984
60500000
PRN
SOLE
60500000
0
0
RINGCENTRAL INC
NOTE 3/0
76680RAF4
BBG00S1KH2T8
4622500
5000000
PRN
SOLE
5000000
0
0
RWT HLDGS INC
NOTE 5.750%10/0
749772AD1
BBG00QB5VP71
3718637
4250000
PRN
SOLE
4250000
0
0
SABRE CORP
6.50% CONV PFD A
78573M203
BBG00WVM13C5
26549350
565000
SH
SOLE
565000
0
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
BBG00XDHT691
24198893
26563000
PRN
SOLE
26563000
0
0
SMART GLOBAL HLDGS INC
NOTE 2.250% 2/1
83205YAB0
BBG00RP5KKN9
14362813
9500000
PRN
SOLE
9500000
0
0
SNAP INC
NOTE 0.250% 5/0
83304AAD8
BBG00TGKBG42
82407500
85000000
PRN
SOLE
85000000
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
BBG00M0GRTS2
23347250
23500000
PRN
SOLE
23500000
0
0
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
BBG00V76DB83
22555000
26000000
PRN
SOLE
26000000
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
BBG00ZFDC5N7
49602871
58049000
PRN
SOLE
58049000
0
0
TECHTARGET INC
NOTE 12/1
87874RAD2
BBG013YW3BC3
9809438
12500000
PRN
SOLE
12500000
0
0
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
BBG00TWBMSH2
20000000
25000000
PRN
SOLE
25000000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
BBG002B04MT8
2202836
51027
SH
SOLE
51027
0
0
UGI CORP NEW
UNIT 06/01/2024
902681113
BBG011387K94
20723040
312000
SH
SOLE
312000
0
0
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
BBG00QKVXBM6
19595000
10000000
PRN
SOLE
10000000
0
0
UNITY SOFTWARE INC
NOTE 11/1
91332UAB7
BBG013JZ3JK7
44192500
55000000
PRN
SOLE
55000000
0
0
VARONIS SYS INC
NOTE 1.250% 8/1
922280AB8
BBG00TPBYCM6
5557500
5000000
PRN
SOLE
5000000
0
0
VERADIGM INC
NOTE 0.875% 1/0
01988PAF5
BBG00R1T6XK4
26730000
24000000
PRN
SOLE
24000000
0
0
VERINT SYSTEMS INC
NOTE 0.250% 4/1
92343XAC4
BBG00ZXN23R7
13293750
15000000
PRN
SOLE
15000000
0
0
WIX COM LTD
NOTE 7/0
92940WAB5
BBG00L7YJ0V6
19092258
19000000
PRN
SOLE
19000000
0
0
WIX COM LTD
NOTE 8/1
92940WAD1
BBG00WLM45F5
1312500
1500000
PRN
SOLE
1500000
0
0
ZIFF DAVIS INC
COM
48123V102
BBG000F3CWW7
7489414
106900
SH
SOLE
106900
0
0
ZILLOW GROUP INC
NOTE 0.750% 9/0
98954MAE1
BBG00Q5FZQ89
86695000
70000000
PRN
SOLE
70000000
0
0