Chief Operating Officer and Chief Compliance Officer

0001420506-23-001025.txt : 20230512 0001420506-23-001025.hdr.sgml : 20230512 20230512173037 ACCESSION NUMBER: 0001420506-23-001025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 23917232 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001728201 XXXXXXXX 03-31-2023 03-31-2023 false Aequim Alternative Investments LP

495 MILLER AVENUE, SUITE 301 MILL VALLEY CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein Chief Operating Officer and Chief Compliance Officer 415-477-9077 David Goldstein, Chief Operating Officer and Chief Compliance Officer MILL VALLEY CA 05-10-2023 0 120 3146207430 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR AEQUIM ALTERNATIVE INVESTMENTS LP (6119) ACTIVISION BLIZZARD INC COM 00507V109 BBG000CVWGS6 9149571 106900 SH SOLE 106900 0 0 ADIENT PLC ORD SHS G0084W101 BBG009PN0C87 1085440 26500 SH SOLE 26500 0 0 AFFIRM HLDGS INC NOTE 11/1 00827BAB2 BBG013N237B1 20072500 31000000 PRN SOLE 31000000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 BBG000BLW5F7 2251723 108100 SH SOLE 108100 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 BBG00KXN96C2 91334826 90400000 PRN SOLE 90400000 0 0 ALARM COM HLDGS INC NOTE 1/1 011642AB1 BBG00YY9XPT5 33947400 40000000 PRN SOLE 40000000 0 0 ALGOMA STL GROUP INC *W EXP 10/19/202 015658115 BBG0133BZQ71 724834 414191 SH SOLE 414191 0 0 ALGONQUIN PWR UTILS CORP UNIT 06/15/2024 015857873 BBG011JF4QM6 3695500 325000 SH SOLE 325000 0 0 AMERICAN ELEC PWR CO INC COM 025537101 BBG000BB9KF2 14330925 157500 SH SOLE 157500 0 0 APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 BBG00M53MTZ3 2936250 3000000 PRN SOLE 3000000 0 0 BAUSCH HEALTH COS INC COM 071734107 BBG000DC8RC7 243000 30000 SH SOLE 30000 0 0 BECTON DICKINSON & CO COM 075887109 BBG000BCZYD3 3193266 12900 SH SOLE 12900 0 0 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 BBG00Z0XHLK2 5997266 6300000 PRN SOLE 6300000 0 0 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 BBG011KG2MY0 14857500 17500000 PRN SOLE 17500000 0 0 BIGCOMMERCE HLDGS INC NOTE 0.250%10/0 08975PAB4 BBG012G19M79 15318400 20000000 PRN SOLE 20000000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 BBG000CZWZ05 4181320 43000 SH SOLE 43000 0 0 BLACKLINE INC NOTE 3/1 09239BAD1 BBG00ZL7RVW0 33247500 39000000 PRN SOLE 39000000 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 BBG016BZ9FJ2 1586250 2000000 PRN SOLE 2000000 0 0 BOOKING HOLDINGS INC COM 09857L108 BBG000BLBVN4 5808778 2190 SH SOLE 2190 0 0 BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 BBG00Z1G6G03 20067912 31000000 PRN SOLE 31000000 0 0 BROOKDALE SR LIVING INC UNIT 11/15/2023 112463302 BBG01BLKDB43 1848932 40000 SH SOLE 40000 0 0 BURLINGTON STORES INC COM 122017106 BBG004S641N5 11863270 58700 SH SOLE 58700 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 BBG00VXZJCF4 13143 49393 SH SOLE 49393 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 BBG00ZHF69B2 8337000 10500000 PRN SOLE 10500000 0 0 CARNIVAL CORP COMMON STOCK 143658300 BBG000BF6LY3 12956475 1276500 SH SOLE 1276500 0 0 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 BBG00ZHF5Z34 2254793 2500000 PRN SOLE 2500000 0 0 CHART INDS INC 6.75DP CNV PFD B 16115Q407 BBG01BY36PN3 37443000 700000 SH SOLE 700000 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 BBG00J3PSSK5 21615000 10000000 PRN SOLE 10000000 0 0 CHEGG INC COM 163092109 BBG0014XR0N5 948660 58200 SH SOLE 58200 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167164 BBG00Z6RM1F3 195574151 2997305 SH SOLE 2997305 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167172 BBG00Z6RFN18 141158552 2295261 SH SOLE 2295261 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167180 BBG00Z6RLQP8 74795338 1294187 SH SOLE 1294187 0 0 CINEMARK HLDGS INC COM 17243V102 BBG000QDVR53 11542116 780400 SH SOLE 780400 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 BBG011CHC957 41070000 1000000 SH SOLE 1000000 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 BBG000BFRF55 1338090 73000 SH SOLE 73000 0 0 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 BBG00TSWZ0D2 29172000 17000000 PRN SOLE 17000000 0 0 CNX RES CORP COM 12653C108 BBG000CKVSG8 40247046 2512300 SH SOLE 2512300 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 BBG00ZGF7771 2027100 30000 SH SOLE 30000 0 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 BBG00Z0YY535 80000 200000 SH SOLE 200000 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 BBG013Z971C1 13910383 17500000 PRN SOLE 17500000 0 0 CUTERA INC NOTE 2.250% 3/1 232109AB4 BBG00ZJ0K9Q1 11419758 11355000 PRN SOLE 11355000 0 0 DANAHER CORPORATION COM 235851102 BBG000BH3JF8 54818700 217500 SH SOLE 217500 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 BBG00V4VYN19 28197000 26000000 PRN SOLE 26000000 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 BBG013JSK7T1 1975652 2500000 PRN SOLE 2500000 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 BBG00YJSD7T2 30114500 56500000 PRN SOLE 56500000 0 0 ECHOSTAR CORP CL A 278768106 BBG000TGLV00 548700 30000 SH SOLE 30000 0 0 ENPHASE ENERGY INC NOTE 0.250% 3/0 29355AAF4 BBG00S5GJHJ9 38826675 14550000 PRN SOLE 14550000 0 0 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 BBG00WS5PL76 6801563 7500000 PRN SOLE 7500000 0 0 EPR PPTYS PFD C CV 5.75% 26884U208 BBG000002LY2 5340000 300000 SH SOLE 300000 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 BBG000001X86 1322500 50000 SH SOLE 50000 0 0 EQT CORP COM 26884L109 BBG000BHZ5J9 66478103 2083300 SH SOLE 2083300 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 BBG00Q9W9H41 82869405 95000000 PRN SOLE 95000000 0 0 EURONET WORLDWIDE INC COM 298736109 BBG000BMNBY1 1712070 15300 SH SOLE 15300 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 BBG00Z0YW6M4 24750 150000 SH SOLE 150000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 BBG00JR69HP1 11870605 10335000 PRN SOLE 10335000 0 0 FASTLY INC NOTE 3/1 31188VAB6 BBG00ZHQYVF4 17955000 22500000 PRN SOLE 22500000 0 0 FORD MTR CO DEL COM 345370860 BBG000BQPC32 28184940 2236900 SH SOLE 2236900 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 BBG00Y73HL15 137289 243290 SH SOLE 243290 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 BBG000BKNX95 330600 30000 SH SOLE 30000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 BBG00Y6T8P01 46260105 68500000 PRN SOLE 68500000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 BBG00K9FN239 49954500 51000000 PRN SOLE 51000000 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 BBG00ZHDZX68 17496402 20500000 PRN SOLE 20500000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 BBG00VTL9Y81 363947 252741 SH SOLE 252741 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 BBG010Z2B333 5830883 7500000 PRN SOLE 7500000 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 BBG00JVKDJG6 2054250 2250000 PRN SOLE 2250000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 BBG00RN478J1 34215475 35000000 PRN SOLE 35000000 0 0 ITRON INC NOTE 3/1 465741AN6 BBG00ZL6CJF4 8325000 10000000 PRN SOLE 10000000 0 0 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 BBG012JB6VR5 17802000 21500000 PRN SOLE 21500000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 BBG000G9CGL0 965778 6600 SH SOLE 6600 0 0 KKR & CO INC 6% MCONV PFD C 48251W401 BBG00WMLRMN5 15862500 250000 SH SOLE 250000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 BBG005DNP381 2179000 2000000 PRN SOLE 2000000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 BBG00YD8X6K1 3600000 6000000 PRN SOLE 6000000 0 0 MP MATERIALS CORP COM CL A 553368101 BBG00TJGL0F0 2706240 96000 SH SOLE 96000 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 BBG00TL9VKF8 3283438 3500000 PRN SOLE 3500000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 BBG00KXH8HM1 11570002 11600000 PRN SOLE 11600000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 BBG00FRJX9Y2 104351953 38163000 PRN SOLE 38163000 0 0 NISOURCE INC UNIT 12/01/2023 65473P121 BBG01016X6X7 82262250 787500 SH SOLE 787500 0 0 NUTANIX INC NOTE 0.250%10/0 67059NAH1 BBG012LLD4Q3 2934266 3500000 PRN SOLE 3500000 0 0 O-I GLASS INC COM 67098H104 BBG00R2JZG39 454200 20000 SH SOLE 20000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 BBG00VTL2DT1 235750000 5750000 SH SOLE 5750000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 BBG00LDCTBY9 155273918 69226000 PRN SOLE 69226000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 BBG00RTV3HK7 57947500 65000000 PRN SOLE 65000000 0 0 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 BBG00Z6DZZX5 56173257 73500000 PRN SOLE 73500000 0 0 PERMIAN RESOURCES CORP CLASS A COM 71424F105 BBG00CNYBQ76 11538450 1098900 SH SOLE 1098900 0 0 PG&E CORP UNIT 08/16/2023 69331C140 BBG00VQQXRW4 238393333 1820100 SH SOLE 1820100 0 0 POST HOLDINGS PARTNERING COR COM SER A 737465104 BBG0112J3534 2024000 200000 SH SOLE 200000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 BBG00ZYX8B63 27325000 25000000 PRN SOLE 25000000 0 0 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 BBG00P1J6781 7096808 7500000 PRN SOLE 7500000 0 0 Q2 HLDGS INC NOTE 0.125%11/1 74736LAF6 BBG00Y60MH97 2071485 2500000 PRN SOLE 2500000 0 0 RAPID7 INC NOTE 2.250% 5/0 753422AD6 BBG00TJXFGP4 20570000 20000000 PRN SOLE 20000000 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 BBG012NWTJZ7 24794000 220000 SH SOLE 220000 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 BBG00LG41BZ3 4052150 4123000 PRN SOLE 4123000 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 BBG00HFQMGB6 4991100 5080000 PRN SOLE 5080000 0 0 REDWOOD TRUST INC NOTE 5.625% 7/1 758075AD7 BBG00L7Q32B8 1847362 1943000 PRN SOLE 1943000 0 0 REPAY HLDGS CORP COM CL A 76029L100 BBG00LFVTBM8 739125 112500 SH SOLE 112500 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 BBG00PQF8N76 45611323 60500000 PRN SOLE 60500000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 BBG00S1KH2T8 4427500 5000000 PRN SOLE 5000000 0 0 RWT HLDGS INC NOTE 5.750%10/0 749772AD1 BBG00QB5VP71 3856782 4250000 PRN SOLE 4250000 0 0 SABRE CORP 6.50% CONV PFD A 78573M203 BBG00WVM13C5 35425500 565000 SH SOLE 565000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 BBG00J5M4YD1 9672055 5000000 PRN SOLE 5000000 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 BBG012G1F6Q6 5519500 7000000 PRN SOLE 7000000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 BBG00XDHT691 12597000 14250000 PRN SOLE 14250000 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 BBG00TGKBG42 80665000 85000000 PRN SOLE 85000000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 BBG00M0GRTS2 23030000 23500000 PRN SOLE 23500000 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 BBG00V76DB83 21487500 25000000 PRN SOLE 25000000 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 BBG00ZFDC5N7 48751800 57900000 PRN SOLE 57900000 0 0 TECHTARGET INC NOTE 12/1 87874RAD2 BBG013YW3BC3 9712500 12500000 PRN SOLE 12500000 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 BBG00TWBMSH2 16302153 21000000 PRN SOLE 21000000 0 0 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MT8 3718410 117300 SH SOLE 117300 0 0 UGI CORP NEW UNIT 06/01/2024 902681113 BBG011387K94 25305290 312000 SH SOLE 312000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 BBG00QKVXBM6 20380000 10000000 PRN SOLE 10000000 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 BBG013JZ3JK7 36636500 47000000 PRN SOLE 47000000 0 0 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 BBG00TPBYCM6 5475000 5000000 PRN SOLE 5000000 0 0 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 BBG00R1T6XK4 27060000 24000000 PRN SOLE 24000000 0 0 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 BBG00ZXN23R7 13340625 15000000 PRN SOLE 15000000 0 0 WIX COM LTD NOTE 7/0 92940WAB5 BBG00L7YJ0V6 18791000 19000000 PRN SOLE 19000000 0 0 WIX COM LTD NOTE 8/1 92940WAD1 BBG00WLM45F5 1302000 1500000 PRN SOLE 1500000 0 0 ZIFF DAVIS INC COM 48123V102 BBG000F3CWW7 8343545 106900 SH SOLE 106900 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 BBG00Q5FZQ89 81935000 70000000 PRN SOLE 70000000 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 BBG00VNLXW20 2648750 2500000 PRN SOLE 2500000 0 0