Chief Operating Officer and Chief Compliance Officer

0001420506-22-000175.txt : 20220209 0001420506-22-000175.hdr.sgml : 20220209 20220208192632 ACCESSION NUMBER: 0001420506-22-000175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220208 EFFECTIVENESS DATE: 20220209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 22603377 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001728201 XXXXXXXX 12-31-2021 12-31-2021 false Aequim Alternative Investments LP

495 MILLER AVENUE, SUITE 301 MILL VALLEY CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein Chief Operating Officer and Chief Compliance Officer 415-477-9077 David Goldstein, Chief Operating Officer and Chief Compliance Officer MILL VALLEY CA 02-08-2022 0 121 3203548 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR AEQUIM ALTERNATIVE INVESTMENTS LP 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 5565 6157000 PRN SOLE 6157000 0 0 ADIENT PLC ORD SHS G0084W101 1269 26500 SH SOLE 26500 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 3176 108100 SH SOLE 108100 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 118768 90400000 PRN SOLE 90400000 0 0 ALGOMA STL GROUP INC *W EXP 10/19/202 015658115 50 17346 SH SOLE 17346 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 2370 254000 SH SOLE 254000 0 0 APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 3068 3000000 PRN SOLE 3000000 0 0 APOLLO COML REAL ESTATE FIN NOTE 4.750% 8/2 03762UAB1 6809 6750000 PRN SOLE 6750000 0 0 APTIV PLC 5.5% CNV PFD A G6095L117 12886 70000 SH SOLE 70000 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 982 100000 SH SOLE 100000 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 68223 528000 SH SOLE 528000 0 0 BAUSCH HEALTH COS INC COM 071734107 828 30000 SH SOLE 30000 0 0 BECTON DICKINSON & CO COM 075887109 10788 42900 SH SOLE 42900 0 0 BILL COM HLDGS INC NOTE 12/0 090043AB6 24840 14500000 PRN SOLE 14500000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1237 14000 SH SOLE 14000 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 2061 2000000 PRN SOLE 2000000 0 0 BOOKING HOLDINGS INC COM 09857L108 5254 2190 SH SOLE 2190 0 0 BURLINGTON STORES INC COM 122017106 11485 39400 SH SOLE 39400 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 63 49393 SH SOLE 49393 0 0 CANO HEALTH INC *W EXP 06/03/202 13781Y111 112 46791 SH SOLE 46791 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 90218 42737000 PRN SOLE 42737000 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 6571 1098900 SH SOLE 1098900 0 0 CHEGG INC NOTE 9/0 163092AF6 3330 4000000 PRN SOLE 4000000 0 0 CHEGG INC COM 163092109 1292 42100 SH SOLE 42100 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 19411 22930000 PRN SOLE 22930000 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167172 33718 938965 SH SOLE 938965 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167164 79698 1994434 SH SOLE 1994434 0 0 CHESAPEAKE ENERGY CORP *W EXP 09/02/202 165167180 14643 452218 SH SOLE 452218 0 0 CINEMARK HLDGS INC COM 17243V102 14938 926700 SH SOLE 926700 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 56788 625000 SH SOLE 625000 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 1850 85000 SH SOLE 85000 0 0 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 128927 36770000 PRN SOLE 36770000 0 0 CNX RES CORP COM 12653C108 27308 1986000 SH SOLE 1986000 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 11508 45600 SH SOLE 45600 0 0 CONX CORP COM CL A 212873103 983 100070 SH SOLE 100070 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 15336 12500000 PRN SOLE 12500000 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 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0 0 FARFETCH LTD NOTE 3.750% 5/0 30744WAD9 104986 46223000 PRN SOLE 46223000 0 0 FORD MTR CO DEL COM 345370860 24571 1183000 SH SOLE 1183000 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 290 193290 SH SOLE 193290 0 0 GO ACQUISITION CORP COM 362019101 984 100000 SH SOLE 100000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 50830 50000000 PRN SOLE 50000000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 27875 23900000 PRN SOLE 23900000 0 0 II-VI INC 6% CONV PFD A 902104306 11321 40000 SH SOLE 40000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 1090 248189 SH SOLE 248189 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 9797 9000000 PRN SOLE 9000000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 25097 23065000 PRN SOLE 23065000 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 975 100000 SH SOLE 100000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 841 6600 SH SOLE 6600 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 58 100000 SH SOLE 100000 0 0 KKR & CO INC COM 48251W104 16390 220000 SH SOLE 220000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 129087 85500000 PRN SOLE 85500000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 3816 4500000 PRN SOLE 4500000 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 26738 20000000 PRN SOLE 20000000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 65232 21000000 PRN SOLE 21000000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 11509 9000000 PRN SOLE 9000000 0 0 MP MATERIALS CORP COM CL A 553368101 4360 96000 SH SOLE 96000 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 8125 7300000 PRN SOLE 7300000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 17023 250000 SH SOLE 250000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 139128 38163000 PRN SOLE 38163000 0 0 NOVA LTD NOTE 10/1 66980MAB2 3826 1925000 PRN SOLE 1925000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 25190 11000000 PRN SOLE 11000000 0 0 O-I GLASS INC COM 67098H104 241 20000 SH SOLE 20000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 4576 362853 SH SOLE 362853 0 0 OKTA 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5.625% 7/1 758075AD7 1970 1943000 PRN SOLE 1943000 0 0 REPAY HLDGS CORP COM CL A 76029L100 1690 92500 SH SOLE 92500 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 117949 50365000 PRN SOLE 50365000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 3900 4129000 PRN SOLE 4129000 0 0 RWT HLDGS INC NOTE 5.750%10/0 749772AD1 2055 2000000 PRN SOLE 2000000 0 0 SABRE CORP 6.50% CONV PFD A 78573M203 34718 302500 SH SOLE 302500 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 71352 40000000 PRN SOLE 40000000 0 0 SARISSA CAPITAL ACQUISITN CO CL A G7823W102 990 100000 SH SOLE 100000 0 0 SHOPIFY INC CL A 82509L107 16322 11850 SH SOLE 11850 0 0 SIXTH STREET SPECIALTY LENDN NOTE 4.500% 8/0 87265KAD4 2621 2100000 PRN SOLE 2100000 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 176911 79329000 PRN SOLE 79329000 0 0 SOCIAL CAP SUVRETTA HLD CRPI CLASS A ORD SHS G8253W109 988 99782 SH SOLE 99782 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 770 77900 SH SOLE 77900 0 0 SOUTH JERSEY INDS INC UNIT 04/01/2024 838518306 22320 400000 SH SOLE 400000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 106873 79950000 PRN SOLE 79950000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 29476 27500000 PRN SOLE 27500000 0 0 STANLEY BLACK & DECKER INC COM 854502101 16976 90000 SH SOLE 90000 0 0 TELADOC HEALTH INC COM 87918A105 8897 96901 SH SOLE 96901 0 0 TENNECO INC CL A VTG COM STK 880349105 1018 90100 SH SOLE 90100 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 13509 13920000 PRN SOLE 13920000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 41497 38000000 PRN SOLE 38000000 0 0 UBER TECHNOLOGIES INC COM 90353T100 3623 86400 SH SOLE 86400 0 0 UGI CORP NEW UNIT 99/99/9999 902681113 33804 322000 SH SOLE 322000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 50470 25000000 PRN SOLE 25000000 0 0 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 39574 23000000 PRN SOLE 23000000 0 0 VIACOMCBS INC CL B 92556H206 5432 180000 SH SOLE 180000 0 0 WIX COM LTD NOTE 7/0 92940WAB5 19238 15000000 PRN SOLE 15000000 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 123 150000 SH SOLE 150000 0 0 ZIFF DAVIS INC COM 48123V102 7010 63235 SH SOLE 63235 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 38906 25000000 PRN SOLE 25000000 0 0 ZOGENIX INC NOTE 2.750%10/0 98978LAB1 6833 6900000 PRN SOLE 6900000 0 0