Chief Operating Officer and Chief Compliance Office

0001387131-21-002315.txt : 20210216 0001387131-21-002315.hdr.sgml : 20210216 20210212190708 ACCESSION NUMBER: 0001387131-21-002315 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 21631064 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001728201 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT false Aequim Alternative Investments LP

495 Miller Avenue, Suite 301 Mill Valley CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein Chief Operating Officer and Chief Compliance Office 415-477-9075 /s/ David Goldstein Mill Valley CA 02-12-2021 0 86 1356123 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ADIENT ORD ORD SHS G0084W101 574 16500 SH SOLE 16500 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 3388 108100 SH SOLE 108100 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 62132 50000000 PRN SOLE 50000000 0 0 AMERICAN AXLE AND MANUFACTURING ORD COM 024061103 2118 254000 SH SOLE 254000 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 1676 1750000 PRN SOLE 1750000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 2346 2500000 PRN SOLE 2500000 0 0 BAUSCH HEALTH COMPANIES ORD COM 071734107 270 13000 SH SOLE 13000 0 0 BERRY GLOBAL GROUP INC COM 08579W103 843 15000 SH SOLE 15000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 982 11200 SH SOLE 11200 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 1304 1300000 PRN SOLE 1300000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 2011 2000000 PRN SOLE 2000000 0 0 BOOKING HOLDINGS INC COM 09857L108 2038 915 SH SOLE 915 0 0 BURLINGTON STORES ORD COM 122017106 5911 22600 SH SOLE 22600 0 0 CHENIERE ENERGY INC COM NEW 16411R208 1495 24900 SH SOLE 24900 0 0 CINEMARK HLDGS INC COM 17243V102 16134 926700 SH SOLE 926700 0 0 CLEVELAND CLIFFS ORD COM 185899101 20844 1431600 SH SOLE 1431600 0 0 CNX RES CORP COM 12653C108 21448 1986000 SH SOLE 1986000 0 0 COLFAX 5.75 UNT UNIT 01/15/2022T 194014205 28270 175000 SH SOLE 175000 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 432 46500 SH SOLE 46500 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 37166 17000000 PRN SOLE 17000000 0 0 DESKTOP METAL INC *W EXP 03/31/202 25058X113 481 100000 SH SOLE 100000 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 3085 3297000 PRN SOLE 3297000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 4301 4500000 PRN SOLE 4500000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5017 50000 SH SOLE 50000 0 0 ECHOSTAR CL A ORD CL A 278768106 636 30000 SH SOLE 30000 0 0 EQT CORP COM 26884L109 14235 1120000 SH SOLE 1120000 0 0 EURONET WORLDWIDE ORD COM 298736109 3174 21900 SH SOLE 21900 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 37976 20000000 PRN SOLE 20000000 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 164 30000 SH SOLE 30000 0 0 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 1965 3000000 PRN SOLE 3000000 0 0 GOLDEN NUGGET ONLINE GAMIN *W EXP 05/09/202 38113L115 403 44800 SH SOLE 44800 0 0 GSX Jan1 50.0 P PUT 36257Y959 176 450 SH Put SOLE 450 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 5946 3740000 SH SOLE 3740000 0 0 IMMATICS EQY WARRANT *W EXP 07/01/202 N44445117 288 100000 SH SOLE 100000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 68793 25000000 PRN SOLE 25000000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 776 1000000 PRN SOLE 1000000 0 0 INVITAE CORP COM 46185L103 1994 47700 SH SOLE 47700 0 0 J2 GLOBAL INC COM 48123V102 4152 42500 SH SOLE 42500 0 0 JAZZ PHARMACEUTICALS ORD SHS USD G50871105 1089 6600 SH SOLE 6600 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 11419 10000000 PRN SOLE 10000000 0 0 LIBERTY MEDIA CORP DEL DEB 3.500% 1/1 530715AN1 38372 42500000 PRN SOLE 42500000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 53932 42500000 PRN SOLE 42500000 0 0 LONGVIEW ACQUISITION EQY WARRANT *W EXP 05/27/202 543195119 494 75000 SH SOLE 75000 0 0 LUMINAR TECHNOLOGIES EQY WARRANT *W EXP 12/02/202 550424113 3434 200000 SH SOLE 200000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 218127 57500000 PRN SOLE 57500000 0 0 MERITOR INC COM 59001K100 2171 77800 SH SOLE 77800 0 0 MICROCHIP TECHNOLOGY INC. 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