0001387131-20-004832.txt : 20200515 0001387131-20-004832.hdr.sgml : 20200515 20200515083517 ACCESSION NUMBER: 0001387131-20-004832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 20880791 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728201 XXXXXXXX 03-31-2020 03-31-2020 false Aequim Alternative Investments LP

495 Miller Avenue, Suite 301 Mill Valley CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein 415-477-9075 /s/ David Goldstein Mill Valley CA 05-15-2020 0 63 603831 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT AIR TRANSPORT SERVICES GRP I COM 00922R105 1976 108100 SH SOLE 108100 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1083 300000 SH SOLE 300000 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 2168 50000 SH SOLE 50000 0 0 BAUSCH HEALTH COS INC COM 071734107 202 13000 SH SOLE 13000 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 14377 275000 SH SOLE 275000 0 0 BERRY GLOBAL GROUP INC COM 08579W103 548 16250 SH SOLE 16250 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3718 44000 SH SOLE 44000 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 14400 500000 SH SOLE 500000 0 0 CHEGG INC COM 163092109 2819 78800 SH SOLE 78800 0 0 CHENIERE ENERGY INC COM NEW 16411R208 834 24900 SH SOLE 24900 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 121 2200000 PRN SOLE 2200000 0 0 CLEVELAND CLIFFS INC COM 185899101 5341 1352100 SH SOLE 1352100 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 16072 175000 SH SOLE 175000 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 219 48102 SH SOLE 48102 0 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 15550 5000000 PRN SOLE 5000000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 27227 16000000 PRN SOLE 16000000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 4601 50000 SH SOLE 50000 0 0 DONNELLEY R R & SONS CO COM 257867200 98 102500 SH SOLE 102500 0 0 ENCORE CAP GROUP INC COM 292554102 1602 68500 SH SOLE 68500 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 3395 50000 SH SOLE 50000 0 0 EURONET WORLDWIDE INC COM 298736109 626 7300 SH SOLE 7300 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 1196 2097875 SH SOLE 2097875 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 23024 12500000 PRN SOLE 12500000 0 0 INVITAE CORP COM 46185L103 1586 116000 SH SOLE 116000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 26935 22000000 PRN SOLE 22000000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 8255 8000000 PRN SOLE 8000000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 30027 42500000 PRN SOLE 42500000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 28425 30000000 PRN SOLE 30000000 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 1175 1500000 PRN SOLE 1500000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 18288 14000000 PRN SOLE 14000000 0 0 MERITOR INC COM 59001K100 1031 77800 SH SOLE 77800 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 32667 22500000 PRN SOLE 22500000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 35577 38000000 PRN SOLE 38000000 0 0 MONGODB INC CL A 60937P106 9012 66000 SH SOLE 66000 0 0 NIO INC SPON ADS 62914V106 1028 369900 SH SOLE 369900 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 1268 6500000 PRN SOLE 6500000 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 30877 24000000 PRN SOLE 24000000 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 17636 400000 SH SOLE 400000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 25620 14500000 PRN SOLE 14500000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 8144 8500000 PRN SOLE 8500000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 4084 5000000 PRN SOLE 5000000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 3415 3250000 PRN SOLE 3250000 0 0 O-I GLASS INC COM 67098H104 853 120000 SH SOLE 120000 0 0 ON SEMICONDUCTOR CORP COM 682189105 124 10000 SH SOLE 10000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 1992 2000000 PRN SOLE 2000000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 5220 6000000 PRN SOLE 6000000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 10062 8500000 PRN SOLE 8500000 0 0 PYXUS INTL INC COM 74737V106 47 15000 SH SOLE 15000 0 0 RH COM 74967X103 3516 35000 SH SOLE 35000 0 0 RAPID7 INC COM 753422104 4168 96200 SH SOLE 96200 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 30825 22500000 PRN SOLE 22500000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 31967 15000000 PRN SOLE 15000000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 4440 100000 SH SOLE 100000 0 0 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 2449 35000 SH SOLE 35000 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 835 46400 SH SOLE 46400 0 0 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 1953 2100000 PRN SOLE 2100000 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 17752 5000000 PRN SOLE 5000000 0 0 TENNECO INC CL A VTG COM STK 880349105 372 103200 SH SOLE 103200 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 4752 5015000 PRN SOLE 5015000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 38553 28000000 PRN SOLE 28000000 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 2522 2500000 PRN SOLE 2500000 0 0 ATLASSIAN CORP PLC CL A G06242104 14810 107900 SH SOLE 107900 0 0 CARDTRONICS PLC SHS CL A G1991C105 372 17800 SH SOLE 17800 0 0