0001387131-20-004832.txt : 20200515
0001387131-20-004832.hdr.sgml : 20200515
20200515083517
ACCESSION NUMBER: 0001387131-20-004832
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aequim Alternative Investments LP
CENTRAL INDEX KEY: 0001728201
IRS NUMBER: 823981938
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19295
FILM NUMBER: 20880791
BUSINESS ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 415-477-9077
MAIL ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728201
XXXXXXXX
03-31-2020
03-31-2020
false
Aequim Alternative Investments LP
495 Miller Avenue, Suite 301
Mill Valley
CA
94941
13F HOLDINGS REPORT
028-19295
N
David Goldstein
Chief Operating Officer and Chief Compliance Officer
415-477-9075
/s/ David Goldstein
Mill Valley
CA
05-15-2020
0
63
603831
INFORMATION TABLE
2
infotable.xml
HOLDINGS REPORT
AIR TRANSPORT SERVICES GRP I
COM
00922R105
1976
108100
SH
SOLE
108100
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
1083
300000
SH
SOLE
300000
0
0
AVANTOR INC
6.25 PFD CNV SR
05352A209
2168
50000
SH
SOLE
50000
0
0
BAUSCH HEALTH COS INC
COM
071734107
202
13000
SH
SOLE
13000
0
0
BECTON DICKINSON & CO
PFD SHS CONV A
075887208
14377
275000
SH
SOLE
275000
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
548
16250
SH
SOLE
16250
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3718
44000
SH
SOLE
44000
0
0
CENTERPOINT ENERGY INC
DEP RP PFD CV B
15189T503
14400
500000
SH
SOLE
500000
0
0
CHEGG INC
COM
163092109
2819
78800
SH
SOLE
78800
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
834
24900
SH
SOLE
24900
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
121
2200000
PRN
SOLE
2200000
0
0
CLEVELAND CLIFFS INC
COM
185899101
5341
1352100
SH
SOLE
1352100
0
0
COLFAX CORP
UNIT 01/15/2022T
194014205
16072
175000
SH
SOLE
175000
0
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
219
48102
SH
SOLE
48102
0
0
COUPA SOFTWARE INC
NOTE 0.375% 1/1
22266LAB2
15550
5000000
PRN
SOLE
5000000
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 4.500% 1/1
232806AM1
27227
16000000
PRN
SOLE
16000000
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
4601
50000
SH
SOLE
50000
0
0
DONNELLEY R R & SONS CO
COM
257867200
98
102500
SH
SOLE
102500
0
0
ENCORE CAP GROUP INC
COM
292554102
1602
68500
SH
SOLE
68500
0
0
ENERGIZER HLDGS INC NEW
7.5 MCNV PFD A
29272W208
3395
50000
SH
SOLE
50000
0
0
EURONET WORLDWIDE INC
COM
298736109
626
7300
SH
SOLE
7300
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1196
2097875
SH
SOLE
2097875
0
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
23024
12500000
PRN
SOLE
12500000
0
0
INVITAE CORP
COM
46185L103
1586
116000
SH
SOLE
116000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
26935
22000000
PRN
SOLE
22000000
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
8255
8000000
PRN
SOLE
8000000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
30027
42500000
PRN
SOLE
42500000
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
28425
30000000
PRN
SOLE
30000000
0
0
MARRIOTT VACTINS WORLDWID CO
NOTE 1.500% 9/1
57164YAB3
1175
1500000
PRN
SOLE
1500000
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
18288
14000000
PRN
SOLE
14000000
0
0
MERITOR INC
COM
59001K100
1031
77800
SH
SOLE
77800
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
32667
22500000
PRN
SOLE
22500000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 2.250% 2/1
595017AH7
35577
38000000
PRN
SOLE
38000000
0
0
MONGODB INC
CL A
60937P106
9012
66000
SH
SOLE
66000
0
0
NIO INC
SPON ADS
62914V106
1028
369900
SH
SOLE
369900
0
0
NABORS INDS INC NEW
NOTE 0.750% 1/1
62957HAB1
1268
6500000
PRN
SOLE
6500000
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
30877
24000000
PRN
SOLE
24000000
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
17636
400000
SH
SOLE
400000
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
25620
14500000
PRN
SOLE
14500000
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
8144
8500000
PRN
SOLE
8500000
0
0
NUTANIX INC
NOTE 1/1
67059NAB4
4084
5000000
PRN
SOLE
5000000
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
3415
3250000
PRN
SOLE
3250000
0
0
O-I GLASS INC
COM
67098H104
853
120000
SH
SOLE
120000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
124
10000
SH
SOLE
10000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
1992
2000000
PRN
SOLE
2000000
0
0
PRA GROUP INC
NOTE 3.500% 6/0
69354NAB2
5220
6000000
PRN
SOLE
6000000
0
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
10062
8500000
PRN
SOLE
8500000
0
0
PYXUS INTL INC
COM
74737V106
47
15000
SH
SOLE
15000
0
0
RH
COM
74967X103
3516
35000
SH
SOLE
35000
0
0
RAPID7 INC
COM
753422104
4168
96200
SH
SOLE
96200
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
30825
22500000
PRN
SOLE
22500000
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
31967
15000000
PRN
SOLE
15000000
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
4440
100000
SH
SOLE
100000
0
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
2449
35000
SH
SOLE
35000
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
835
46400
SH
SOLE
46400
0
0
TPG SPECIALTY LENDING INC
NOTE 4.500% 8/0
87265KAD4
1953
2100000
PRN
SOLE
2100000
0
0
TELADOC HEALTH INC
NOTE 3.000%12/1
87918AAB1
17752
5000000
PRN
SOLE
5000000
0
0
TENNECO INC
CL A VTG COM STK
880349105
372
103200
SH
SOLE
103200
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
4752
5015000
PRN
SOLE
5015000
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
38553
28000000
PRN
SOLE
28000000
0
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
2522
2500000
PRN
SOLE
2500000
0
0
ATLASSIAN CORP PLC
CL A
G06242104
14810
107900
SH
SOLE
107900
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
372
17800
SH
SOLE
17800
0
0