0001387131-19-008660.txt : 20191114
0001387131-19-008660.hdr.sgml : 20191114
20191114061117
ACCESSION NUMBER: 0001387131-19-008660
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aequim Alternative Investments LP
CENTRAL INDEX KEY: 0001728201
IRS NUMBER: 823981938
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19295
FILM NUMBER: 191216183
BUSINESS ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 415-477-9077
MAIL ADDRESS:
STREET 1: 495 MILLER AVENUE, SUITE 301
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728201
XXXXXXXX
09-30-2019
09-30-2019
false
Aequim Alternative Investments LP
495 Miller Avenue, Suite 301
Mill Valley
CA
94941
13F HOLDINGS REPORT
028-19295
N
David Goldstein
Chief Operating Officer and Chief Compliance Officer
415-477-9075
/s/ David Goldstein
Mill Valley
CA
11-14-2019
0
55
499432
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
37286
10000000
PRN
SOLE
10000000
0
0
AIR TRANSPORT SERVICES GRP I
COM
00922R105
2272
108100
SH
SOLE
108100
0
0
AVANTOR INC
6.25 PFD CNV SR
05352A209
2685
50000
SH
SOLE
50000
0
0
BAUSCH HEALTH COS INC
COM
071734107
728
33300
SH
SOLE
33300
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1483
22000
SH
SOLE
22000
0
0
CENTERPOINT ENERGY INC
DEP RP PFD CV B
15189T503
12542
240000
SH
SOLE
240000
0
0
CHEGG INC
COM
163092109
1384
46200
SH
SOLE
46200
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
788
12500
SH
SOLE
12500
0
0
CLEVELAND CLIFFS INC
COM
185899101
2816
390000
SH
SOLE
390000
0
0
COLFAX CORP
UNIT 01/15/2022T
194014205
21539
165000
SH
SOLE
165000
0
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
421
88500
SH
SOLE
88500
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 4.500% 1/1
232806AM1
17461
10000000
PRN
SOLE
10000000
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
5288
50000
SH
SOLE
50000
0
0
DONNELLEY R R & SONS CO
COM
257867200
386
102500
SH
SOLE
102500
0
0
ECHOSTAR CORP
CL A
278768106
3708
93600
SH
SOLE
93600
0
0
ENCORE CAP GROUP INC
COM
292554102
2523
75700
SH
SOLE
75700
0
0
ENERGIZER HLDGS INC NEW
7.5 MCNV PFD A
29272W208
4734
50000
SH
SOLE
50000
0
0
ETSY INC
COM
29786A106
706
12500
SH
SOLE
12500
0
0
EURONET WORLDWIDE INC
COM
298736109
1317
9000
SH
SOLE
9000
0
0
FIREEYE INC
COM
31816Q101
994
74500
SH
SOLE
74500
0
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
9211
5000000
PRN
SOLE
5000000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
22725
16000000
PRN
SOLE
16000000
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
1608
1250000
PRN
SOLE
1250000
0
0
L BRANDS INC
COM
501797104
196
10000
SH
SOLE
10000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
32077
35000000
PRN
SOLE
35000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
5986
5000000
PRN
SOLE
5000000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
1685
25400
SH
SOLE
25400
0
0
MEDICINES CO
COM
584688105
8830
176600
SH
SOLE
176600
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
11784
8000000
PRN
SOLE
8000000
0
0
MERITOR INC
COM
59001K100
1077
58200
SH
SOLE
58200
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
37934
20000000
PRN
SOLE
20000000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 2.250% 2/1
595017AH7
37387
29000000
PRN
SOLE
29000000
0
0
MONGODB INC
CL A
60937P106
7952
66000
SH
SOLE
66000
0
0
NIO INC
SPON ADS
62914V106
47
30300
SH
SOLE
30300
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
25935
14500000
PRN
SOLE
14500000
0
0
NUTANIX INC
NOTE 1/1
67059NAB4
4678
5000000
PRN
SOLE
5000000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
2340
2000000
PRN
SOLE
2000000
0
0
PRA GROUP INC
NOTE 3.500% 6/0
69354NAB2
5090
5000000
PRN
SOLE
5000000
0
0
PENNEY J C CORP INC
COM
708160106
356
400000
SH
SOLE
400000
0
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
3673
2500000
PRN
SOLE
2500000
0
0
PYXUS INTL INC
COM
74737V106
196
15000
SH
SOLE
15000
0
0
RH
COM
74967X103
4886
28600
SH
SOLE
28600
0
0
RAPID7 INC
COM
753422104
4607
101500
SH
SOLE
101500
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
35606
22500000
PRN
SOLE
22500000
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
28747
15000000
PRN
SOLE
15000000
0
0
SQUARE INC
CL A
852234103
6598
106500
SH
SOLE
106500
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
3193
116200
SH
SOLE
116200
0
0
TELADOC HEALTH INC
COM
87918A105
13050
192700
SH
SOLE
192700
0
0
TESLA INC
COM
88160R101
4432
18400
SH
SOLE
18400
0
0
TILRAY INC
COM CL 2
88688T100
235
9500
SH
SOLE
9500
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
23970
20500000
PRN
SOLE
20500000
0
0
ATLASSIAN CORP PLC
CL A
G06242104
6535
52100
SH
SOLE
52100
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
1040
34392
SH
SOLE
34392
0
0
CLARIVATE ANALYTICS PLC
*W EXP 11/09/201
G21810117
5890
1000000
SH
SOLE
1000000
0
0
INTELSAT S A
COM
L5140P101
18815
825200
SH
SOLE
825200
0
0