The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 1,247 | 54,100 | SH | SOLE | 54,100 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 4,023 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
ASCENT CAP GROUP INC | COM SER A | 043632108 | 226 | 301,100 | SH | SOLE | 301,100 | 0 | 0 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 823 | 33,300 | SH | SOLE | 33,300 | 0 | 0 | ||
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 7,398 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 855 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 9,985 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 7,897 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 248 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
ENCORE CAP GROUP INC | COM | 292554102 | 2,061 | 75,700 | SH | SOLE | 75,700 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | 7.5 MCNV PFD A | 29272W208 | 4,869 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 4,168 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 1,251 | 74,500 | SH | SOLE | 74,500 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 276 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 1,614 | 25,400 | SH | SOLE | 25,400 | 0 | 0 | ||
MERITOR INC | COM | 59001K100 | 509 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 9,703 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
PENNEY J C CORP INC | COM | 708160106 | 373 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
RH | COM | 74967X103 | 2,677 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 1,847 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 5,986 | 79,900 | SH | SOLE | 79,900 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 3,259 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 5,660 | 101,800 | SH | SOLE | 101,800 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,218 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 622 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
CARDTRONICS PLC | SHS CL A | G1991C105 | 135 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 2,756 | 176,000 | SH | SOLE | 176,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 32,697 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 8,257 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AC0 | 21,215 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 20,078 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 13,259 | 17,500,000 | SH | SOLE | 17,500,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 27,610 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 9,182 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 2,477 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 4,491 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 3,281 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 19,291 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 27,825 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 3,774 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 2,747 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 |