Assistant Secretary

0001728194-24-000002.txt : 20240507 0001728194-24-000002.hdr.sgml : 20240507 20240507122435 ACCESSION NUMBER: 0001728194-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 EFFECTIVENESS DATE: 20240507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CVI Holdings, LLC CENTRAL INDEX KEY: 0001728194 ORGANIZATION NAME: IRS NUMBER: 510395476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18767 FILM NUMBER: 24920728 BUSINESS ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 6106172600 MAIL ADDRESS: STREET 1: ONE COMMERCE CENTER STREET 2: 1201 N. ORANGE STREET, SUITE 715 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001728194 XXXXXXXX 03-31-2024 03-31-2024 CVI Holdings, LLC

ONE COMMERCE CENTER 1201 N. ORANGE STREET, SUITE 715 WILMINGTON DE 19801

13F HOLDINGS REPORT 028-18767 N Brian Sopinsky Assistant Secretary 610-617-2600 Brian Sopinsky BALA CYNWYD PA 05-07-2024 2 157 106224789 false 8 0001081698 028-13218 HEIGHTS CAPITAL MANAGEMENT, INC 12 0001649553 028-17822 CVI Investments, Inc. INFORMATION TABLE 2 file.XML DESCRIPTION FOR THE INFORMATION TABLE 99 ACQUISITION GROUP INC CL A 65445K101 608926 59119 SH DFND 12,8 59119 0 0 99 ACQUISITION GROUP INC *W EXP 08/25/202 65445K119 1446 61792 SH DFND 12,8 61792 0 0 99 ACQUISITION GROUP INC RIGHT 08/25/2028 65445K127 17100 95000 SH DFND 12,8 95000 0 0 A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 38000 200000 SH DFND 12,8 200000 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 1376 126194 SH DFND 12,8 126194 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 20250 300000 SH DFND 12,8 300000 0 0 ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 2378 118899 SH DFND 12,8 118899 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 99/99/999 00444X119 4737 192573 SH DFND 12,8 192573 0 0 ACHIEVE LIFE SCIENCES INC COM 004468500 2577888 567192 SH DFND 12,8 567192 0 0 AERWINS TECHNOLOGIES INC *W EXP 02/03/202 00810J116 1286 106250 SH DFND 12,8 106250 0 0 AGRICULTURE & NAT SOL ACQ CO SHS CL A G0131Y100 3045694 299773 SH DFND 12,8 299773 0 0 AGRICULTURE & NAT SOL ACQ CO *W EXP 10/01/202 G0131Y118 16245 85500 SH DFND 12,8 85500 0 0 AIB ACQUISITION CORPORATION RIGHT 10/31/2028 G0R45S117 50505 350000 SH DFND 12,8 350000 0 0 AIMFINITY INVESTMENT CORP I *W EXP 99/99/999 G0135E126 755 50000 SH DFND 12,8 50000 0 0 AINOS INC *W EXP 07/29/202 00902F113 5255 82500 SH DFND 12,8 82500 0 0 ALCHEMY INVTS ACQUISITN CORP SHS CL A G0232F109 237322 22410 SH DFND 12,8 22410 0 0 ALLIANCE ENTERTAINMENT HOLDI *W EXP 02/11/202 01861F110 4591 125097 SH DFND 12,8 125097 0 0 AMERICAN ONCOLOGY NETWORK IN *W EXP 09/20/202 028719110 30384 89339 SH DFND 12,8 89339 0 0 AMPLITECH GROUP INC *W EXP 02/26/202 03211Q119 7111 46662 SH DFND 12,8 46662 0 0 AQUARON ACQUISITION CORP RIGHT 07/15/2026 03842W113 34125 194000 SH DFND 12,8 194000 0 0 ARCHER AVIATION INC *W EXP 09/16/202 03945R110 226936 315189 SH DFND 12,8 315189 0 0 AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 7582 280827 SH DFND 12,8 280827 0 0 BANZAI INTERNATIONAL INC *W EXP 12/14/202 06682J118 506 13869 SH DFND 12,8 13869 0 0 BAYVIEW ACQUISITION CORP UNIT 99/99/9999 07323B209 1515975 147900 SH DFND 12,8 147900 0 0 BELLEVUE LIFE SCNCS AQSTN CO *W EXP 02/09/202 079174116 3077 144473 SH DFND 12,8 144473 0 0 BELLEVUE LIFE SCNCS AQSTN CO RIGHT 02/09/2028 079174124 23411 156176 SH DFND 12,8 156176 0 0 BENEFICIENT *W EXP 06/07/202 08178Q119 2934 407529 SH DFND 12,8 407529 0 0 BIOVIE INC CL A NEW 09074F207 317106 599897 SH DFND 12,8 599897 0 0 BLUE WORLD ACQUISITION CORP RIGHT 08/29/2029 G1263E110 101500 350000 SH DFND 12,8 350000 0 0 BLUE WORLD ACQUISITION CORP *W EXP 01/10/202 G1263E136 15315 73808 SH DFND 12,8 73808 0 0 BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 56726 298400 SH DFND 12,8 298400 0 0 BROAD CAPITAL ACQUISITION CO RIGHT 01/10/2027 11125B110 18400 100000 SH DFND 12,8 100000 0 0 BUKIT JALIL GBL ACQUISITION ORD SHS G1676M105 1050000 100000 SH DFND 12,8 100000 0 0 BUKIT JALIL GBL ACQUISITION *W EXP 12/30/202 G1676M113 2120 49879 SH DFND 12,8 49879 0 0 BUKIT JALIL GBL ACQUISITION RIGHT 12/30/2024 G1676M121 23500 100000 SH DFND 12,8 100000 0 0 CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 2901 58012 SH DFND 12,8 58012 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 1300 100000 SH DFND 12,8 100000 0 0 CEL-SCI CORP COM PAR NEW 150837607 1678445 878767 SH DFND 12,8 878767 0 0 CETUS CAP ACQUISITION CORP *W EXP 01/31/202 15719Y113 2420 127392 SH DFND 12,8 127392 0 0 CETUS CAP ACQUISITION CORP RIGHT 03/31/2024 15719Y121 15560 128492 SH DFND 12,8 128492 0 0 CLIMATEROCK RIGHT 10/31/2028 G2311X134 5345 50000 SH DFND 12,8 50000 0 0 CLOVER LEAF CAPITAL CORP RIGHT 05/31/2028 18915E121 70223 570458 SH DFND 12,8 570458 0 0 CONDUIT PHARMACEUTICALS INC *W EXP 09/22/202 20678X114 4737 78958 SH DFND 12,8 78958 0 0 DATA STORAGE CORP *W EXP 05/18/202 23786R110 17513 29000 SH DFND 12,8 29000 0 0 DIH HLDG US INC *W EXP 04/20/202 23290B114 12549 418299 SH DFND 12,8 418299 0 0 DISTOKEN ACQUISITION CORP *W EXP 11/30/202 G27740102 1229 68273 SH DFND 12,8 68273 0 0 DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 G27740136 8296 80000 SH DFND 12,8 80000 0 0 DT CLOUD ACQUISITION CORP UNIT 99/99/9999 G28524109 1016000 100000 SH DFND 12,8 100000 0 0 DUET ACQUISITION CORP *W EXP 07/19/202 26431Q114 13801 458508 SH DFND 12,8 458508 0 0 ECARX HOLDINGS INC *W EXP 99/99/999 G29201111 4473 149100 SH DFND 12,8 149100 0 0 EMBRACE CHANGE ACQUISITN COR *W EXP 10/25/202 G3034H125 1582 69999 SH DFND 12,8 69999 0 0 EMBRACE CHANGE ACQUISITN COR RIGHT 10/25/2026 G3034H141 12893 118500 SH DFND 12,8 118500 0 0 ERASCA INC COM 29479A108 3000001 1456311 SH DFND 12,8 1456311 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 36807 13734 SH DFND 12,8 13734 0 0 ESS TECH INC *W EXP 10/08/202 26916J114 44259 586218 SH DFND 12,8 586218 0 0 EVERGREEN CORPORATION *W EXP 02/08/202 G3312W117 15147 168492 SH DFND 12,8 168492 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 1906 100855 SH DFND 12,8 100855 0 0 FINTECH ECOSYSTEM DEVE RIGHT 04/01/2026 318136124 15514 129282 SH DFND 12,8 129282 0 0 FLUTTER ENTMT PLC SHS G3643J108 58097608 294180 SH DFND 12,8 294180 0 0 FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 2831 70597 SH DFND 12,8 70597 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 801805 74448 SH DFND 12,8 74448 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 3884 94500 SH DFND 12,8 94500 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 2301 58996 SH DFND 12,8 58996 0 0 GALMED PHARMACEUTICALS LTD SHS NEW M47238122 24505 74665 SH DFND 12,8 74665 0 0 GAMIDA CELL LTD SHS M47364100 1913 53000 SH DFND 12,8 53000 0 0 GEOVAX LABS INC *W EXP 09/29/202 373678119 1761 66200 SH DFND 12,8 66200 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 43750 625000 SH DFND 12,8 625000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 99/99/999 37961B120 5301 481892 SH DFND 12,8 481892 0 0 GLOBAL GAS CORP DEL *W EXP 12/21/202 37892P115 2982 74376 SH DFND 12,8 74376 0 0 GLOBAL LIGHTS ACQUISITION CO ORD SHS G3937F101 833162 81843 SH DFND 12,8 81843 0 0 GLOBAL LIGHTS ACQUISITION CO RIGHT 11/14/2024 G3937F119 27894 99800 SH DFND 12,8 99800 0 0 GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 37962G110 1871 114800 SH DFND 12,8 114800 0 0 GLOBAL STAR ACQUISITION INC RIGHT 06/21/2024 37962G128 8460 120000 SH DFND 12,8 120000 0 0 GLOBALINK INVT INC RIGHT 12/06/2026 37892F117 4364 54478 SH DFND 12,8 54478 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 728 29117 SH DFND 12,8 29117 0 0 GOLDEN STAR ACQUISITION CORP USD ORD SHS G4023C101 383349 36029 SH DFND 12,8 36029 0 0 GOLDEN STAR ACQUISITION CORP RIGHT 03/30/2025 G4023C119 6552 26517 SH DFND 12,8 26517 0 0 GOLDENSTONE ACQUISITION LTD COM 38136Y102 1212087 109890 SH DFND 12,8 109890 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 1574 149900 SH DFND 12,8 149900 0 0 GOLDENSTONE ACQUISITION LTD RIGHT 07/15/2026 38136Y128 13050 150000 SH DFND 12,8 150000 0 0 GRIID INFRASTRUCTURE INC *W EXP 12/29/202 398501114 2256 37472 SH DFND 12,8 37472 0 0 HAYMAKER ACQUISITION CORP IV CLASS A G4375F108 2676419 256854 SH DFND 12,8 256854 0 0 HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 G4375F116 3487 17433 SH DFND 12,8 17433 0 0 HHG CAPITAL CORPORATION *W EXP 02/25/202 G4R23P129 1371 45085 SH DFND 12,8 45085 0 0 HHG CAPITAL CORPORATION RIGHT 02/25/2026 G4R23P145 10188 96567 SH DFND 12,8 96567 0 0 HUDSON ACQUISITION I CORP RIGHT 99/99/9999 44364H118 45566 197000 SH DFND 12,8 197000 0 0 HYCROFT MINING HOLDING CORP *W EXP 10/06/202 44862P133 273 15174 SH DFND 12,8 15174 0 0 IB ACQUISITION CORP UNIT 03/26/2029 44934N207 2501250 250000 SH DFND 12,8 250000 0 0 INSIGHT ACQUISITION CORP *W EXP 08/26/202 45784L118 714 27340 SH DFND 12,8 27340 0 0 INTELLIGENT BIO SOLUTIONS IN COM 36151G600 456815 108250 SH DFND 12,8 108250 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 99/99/999 459867115 28215 1011301 SH DFND 12,8 1011301 0 0 INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 97800 1200000 SH DFND 12,8 1200000 0 0 IRON HORSE ACQUISITIONS CORP UNIT 10/15/2028 462837204 2038000 200000 SH DFND 12,8 200000 0 0 IVEDA SOLUTIONS INC *W EXP 04/01/202 46583A113 3780 54000 SH DFND 12,8 54000 0 0 KAIROUS ACQUISITION CORP LTD RIGHT 09/15/2026 G52131136 4530 56630 SH DFND 12,8 56630 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 1417898 135684 SH DFND 12,8 135684 0 0 KEEN VISION ACQUISITION CORP *W EXP 03/15/202 G52443127 6824 126600 SH DFND 12,8 126600 0 0 KEYARCH ACQUISITION CORP *W EXP 99/99/999 G5260A112 5582 107765 SH DFND 12,8 107765 0 0 KEYARCH ACQUISITION CORP RIGHT 01/24/2027 G5260A120 93638 375000 SH DFND 12,8 375000 0 0 LEMONADE INC *W EXP 02/09/202 52567D115 2135 88946 SH DFND 12,8 88946 0 0 LEXARIA BIOSCIENCE CORP *W EXP 01/14/202 52886N117 62477 41651 SH DFND 12,8 41651 0 0 MARS ACQUISITION CORP RIGHT 02/09/2028 G5870E124 32085 155000 SH DFND 12,8 155000 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 3504 55000 SH DFND 12,8 55000 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 539 55000 SH DFND 12,8 55000 0 0 MOBILICOM LTD SPON ADS 60742B102 213081 179060 SH DFND 12,8 179060 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 966061 87111 SH DFND 12,8 87111 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 2112 97789 SH DFND 12,8 97789 0 0 MONTEREY CAP ACQUISITION COR RIGHT 05/10/2027 61244M125 11500 100000 SH DFND 12,8 100000 0 0 MORINGA ACQUISITION CORP *W EXP 02/22/202 G6S23K124 2814 35176 SH DFND 12,8 35176 0 0 MOUNTAIN CREST ACQUSITN CRP RIGHT 06/29/2026 62403K116 46528 245400 SH DFND 12,8 245400 0 0 NABORS ENERGY TRANSITION COR CL A G6363K106 1991163 191458 SH DFND 12,8 191458 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 3226 76264 SH DFND 12,8 76264 0 0 NOCO NOCO INC *W EXP 08/25/202 G7243P117 936 124800 SH DFND 12,8 124800 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 65613 437419 SH DFND 12,8 437419 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 4435 162451 SH DFND 12,8 162451 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 37377 199875 SH DFND 12,8 199875 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 964800 90000 SH DFND 12,8 90000 0 0 OAK WOODS ACQUISITION CORP *W EXP 99/99/999 67190B112 1732 86620 SH DFND 12,8 86620 0 0 OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 67190B120 17991 90000 SH DFND 12,8 90000 0 0 ONDAS HLDGS INC COM NEW 68236H204 1114329 1148556 SH DFND 12,8 1148556 0 0 ONEMEDNET CORP *W EXP 11/07/202 68270C111 1908 81889 SH DFND 12,8 81889 0 0 ORGANIGRAM HLDGS INC COM 68620P705 824585 383528 SH DFND 12,8 383528 0 0 PETVIVO HLDGS INC *W EXP 08/13/202 716817119 14888 148880 SH DFND 12,8 148880 0 0 PHP VENTURES ACQUISITION COR RIGHT 01/01/2023 69291C122 20987 157117 SH DFND 12,8 157117 0 0 PLUTONIAN ACQUISITION CORP RIGHT 10/26/2027 72942P112 15048 88000 SH DFND 12,8 88000 0 0 PLUTONIAN ACQUISITION CORP *W EXP 10/26/202 72942P120 1883 62760 SH DFND 12,8 62760 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 972 56529 SH DFND 12,8 56529 0 0 QOMOLANGMA ACQUISITION CORP *W EXP 09/29/202 74738V113 798 49899 SH DFND 12,8 49899 0 0 QOMOLANGMA ACQUISITION CORP RIGHT 09/29/2027 74738V121 6160 50000 SH DFND 12,8 50000 0 0 REDWOODS ACQUISITION CORP *W EXP 03/15/202 758083117 8894 112725 SH DFND 12,8 112725 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 33300 150000 SH DFND 12,8 150000 0 0 REGULUS THERAPEUTICS INC COM 75915K309 4050000 1406250 SH DFND 12,8 1406250 0 0 RELATIVITY ACQUISITION CORP *W EXP 12/15/202 75944B114 12339 261974 SH DFND 12,8 261974 0 0 ROYALTY MGMT HLDG CORP *W EXP 05/28/202 02369M110 8389 388378 SH DFND 12,8 388378 0 0 RYVYL INC COM 39366L307 36178 12475 SH DFND 12,8 12475 0 0 SAVERONE 2014 LTD *W EXP 06/02/202 80516T113 2800 40000 SH DFND 12,8 40000 0 0 SCILEX HOLDING CO COM 80880W106 338005 212582 SH DFND 12,8 212582 0 0 SDCL EDGE ACQUISITION CORP CL A ORD SHS G79471101 2547992 232906 SH DFND 12,8 232906 0 0 SPIRE GLOBAL INC COM CL A NEW 848560306 3131148 260929 SH DFND 12,8 260929 0 0 SPLASH BEVERAGE GROUP 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