0001606587-18-000245.txt : 20180215
0001606587-18-000245.hdr.sgml : 20180215
20180215155250
ACCESSION NUMBER: 0001606587-18-000245
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
EFFECTIVENESS DATE: 20180215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dynasty Wealth Management, LLC
CENTRAL INDEX KEY: 0001727599
IRS NUMBER: 352469176
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18636
FILM NUMBER: 18617604
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2123731000
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001727599
XXXXXXXX
12-31-2017
12-31-2017
false
Dynasty Wealth Management, LLC
1350 Avenue of the Americas
32nd Floor
New York
NY
10019
13F HOLDINGS REPORT
028-18636
N
Jamie Ralliford
Vice President
212-373-1096
Jamie Ralliford
New York
NY
02-15-2018
0
100
57912
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AMAZON.COM INC
COM
023135106
454
388
SH
SOLE
NONE
388
0
0
POWERSHARES QQQ TR
UNIT SER 1
73935A104
284
1823
SH
SOLE
NONE
1822
0
0
TECHNOLOGY SELECT SECTOR SPDR FUND
TECHNOLOGY
81369Y803
1697
26531
SH
SOLE
NONE
26530
0
0
JOHNSON & JOHNSON COM
COM
478160104
7222
51690
SH
SOLE
NONE
51690
0
0
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC
COM
95766K109
67
13237
SH
SOLE
NONE
13237
0
0
VANGUARD TOTAL STOCK MARKET INDEX FUND
TOTAL STK MKT
922908769
209
1520
SH
SOLE
NONE
1520
0
0
CHROMADEX CORP COM NEW
COM NEW
171077407
61
10300
SH
SOLE
NONE
10300
0
0
NUVEEN CREDIT STRATEGIES INCOME
COM SHS
67073D102
132
16079
SH
SOLE
NONE
16079
0
0
ENTERPRISE PRODS PARTNERS L P
COM
293792107
628
23700
SH
SOLE
NONE
23700
0
0
INTEL CORP COM
COM
458140100
411
8900
SH
SOLE
NONE
8900
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
UT SER 1
78467X109
775
3133
SH
SOLE
NONE
3133
0
0
NUVEEN HIGH INCOME NOVEMBER 20 COM
COM
67077N106
100
10000
SH
SOLE
NONE
10000
0
0
VAN KAMPEN SENIOR INCOME TRUST
COM
46131H107
142
32344
SH
SOLE
NONE
32344
0
0
MERCK & CO INC
COM
58933Y105
201
3571
SH
SOLE
NONE
3570
0
0
SPDR S&P 500 ETF
TR UNIT
78462F103
1106
4145
SH
SOLE
NONE
4145
0
0
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
454
3975
SH
SOLE
NONE
3975
0
0
EATON VANCE LTD DURATION INCOME FD
COM
27828H105
220
16100
SH
SOLE
NONE
16100
0
0
VERIZON COMMUNICATIONS
COM
92343V104
292
5522
SH
SOLE
NONE
5522
0
0
JP MORGAN ALERIAN MLP ETN
ALERIAN ML ETN
46625H365
259
9445
SH
SOLE
NONE
9445
0
0
STARWOOD PPTY TR INC 4.375 04/01/2023
NOTE 4.375% 4/0
85571BAH8
40
39000
SH
SOLE
NONE
39000
0
0
PROSHARES SHORT 20 YEAR TREASURY
SHRT 20+YR TRE
74347X849
230
10500
SH
SOLE
NONE
10500
0
0
DOWDUPONT INC COM
COM
26078J100
443
6214
SH
SOLE
NONE
6214
0
0
ISHARES RUSSELL 2000 VALUE
RUS 2000 VAL ETF
464287630
2245
17854
SH
SOLE
NONE
17853
0
0
SCHWAB U.S. SMALL-CAP ETF
US SML CAP ETF
808524607
442
6333
SH
SOLE
NONE
6333
0
0
OAKTREE SPECIALTY LENDING CORP COM
COM
67401P108
68
13975
SH
SOLE
NONE
13975
0
0
SCHWAB U.S. LARGE-CAP ETF
US LRG CAP ETF
808524201
763
11966
SH
SOLE
NONE
11966
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
SBI CONS STPLS
81369Y308
371
6516
SH
SOLE
NONE
6515
0
0
ISHARES S&P SMALLCAP 600 ETF
CORE S&P SCP ETF
464287804
1470
19134
SH
SOLE
NONE
19134
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
877
4424
SH
SOLE
NONE
4424
0
0
GOOGLE INC
CAP STK CL A
02079K305
470
446
SH
SOLE
NONE
446
0
0
MICROSOFT
COM
594918104
530
6193
SH
SOLE
NONE
6193
0
0
ARES CAP CORP COM
COM
04010L103
233
14818
SH
SOLE
NONE
14817
0
0
BANK AMER CORP WT RESTRICTED US TREAS TARP EXP 01/16/2019
*W EXP 01/16/201
060505146
188
10700
SH
SOLE
NONE
10700
0
0
WESTERN ASSET CLAYMORE INFLATION LINKED OPPORTUNITIES AND INCOME
COM
95766R104
514
45000
SH
SOLE
NONE
45000
0
0
LYONDELLBASELL
SHS - A -
N53745100
463
4199
SH
SOLE
NONE
4199
0
0
VANGUARD TELECOMMUNICATIONS SERVICES ETF
TELCOMM ETF
92204A884
1139
12500
SH
SOLE
NONE
12500
0
0
S & P MID CAP 400 DEP RCPTS MID CAP
UTSER1 S&PDCRP
78467Y107
590
1708
SH
SOLE
NONE
1708
0
0
GOLUB CAP BDC INC COM
COM
38173M102
268
14700
SH
SOLE
NONE
14700
0
0
CONSOLIDATED EDISON INC COM
COM
209115104
226
2657
SH
SOLE
NONE
2657
0
0
ISHARES RUSSELL MIDCAP VALUE INDEX
RUS MDCP VAL ETF
464287473
259
2904
SH
SOLE
NONE
2904
0
0
EATON VANCE SR INCOME TR SH BEN INT
SH BEN INT
27826S103
130
20000
SH
SOLE
NONE
20000
0
0
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
1716
11254
SH
SOLE
NONE
11253
0
0
DEUTSCHE HIGH INCOME OPPORT FD COM
COM
25158Y102
697
46410
SH
SOLE
NONE
46410
0
0
POWERSHARES SP500 LOW VOLATILITY ETF
S&P500 LOW VOL
73937B779
347
7275
SH
SOLE
NONE
7275
0
0
ISHARES MSCI FLOATING RATE NOT E FUNDING ETF
FLTG RATE NT ETF
46429B655
255
5014
SH
SOLE
NONE
5014
0
0
TORTOISE FUND INC. COMMON
COM
89148B101
210
11986
SH
SOLE
NONE
11986
0
0
ISHARES DJ SELECT DIVIDEND
SELECT DIVID ETF
464287168
368
3734
SH
SOLE
NONE
3734
0
0
REGENERON PHARMACEUTICALS COM
COM
75886F107
313
833
SH
SOLE
NONE
833
0
0
MAGELLAN MIDSTREAM PARTNERS LP
COM UNIT RP LP
559080106
344
4851
SH
SOLE
NONE
4851
0
0
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQ
808524797
477
9315
SH
SOLE
NONE
9315
0
0
PIMCO CORPORATE INCOME STRATEG COM
COM
72200U100
381
22171
SH
SOLE
NONE
22170
0
0
ISHARES EDGE MSCI MIN VOL USA ETF
MIN VOL USA ETF
46429B697
414
7850
SH
SOLE
NONE
7850
0
0
CEDAR FAIR L P DEPOSITRY UNIT
DEPOSITRY UNIT
150185106
299
4600
SH
SOLE
NONE
4600
0
0
INNOVATE BIOPHARMACEUTICLS INC COM PAR
COM PAR NEW
61174L501
89
145998
SH
SOLE
NONE
145998
0
0
VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF
FALLEN ANGEL HG
92189F437
343
11450
SH
SOLE
NONE
11450
0
0
FACEBOOK INC CL A
CL A
30303M102
667
3779
SH
SOLE
NONE
3779
0
0
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND
NO AMER ENERGY
33738D101
892
36337
SH
SOLE
NONE
36337
0
0
PROSHARES ULTRASHORT 20 YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL
PSHS ULTSH 20YRS
74347B201
291
8613
SH
SOLE
NONE
8613
0
0
TOTAL SA ADR
SPONSORED ADR
89151E109
277
5007
SH
SOLE
NONE
5007
0
0
SPDR S&P BIOTECH ETF
S&P BIOTECH
78464A870
284
3345
SH
SOLE
NONE
3345
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
CORE MSCI EMKT
46434G103
345
6071
SH
SOLE
NONE
6071
0
0
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
PFD SECS INC ETF
33739E108
625
31254
SH
SOLE
NONE
31253
0
0
BLACKROCK MULTI-SECTOR INC TR COM
COM
09258A107
776
42771
SH
SOLE
NONE
42770
0
0
BLACKSTONE MTG TR INC COM CL A
COM CL A
09257W100
467
14500
SH
SOLE
NONE
14500
0
0
FIRST TR INTER DUR PFD & IN FD COM
COM
33718W103
395
16200
SH
SOLE
NONE
16200
0
0
WISDOMTREE U.S. HIGH DIVIDEND FUND
US HIGH DIVIDEND
97717W208
204
2794
SH
SOLE
NONE
2794
0
0
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD
SBI CONS DISCR
81369Y407
277
2803
SH
SOLE
NONE
2803
0
0
ROBO-STOX GLOBAL ROBOTICS AND AUTOMATION INDEX FUND
ROBO GLB ETF
301505707
216
5225
SH
SOLE
NONE
5225
0
0
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF
S&P 500 DV ARIST
74348A467
721
11262
SH
SOLE
NONE
11261
0
0
ISHARES SHORT MATURITY BOND ETF
SHT MAT BD ETF
46431W507
416
8308
SH
SOLE
NONE
8308
0
0
WELLS FARGO CO NEW COM
COM
949746101
261
4310
SH
SOLE
NONE
4310
0
0
ISHARES S&P U.S. PREFERRED STOCK ETF
S&P US PFD STK
464288687
210
5526
SH
SOLE
NONE
5526
0
0
POWERSHARES DWA MOMENTUM PORTFOLIO
DWA MOMENTUM PTF
73935X153
276
5344
SH
SOLE
NONE
5344
0
0
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
210
1104
SH
SOLE
NONE
1104
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
1194
11166
SH
SOLE
NONE
11166
0
0
CHEVRON CORP NEW COM
COM
166764100
1337
10678
SH
SOLE
NONE
10678
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEV MKT ETF
921943858
3241
72257
SH
SOLE
NONE
72257
0
0
SPDR S&P BANK ETF
S&P BK ETF
78464A797
412
8700
SH
SOLE
NONE
8700
0
0
ISHARES MORTGAGE REAL ESTATE ETF
MORTGE REL ETF
46435G342
321
7099
SH
SOLE
NONE
7099
0
0
SPDR S&P DIVIDEND ETF
S&P DIVID ETF
78464A763
448
4738
SH
SOLE
NONE
4738
0
0
VANGUARD FTSE EMERGING MARKETS ETF
FTSE EMR MKT ETF
922042858
869
18925
SH
SOLE
NONE
18925
0
0
PFIZER INC COM
COM
717081103
492
13591
SH
SOLE
NONE
13591
0
0
3M CO COM
COM
88579Y101
277
1177
SH
SOLE
NONE
1176
0
0
ALPHABET INC CAP STK CL C
CAP STK CL C
02079K107
255
244
SH
SOLE
NONE
244
0
0
AMERICAN EXPRESS CO COM
COM
025816109
279
2811
SH
SOLE
NONE
2811
0
0
NUVEEN AMT FREE QLTY MUN INCME COM
COM
670657105
499
36300
SH
SOLE
NONE
36300
0
0
ISHARES MSCI EAFE SMALL CAP ETF
EAFE SML CP ETF
464288273
279
4320
SH
SOLE
NONE
4320
0
0
POWERSHARES BUYBACK ACHIEVERS PORTFOLIO
DYNA BUYBK ACH
73935X286
1779
30151
SH
SOLE
NONE
30151
0
0
PHILIP MORRIS INTL INC
COM
718172109
347
3285
SH
SOLE
NONE
3285
0
0
ISHARES TRUST RUSSELL 3000 INDEX FD
RUSSELL 3000 ETF
464287689
315
1990
SH
SOLE
NONE
1990
0
0
ALTRIA GROUP INC COM
COM
02209S103
383
5368
SH
SOLE
NONE
5367
0
0
CITIGROUP INC
COM NEW
172967424
369
4956
SH
SOLE
NONE
4956
0
0
EXXON MOBIL CORP COM
COM
30231G102
279
3331
SH
SOLE
NONE
3331
0
0
PROSPECT CAPITAL CORPORATION 4.75 04/15/2020
NOTE 4.750% 4/1
74348TAQ5
595
592000
SH
SOLE
NONE
592000
0
0
UTILITIES SELECT SECTOR SPDR
SBI INT-UTILS
81369Y886
332
6305
SH
SOLE
NONE
6305
0
0
PROSHARES TRUST ULTRASHORT LEHMAN 7-10 ETF
PSHS ULSHT 7-10Y
74347R313
345
16000
SH
SOLE
NONE
16000
0
0
OLLIES BARGAIN OUTLT HLDGS INC COM
COM
681116109
293
5500
SH
SOLE
NONE
5500
0
0
APPLE INC
COM
037833100
458
2704
SH
SOLE
NONE
2704
0
0
POWERSHARES DWA INDUSTRIALS MOMENTUM PORTFOLIO
INDL SECT PORT
73935X369
213
3490
SH
SOLE
NONE
3490
0
0
ISHARES TR RUSSELL 1000 INDEX ETF
RUS 1000 ETF
464287622
1565
10530
SH
SOLE
NONE
10530
0
0