0001606587-18-000245.txt : 20180215 0001606587-18-000245.hdr.sgml : 20180215 20180215155250 ACCESSION NUMBER: 0001606587-18-000245 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dynasty Wealth Management, LLC CENTRAL INDEX KEY: 0001727599 IRS NUMBER: 352469176 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18636 FILM NUMBER: 18617604 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123731000 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001727599 XXXXXXXX 12-31-2017 12-31-2017 false Dynasty Wealth Management, LLC

1350 Avenue of the Americas 32nd Floor New York NY 10019

13F HOLDINGS REPORT 028-18636 N Jamie Ralliford 212-373-1096 Jamie Ralliford New York NY 02-15-2018 0 100 57912 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 454 388 SH SOLE NONE 388 0 0 POWERSHARES QQQ TR UNIT SER 1 73935A104 284 1823 SH SOLE NONE 1822 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 1697 26531 SH SOLE NONE 26530 0 0 JOHNSON & JOHNSON COM COM 478160104 7222 51690 SH SOLE NONE 51690 0 0 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC COM 95766K109 67 13237 SH SOLE NONE 13237 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 209 1520 SH SOLE NONE 1520 0 0 CHROMADEX CORP COM NEW COM NEW 171077407 61 10300 SH SOLE NONE 10300 0 0 NUVEEN CREDIT STRATEGIES INCOME COM SHS 67073D102 132 16079 SH SOLE NONE 16079 0 0 ENTERPRISE PRODS PARTNERS L P COM 293792107 628 23700 SH SOLE NONE 23700 0 0 INTEL CORP COM COM 458140100 411 8900 SH SOLE NONE 8900 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 775 3133 SH SOLE NONE 3133 0 0 NUVEEN HIGH INCOME NOVEMBER 20 COM COM 67077N106 100 10000 SH SOLE NONE 10000 0 0 VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 142 32344 SH SOLE NONE 32344 0 0 MERCK & CO INC COM 58933Y105 201 3571 SH SOLE NONE 3570 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 1106 4145 SH SOLE NONE 4145 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 454 3975 SH SOLE NONE 3975 0 0 EATON VANCE LTD DURATION INCOME FD COM 27828H105 220 16100 SH SOLE NONE 16100 0 0 VERIZON COMMUNICATIONS COM 92343V104 292 5522 SH SOLE NONE 5522 0 0 JP MORGAN ALERIAN MLP ETN ALERIAN ML ETN 46625H365 259 9445 SH SOLE NONE 9445 0 0 STARWOOD PPTY TR INC 4.375 04/01/2023 NOTE 4.375% 4/0 85571BAH8 40 39000 SH SOLE NONE 39000 0 0 PROSHARES SHORT 20 YEAR TREASURY SHRT 20+YR TRE 74347X849 230 10500 SH SOLE NONE 10500 0 0 DOWDUPONT INC COM COM 26078J100 443 6214 SH SOLE NONE 6214 0 0 ISHARES RUSSELL 2000 VALUE RUS 2000 VAL ETF 464287630 2245 17854 SH SOLE NONE 17853 0 0 SCHWAB U.S. SMALL-CAP ETF US SML CAP ETF 808524607 442 6333 SH SOLE NONE 6333 0 0 OAKTREE SPECIALTY LENDING CORP COM COM 67401P108 68 13975 SH SOLE NONE 13975 0 0 SCHWAB U.S. LARGE-CAP ETF US LRG CAP ETF 808524201 763 11966 SH SOLE NONE 11966 0 0 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 371 6516 SH SOLE NONE 6515 0 0 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 1470 19134 SH SOLE NONE 19134 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 877 4424 SH SOLE NONE 4424 0 0 GOOGLE INC CAP STK CL A 02079K305 470 446 SH SOLE NONE 446 0 0 MICROSOFT COM 594918104 530 6193 SH SOLE NONE 6193 0 0 ARES CAP CORP COM COM 04010L103 233 14818 SH SOLE NONE 14817 0 0 BANK AMER CORP WT RESTRICTED US TREAS TARP EXP 01/16/2019 *W EXP 01/16/201 060505146 188 10700 SH SOLE NONE 10700 0 0 WESTERN ASSET CLAYMORE INFLATION LINKED OPPORTUNITIES AND INCOME COM 95766R104 514 45000 SH SOLE NONE 45000 0 0 LYONDELLBASELL SHS - A - N53745100 463 4199 SH SOLE NONE 4199 0 0 VANGUARD TELECOMMUNICATIONS SERVICES ETF TELCOMM ETF 92204A884 1139 12500 SH SOLE NONE 12500 0 0 S & P MID CAP 400 DEP RCPTS MID CAP UTSER1 S&PDCRP 78467Y107 590 1708 SH SOLE NONE 1708 0 0 GOLUB CAP BDC INC COM COM 38173M102 268 14700 SH SOLE NONE 14700 0 0 CONSOLIDATED EDISON INC COM COM 209115104 226 2657 SH SOLE NONE 2657 0 0 ISHARES RUSSELL MIDCAP VALUE INDEX RUS MDCP VAL ETF 464287473 259 2904 SH SOLE NONE 2904 0 0 EATON VANCE SR INCOME TR SH BEN INT SH BEN INT 27826S103 130 20000 SH SOLE NONE 20000 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1716 11254 SH SOLE NONE 11253 0 0 DEUTSCHE HIGH INCOME OPPORT FD COM COM 25158Y102 697 46410 SH SOLE NONE 46410 0 0 POWERSHARES SP500 LOW VOLATILITY ETF S&P500 LOW VOL 73937B779 347 7275 SH SOLE NONE 7275 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF FLTG RATE NT ETF 46429B655 255 5014 SH SOLE NONE 5014 0 0 TORTOISE FUND INC. COMMON COM 89148B101 210 11986 SH SOLE NONE 11986 0 0 ISHARES DJ SELECT DIVIDEND SELECT DIVID ETF 464287168 368 3734 SH SOLE NONE 3734 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 313 833 SH SOLE NONE 833 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RP LP 559080106 344 4851 SH SOLE NONE 4851 0 0 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 477 9315 SH SOLE NONE 9315 0 0 PIMCO CORPORATE INCOME STRATEG COM COM 72200U100 381 22171 SH SOLE NONE 22170 0 0 ISHARES EDGE MSCI MIN VOL USA ETF MIN VOL USA ETF 46429B697 414 7850 SH SOLE NONE 7850 0 0 CEDAR FAIR L P DEPOSITRY UNIT DEPOSITRY UNIT 150185106 299 4600 SH SOLE NONE 4600 0 0 INNOVATE BIOPHARMACEUTICLS INC COM PAR COM PAR NEW 61174L501 89 145998 SH SOLE NONE 145998 0 0 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF FALLEN ANGEL HG 92189F437 343 11450 SH SOLE NONE 11450 0 0 FACEBOOK INC CL A CL A 30303M102 667 3779 SH SOLE NONE 3779 0 0 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND NO AMER ENERGY 33738D101 892 36337 SH SOLE NONE 36337 0 0 PROSHARES ULTRASHORT 20 YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL PSHS ULTSH 20YRS 74347B201 291 8613 SH SOLE NONE 8613 0 0 TOTAL SA ADR SPONSORED ADR 89151E109 277 5007 SH SOLE NONE 5007 0 0 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 284 3345 SH SOLE NONE 3345 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 345 6071 SH SOLE NONE 6071 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF PFD SECS INC ETF 33739E108 625 31254 SH SOLE NONE 31253 0 0 BLACKROCK MULTI-SECTOR INC TR COM COM 09258A107 776 42771 SH SOLE NONE 42770 0 0 BLACKSTONE MTG TR INC COM CL A COM CL A 09257W100 467 14500 SH SOLE NONE 14500 0 0 FIRST TR INTER DUR PFD & IN FD COM COM 33718W103 395 16200 SH SOLE NONE 16200 0 0 WISDOMTREE U.S. HIGH DIVIDEND FUND US HIGH DIVIDEND 97717W208 204 2794 SH SOLE NONE 2794 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 277 2803 SH SOLE NONE 2803 0 0 ROBO-STOX GLOBAL ROBOTICS AND AUTOMATION INDEX FUND ROBO GLB ETF 301505707 216 5225 SH SOLE NONE 5225 0 0 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF S&P 500 DV ARIST 74348A467 721 11262 SH SOLE NONE 11261 0 0 ISHARES SHORT MATURITY BOND ETF SHT MAT BD ETF 46431W507 416 8308 SH SOLE NONE 8308 0 0 WELLS FARGO CO NEW COM COM 949746101 261 4310 SH SOLE NONE 4310 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF S&P US PFD STK 464288687 210 5526 SH SOLE NONE 5526 0 0 POWERSHARES DWA MOMENTUM PORTFOLIO DWA MOMENTUM PTF 73935X153 276 5344 SH SOLE NONE 5344 0 0 THERMO FISHER SCIENTIFIC INC COM COM 883556102 210 1104 SH SOLE NONE 1104 0 0 JPMORGAN CHASE & CO COM COM 46625H100 1194 11166 SH SOLE NONE 11166 0 0 CHEVRON CORP NEW COM COM 166764100 1337 10678 SH SOLE NONE 10678 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 3241 72257 SH SOLE NONE 72257 0 0 SPDR S&P BANK ETF S&P BK ETF 78464A797 412 8700 SH SOLE NONE 8700 0 0 ISHARES MORTGAGE REAL ESTATE ETF MORTGE REL ETF 46435G342 321 7099 SH SOLE NONE 7099 0 0 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 448 4738 SH SOLE NONE 4738 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 869 18925 SH SOLE NONE 18925 0 0 PFIZER INC COM COM 717081103 492 13591 SH SOLE NONE 13591 0 0 3M CO COM COM 88579Y101 277 1177 SH SOLE NONE 1176 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 255 244 SH SOLE NONE 244 0 0 AMERICAN EXPRESS CO COM COM 025816109 279 2811 SH SOLE NONE 2811 0 0 NUVEEN AMT FREE QLTY MUN INCME COM COM 670657105 499 36300 SH SOLE NONE 36300 0 0 ISHARES MSCI EAFE SMALL CAP ETF EAFE SML CP ETF 464288273 279 4320 SH SOLE NONE 4320 0 0 POWERSHARES BUYBACK ACHIEVERS PORTFOLIO DYNA BUYBK ACH 73935X286 1779 30151 SH SOLE NONE 30151 0 0 PHILIP MORRIS INTL INC COM 718172109 347 3285 SH SOLE NONE 3285 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD RUSSELL 3000 ETF 464287689 315 1990 SH SOLE NONE 1990 0 0 ALTRIA GROUP INC COM COM 02209S103 383 5368 SH SOLE NONE 5367 0 0 CITIGROUP INC COM NEW 172967424 369 4956 SH SOLE NONE 4956 0 0 EXXON MOBIL CORP COM COM 30231G102 279 3331 SH SOLE NONE 3331 0 0 PROSPECT CAPITAL CORPORATION 4.75 04/15/2020 NOTE 4.750% 4/1 74348TAQ5 595 592000 SH SOLE NONE 592000 0 0 UTILITIES SELECT SECTOR SPDR SBI INT-UTILS 81369Y886 332 6305 SH SOLE NONE 6305 0 0 PROSHARES TRUST ULTRASHORT LEHMAN 7-10 ETF PSHS ULSHT 7-10Y 74347R313 345 16000 SH SOLE NONE 16000 0 0 OLLIES BARGAIN OUTLT HLDGS INC COM COM 681116109 293 5500 SH SOLE NONE 5500 0 0 APPLE INC COM 037833100 458 2704 SH SOLE NONE 2704 0 0 POWERSHARES DWA INDUSTRIALS MOMENTUM PORTFOLIO INDL SECT PORT 73935X369 213 3490 SH SOLE NONE 3490 0 0 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 1565 10530 SH SOLE NONE 10530 0 0