UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PGIM ETF TRUST
(Exact name of registrant as specified in its charter)
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Delaware |
82-4051821 |
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(State or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
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655 Broad Street, 17th Floor Newark, New Jersey |
07102 |
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(Address of principal executive offices) |
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered
PGIM Total Return Bond ETF
Name of each exchange on which each class is to be registered
NYSE Arca, Inc.
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. □
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. □
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-222469 (if applicable)
Securities to be registered pursuant to Section 12(g) of theAct: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant's Securities to be Registered.
A description of the shares of beneficial interest, $0.001 par value per share, of PGIM Total Return Bond ETF, a series of PGIM ETF Trust (the "Registrant"), is incorporated herein by reference to Post-Effective Amendment No. 19 to the Registrant's registration statement on Form N-1A, filed with the Securities and Exchange Commission on September 16, 2021 (File Nos. 333-222469; 811-23324). Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
1.Registrant's Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant's Registration Statement on Form N-1A (File Nos. 333-222469; 811-23324), as filed with the Securities and Exchange Commission on January 8, 2018.
2.Registrant's Certificate of Trust incorporated herein by reference to Exhibit (a)(1) to the Registrant's Registration Statement on Form N-1A (File Nos. 333-222469; 811-23324), as filed with the Securities and Exchange Commission on January 8, 2018.
3.Registrant's By-Laws, incorporated herein by reference to Exhibit (b) to the Registrant's Registration Statement on Form N-1A (File Nos. 333-222469; 811-23324), as filed with the Securities and Exchange Commission on January 8, 2018.
SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized in the City of Newark and the State of New Jersey.
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PGIM ETF TRUST |
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Date: November 29, 2021 |
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By: |
/s/Diana Huffman |
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Name: |
Diana Huffman |
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Title: |
Assistant Secretary |