0001726978-24-000004.txt : 20240103 0001726978-24-000004.hdr.sgml : 20240103 20240103181959 ACCESSION NUMBER: 0001726978-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor John Terry CENTRAL INDEX KEY: 0001979039 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38466 FILM NUMBER: 24508782 MAIL ADDRESS: STREET 1: 1500 SOLANA BOULEVARD STREET 2: STE. 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Goosehead Insurance, Inc. CENTRAL INDEX KEY: 0001726978 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 214-838-5500 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1704323989.xml FORM 4 X0508 4 2024-01-02 0 0001726978 Goosehead Insurance, Inc. GSHD 0001979039 O'Connor John Terry 1500 SOLANA BOULEVARD SUITE 4500 WESTLAKE TX 76262 0 0 0 1 General Counsel 0 Employee Stock Options (right to buy) 80.97 2024-01-02 4 A 0 25000 0 A 2034-01-02 Class A Common Stock 25000 25000 D One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the first, second and third anniversaries of the grant date; provided that, all shares subject to the option will vest and become exercisable if, within six months following a "change in control" (as defined in the issuer's omnibus incentive plan), Mr. O'Connor's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. O'Connor's option award agreement or the issuer's omnibus incentive plan). /s/ John O'Connor 2024-01-04