0001726978-21-000163.txt : 20210825 0001726978-21-000163.hdr.sgml : 20210825 20210825190040 ACCESSION NUMBER: 0001726978-21-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210823 FILED AS OF DATE: 20210825 DATE AS OF CHANGE: 20210825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colby Michael C. CENTRAL INDEX KEY: 0001737258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38466 FILM NUMBER: 211208265 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Goosehead Insurance, Inc. CENTRAL INDEX KEY: 0001726978 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 214-838-5500 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wf-form4_162993240397231.xml FORM 4 X0306 4 2021-08-23 0 0001726978 Goosehead Insurance, Inc. GSHD 0001737258 Colby Michael C. C/O GOOSEHEAD INSURANCE, INC. 1500 SOLANA BLVD., BUILDING 4, STE 4500 WESTLAKE TX 76262 0 1 0 0 President and COO Class B Common Stock 2021-08-23 4 C 0 1500 0 D 670232 I By Colby 2014 Family Trust Class A Common Stock 2021-08-23 4 C 0 1500 0 A 84902 I Colby 2014 Family Trust Class A Common Stock 2021-08-23 4 S 0 1500 136.39 D 83402 I Colby 2014 Family Trust Class B Common Stock 2021-08-24 4 C 0 34727 0 D 635505 I By Colby 2014 Family Trust Class A Common Stock 2021-08-24 4 C 0 34727 0 A 118129 I Colby 2014 Family Trust Class A Common Stock 2021-08-24 4 S 0 12211 135.89 D 105918 I Colby 2014 Family Trust Class A Common Stock 2021-08-24 4 S 0 20016 136.35 D 85902 I Colby 2014 Family Trust Class A Common Stock 2021-08-24 4 S 0 2500 137 D 83402 I Colby 2014 Family Trust Class B Common Stock 2021-08-25 4 C 0 9379 0 D 626126 I By Colby 2014 Family Trust Class A Common Stock 2021-08-25 4 C 0 9379 0 A 92781 I Colby 2014 Family Trust Class A Common Stock 2021-08-25 4 S 0 3745 130.75 D 89036 I Colby 2014 Family Trust Class A Common Stock 2021-08-25 4 S 0 1302 132.76 D 87734 I Colby 2014 Family Trust Class A Common Stock 2021-08-23 4 S 0 2871 131.67 D 84863 I Colby 2014 Family Trust Class A Common Stock 2021-08-23 4 S 0 1461 133.74 D 83402 I Colby 2014 Family Trust Class B Common Stock 427024 D Class A Common Stock 23131 D Class B Common Stock 36396 I By Preston Michael Colby 2014 Trust Class B Common Stock 36396 I By Lyla Kate Colby 2014 Trust LLC Units in Goosehead Financial, LLC 0.0 2021-08-23 4 C 0 1500 0 D Class A Common Stock 1500.0 670232 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 2021-08-24 4 C 0 34727 0 D Class A Common Stock 34727.0 635505 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 2021-08-25 4 C 0 9379 0 D Class A Common Stock 9379.0 626126 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 427024.0 427024 D LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 36396.0 36396 I By Lyla Kate Colby 2014 Trust LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 36396.0 36396 I By Preston Michael Colby 2014 Trust Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.00 to $137.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.37 to $133.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.44 to $134.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. /s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby 2021-08-25