0001209191-23-010930.txt : 20230217 0001209191-23-010930.hdr.sgml : 20230217 20230217195742 ACCESSION NUMBER: 0001209191-23-010930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Scott D CENTRAL INDEX KEY: 0001918731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39747 FILM NUMBER: 23644854 MAIL ADDRESS: STREET 1: C/O SEER, INC. STREET 2: 3800 BRIDGE PARKWAY, SUITE 102 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seer, Inc. CENTRAL INDEX KEY: 0001726445 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 821153150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 BRIDGE PARKWAY, SUITE 102 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-453-0000 MAIL ADDRESS: STREET 1: 3800 BRIDGE PARKWAY, SUITE 102 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Seer Biosciences, Inc. DATE OF NAME CHANGE: 20171226 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-15 0 0001726445 Seer, Inc. SEER 0001918731 Thomas Scott D C/O SEER, INC. 3800 BRIDGE PARKWAY, SUITE 102 REDWOOD CITY CA 94065 0 1 0 0 Chief Commercial Officer Class A Common Stock 2023-02-15 4 A 0 70000 0.00 A 96000 D Employee Stock Option (right to buy) 4.59 2023-02-15 4 A 0 140000 0.00 A 2033-02-15 Class A Common Stock 140000 140000 D The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024. The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. /s/ David Horn, by power of attorney 2023-02-17