The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | 2,508 | 13,183 | SH | DFND | 13,183 | 0 | 0 | ||
| ALCOA CORP | COM | 013872106 | 540 | 15,432 | SH | DFND | 15,432 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,040 | 14,337 | SH | DFND | 14,337 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,142 | 1,047 | SH | DFND | 1,047 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 222 | 139 | SH | DFND | 139 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 1,762 | 17,148 | SH | DFND | 17,148 | 0 | 0 | ||
| AMGEN INC | COM | 031162100 | 1,735 | 8,998 | SH | DFND | 8,998 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 5,586 | 25,525 | SH | DFND | 25,525 | 0 | 0 | ||
| ARCHROCK INC | COM | 03957W106 | 123 | 11,940 | SH | DFND | 11,940 | 0 | 0 | ||
| ARCONIC INC | COM | 03965L100 | 436 | 21,450 | SH | DFND | 21,450 | 0 | 0 | ||
| AT&T INC | COM | 00206R102 | 1,331 | 43,379 | SH | DFND | 43,379 | 0 | 0 | ||
| BANK AMER CORP | COM | 060505104 | 3 | 2,000 | SH | Call | DFND | 2,000 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 847 | 30,797 | SH | DFND | 30,797 | 0 | 0 | ||
| BARCLAYS PLC | ADR | 06738E204 | 593 | 67,475 | SH | DFND | 67,475 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 5,199 | 14,652 | SH | DFND | 14,652 | 0 | 0 | ||
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,441 | 28,504 | SH | DFND | 28,504 | 0 | 0 | ||
| BROADCOM INC | COM | 11135F101 | 1,744 | 7,805 | SH | DFND | 7,805 | 0 | 0 | ||
| CELANESE CORP DEL | COM | 150870103 | 1,081 | 11,150 | SH | DFND | 11,150 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 1,352 | 18,880 | SH | DFND | 18,880 | 0 | 0 | ||
| CHEVRON CORP NEW | COM | 166764100 | 1,777 | 15,912 | SH | DFND | 15,912 | 0 | 0 | ||
| CISCO SYS INC | COM | 17275R102 | 1,043 | 22,792 | SH | DFND | 22,792 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 934 | 14,267 | SH | DFND | 14,267 | 0 | 0 | ||
| COCA COLA CO | COM | 191216100 | 984 | 20,541 | SH | DFND | 20,541 | 0 | 0 | ||
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 810 | 62,675 | SH | DFND | 62,675 | 0 | 0 | ||
| DIREXION SHS ETF TR | ZACKS MLP HG INC | 25459Y298 | 784 | 54,800 | SH | DFND | 54,800 | 0 | 0 | ||
| DISCOVER FINL SVCS | COM | 254709108 | 1,311 | 18,820 | SH | DFND | 18,820 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 3,225 | 28,086 | SH | DFND | 28,086 | 0 | 0 | ||
| DOWDUPONT INC | COM | 26078J100 | 853 | 15,821 | SH | DFND | 15,821 | 0 | 0 | ||
| EBAY INC | COM | 278642103 | 676 | 23,285 | SH | DFND | 23,285 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 2,032 | 25,506 | SH | DFND | 25,506 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 2,098 | 13,825 | SH | DFND | 13,825 | 0 | 0 | ||
| FEDEX CORP | COM | 31428X106 | 2,401 | 10,898 | SH | DFND | 10,898 | 0 | 0 | ||
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 298 | 31,236 | SH | DFND | 31,236 | 0 | 0 | ||
| FOUNDATION BLDG MATLS INC | COM | 350392106 | 439 | 46,100 | SH | DFND | 46,100 | 0 | 0 | ||
| FREEPORT-MCMORAN INC | CL B | 35671D857 | 481 | 41,316 | SH | DFND | 41,316 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 887 | 87,787 | SH | DFND | 87,787 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 1,956 | 53,464 | SH | DFND | 53,464 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 1,449 | 21,256 | SH | DFND | 21,256 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,786 | 7,923 | SH | DFND | 7,923 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 275 | 1,561 | SH | DFND | 1,561 | 0 | 0 | ||
| HUNTINGTON BANCSHARES INC | COM | 446150104 | 1 | 2,000 | SH | Call | DFND | 2,000 | 0 | 0 | |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | 609 | 42,521 | SH | DFND | 42,521 | 0 | 0 | ||
| INNOSPEC INC | COM | 45768S105 | 509 | 7,603 | SH | DFND | 7,603 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 1,350 | 28,790 | SH | DFND | 28,790 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 915 | 7,926 | SH | DFND | 7,926 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 338 | 1,991 | SH | DFND | 1,991 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 1,642 | 11,732 | SH | DFND | 11,732 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 2,625 | 24,081 | SH | DFND | 24,081 | 0 | 0 | ||
| KIMBERLY CLARK CORP | COM | 494368103 | 843 | 8,083 | SH | DFND | 8,083 | 0 | 0 | ||
| LEAR CORP | COM NEW | 521865204 | 370 | 2,785 | SH | DFND | 2,785 | 0 | 0 | ||
| LILLY ELI & CO | COM | 532457108 | 2,186 | 20,161 | SH | DFND | 20,161 | 0 | 0 | ||
| LOWES COS INC | COM | 548661107 | 320 | 3,359 | SH | DFND | 3,359 | 0 | 0 | ||
| LULULEMON ATHLETICA INC | COM | 550021109 | 1,882 | 13,375 | SH | DFND | 13,375 | 0 | 0 | ||
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 458 | 5,125 | SH | DFND | 5,125 | 0 | 0 | ||
| MACYS INC | COM | 55616P104 | 2,215 | 64,603 | SH | DFND | 64,603 | 0 | 0 | ||
| MARTIN MIDSTREAM PRTNRS L P | UNIT L P INT | 573331105 | 218 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
| MCDONALDS CORP | COM | 580135101 | 1,182 | 6,684 | SH | DFND | 6,684 | 0 | 0 | ||
| MERCK & CO INC | COM | 58933Y105 | 2,230 | 30,295 | SH | DFND | 30,295 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 2,110 | 19,752 | SH | DFND | 19,752 | 0 | 0 | ||
| MORGAN STANLEY | COM NEW | 617446448 | 213 | 4,665 | SH | DFND | 4,665 | 0 | 0 | ||
| NIKE INC | CL B | 654106103 | 1,363 | 18,169 | SH | DFND | 18,169 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 1,007 | 20,628 | SH | DFND | 20,628 | 0 | 0 | ||
| PAYPAL HLDGS INC | COM | 70450Y103 | 1,921 | 22,821 | SH | DFND | 22,821 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 1,272 | 11,319 | SH | DFND | 11,319 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 1,837 | 42,652 | SH | DFND | 42,652 | 0 | 0 | ||
| PROCTER AND GAMBLE CO | COM | 742718109 | 1,187 | 13,380 | SH | DFND | 13,380 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 2,536 | 40,332 | SH | DFND | 40,332 | 0 | 0 | ||
| QUEST DIAGNOSTICS INC | COM | 74834L100 | 259 | 2,750 | SH | DFND | 2,750 | 0 | 0 | ||
| QUICKLOGIC CORP | COM | 74837P108 | 11 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 283 | 5,519 | SH | DFND | 5,519 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 2,050 | 35,189 | SH | DFND | 35,189 | 0 | 0 | ||
| TARGET CORP | COM | 87612E106 | 2,247 | 26,871 | SH | DFND | 26,871 | 0 | 0 | ||
| TEEKAY CORPORATION | COM | Y8564W103 | 834 | 125,795 | SH | DFND | 125,795 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 682 | 6,124 | SH | DFND | 6,124 | 0 | 0 | ||
| TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 2,344 | 67,440 | PRN | DFND | 67,440 | 0 | 0 | ||
| UNITED STATES STL CORP NEW | COM | 912909108 | 626 | 23,612 | SH | DFND | 23,612 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,036 | 8,341 | SH | DFND | 8,341 | 0 | 0 | ||
| VALERO ENERGY CORP NEW | COM | 91913Y100 | 710 | 7,793 | SH | DFND | 7,793 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 394 | 6,893 | SH | DFND | 6,893 | 0 | 0 | ||
| VIACOM INC NEW | CL B | 92553P201 | 511 | 15,975 | SH | DFND | 15,975 | 0 | 0 | ||
| WALMART INC | COM | 931142103 | 1,242 | 12,382 | SH | DFND | 12,382 | 0 | 0 | ||
| WELLS FARGO & CO | MTNF 0.125% 2/2 | 94986RVY4 | 2,566 | 48,215 | PRN | DFND | 48,215 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 565 | 5,148 | SH | DFND | 5,148 | 0 | 0 | ||
| WILLIAMS COS INC DEL | COM | 969457100 | 636 | 26,150 | SH | DFND | 26,150 | 0 | 0 | ||
| WILLIAMS SONOMA INC | COM | 969904101 | 1,187 | 19,995 | SH | DFND | 19,995 | 0 | 0 | ||