0001104659-18-022200.txt : 20180403
0001104659-18-022200.hdr.sgml : 20180403
20180403165631
ACCESSION NUMBER: 0001104659-18-022200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deerfield/RAB Ventures, LLC
CENTRAL INDEX KEY: 0001731697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38399
FILM NUMBER: 18734210
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-551-1600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DFB Healthcare Acquisitions Corp.
CENTRAL INDEX KEY: 0001725255
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 823677704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CENTRAL PARK WEST
STREET 2: 7G
CITY: NEW YORK
STATE: NY
ZIP: 10024
BUSINESS PHONE: 917-359-3042
MAIL ADDRESS:
STREET 1: 300 CENTRAL PARK WEST
STREET 2: 7G
CITY: NEW YORK
STATE: NY
ZIP: 10024
4
1
a4.xml
4
X0306
4
2018-04-02
0
0001725255
DFB Healthcare Acquisitions Corp.
DFBH
0001731697
Deerfield/RAB Ventures, LLC
C/O DFB HEALTHCARE ACQUISITIONS CORP.
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
2018-04-02
4
J
0
921848
D
6045652
D
921,848 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-222376).
The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
/s/ Alan I. Annex, Attorney-in-Fact
2018-04-03