8-A12B 1 a17-29012_68a12b.htm 8-A12B

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

DFB HEALTHCARE ACQUISITIONS CORP.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

 

82-3677704

(State of Incorporation or Organization)

 

(I.R.S. Employer Identification No.)

 

 

 

780 Third Avenue
New York, NY

 

10017

(Address of Principal Executive Offices)

 

(Zip Code)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.   x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.   o

 

Securities Act registration statement file number to which this form relates:

 

333- 222376

 

 

(If applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class
to be Registered

 

Name of Each Exchange on Which
Each Class is to be Registered

 

 

 

Units, each consisting of one share of Common Stock and one-third of one Warrant

 

The NASDAQ Stock Market LLC

 

 

 

Common Stock, par value $0.0001 per share

 

The NASDAQ Stock Market LLC

 

 

 

Warrants, each whole warrant exercisable for one share of Common Stock at
an exercise price of $11.50

 

The NASDAQ Stock Market LLC

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

N/A

(Title of Class)

 

 

 



 

Item 1.    Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are the units, common stock and warrants to purchase shares of common stock of DFB Healthcare Acquisitions Corp. (the “Company”). The description of the units, common stock and warrants contained in the section entitled “Description of Securities” in the prospectus included in the Company’s Registration Statement on Form S-1 (File No. 333-222376) filed with the Securities and Exchange Commission on December 29, 2017, as amended from time to time (the “Registration Statement”), to which this Form 8-A relates, is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is also incorporated by reference herein.

 

Item 2.    Exhibits.

 

The following exhibits have been filed as exhibits to the Registration Statement, as amended, and are incorporated herein by reference:

 

Exhibit No.

 

Description

3.1

 

Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (File No. 333-222376), filed with the Securities and Exchange Commission on December 29, 2017) (the “Registration Statement”).

 

 

 

3.2

 

Form of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.2 to the Registration Statement).

 

 

 

3.3

 

By-laws (incorporated by reference to Exhibit 3.3 to the Registration Statement).

 

 

 

4.1

 

Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to the Registration Statement).

 

 

 

4.2

 

Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Registration Statement).

 

 

 

4.3

 

Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Registration Statement).

 

 

 

4.4

 

Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 4.4 to the Registration Statement).

 

 

 

10.1

 

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 10.2 to the Registration Statement).

 

 

 

10.2

 

Form of Registration Rights Agreement among the Company and the Initial Stockholders (incorporated by reference to Exhibit 10.3 to the Registration Statement).

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

Very truly yours,

 

 

 

DFB HEALTHCARE ACQUISITIONS CORP.

 

 

 

 

 

 

 

By:

/s/ Richard Barasch

 

 

Richard Barasch

 

 

Chief Executive Officer

 

Dated: February 15, 2018

 

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