The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADTRAN Inc | Listed Option | 00738A956 | 0 | 85 | PRN | Put | SOLE | 0 | 0 | 85 | |
ADTRAN Inc | Listed Option | 00738A956 | 0 | 893 | PRN | Put | SOLE | 0 | 0 | 893 | |
ADTRAN Inc | Listed Option | 00738A956 | 0 | 83 | PRN | Put | SOLE | 0 | 0 | 83 | |
ADTRAN Inc | Listed Option | 00738A956 | 0 | 200 | PRN | Put | SOLE | 0 | 0 | 200 | |
Airbnb Inc | SHS | 009066101 | 15 | 92 | SH | SOLE | 92 | 0 | 0 | ||
Alibaba Group Holding Ltd | ADR | 01609W102 | 3,091 | 25,337 | SH | SOLE | 25,337 | 0 | 0 | ||
Alibaba Group Holding Ltd | Listed Option | 01609W902 | 0 | 100 | PRN | Call | SOLE | 0 | 0 | 100 | |
Alibaba Group Holding Ltd | Listed Option | 01609W902 | 0 | 400 | PRN | Call | SOLE | 0 | 0 | 400 | |
Alibaba Group Holding Ltd | Listed Option | 01609W902 | 0 | 100 | PRN | Call | SOLE | 0 | 0 | 100 | |
Amazon.com Inc | SHS | 023135106 | 4,001 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Ambac Financial Group Inc | Listed Option | 023139904 | 0 | 400 | PRN | Call | SOLE | 0 | 0 | 400 | |
American Airlines Group Inc | Fixed Income | 02376RAF9 | 7,617 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
ASE Technology Holding Co Ltd | ADR | 00215W100 | 264 | 34,293 | SH | SOLE | 34,293 | 0 | 0 | ||
BHP Group Ltd | ADR | 05545E209 | 34,990 | 580,513 | SH | SOLE | 580,513 | 0 | 0 | ||
Bilibili Inc | ADR | 090040106 | 299 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
Canadian Pacific Railway Ltd | SHS | 13645T100 | 972 | 13,517 | SH | SOLE | 13,517 | 0 | 0 | ||
Chunghwa Telecom Co Ltd | ADR | 17133Q502 | 248 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
CyrusOne Inc | SHS | 23283R100 | 2,583 | 28,790 | SH | SOLE | 28,790 | 0 | 0 | ||
DISH Network Corp | Fixed Income | 25470MAF6 | 8,525 | 8,500,000 | SH | SOLE | 8,500,000 | 0 | 0 | ||
DISH Network Corp | Fixed Income | 25470MAB5 | 2,350 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
Duddell Street Acquisition Corp | Warrant | G28553116 | 243 | 194,545 | SH | SOLE | 194,545 | 0 | 0 | ||
Duddell Street Acquisition Corp | SHS | G28553108 | 3,282 | 330,903 | SH | SOLE | 330,903 | 0 | 0 | ||
FactSet Research Systems Inc | SHS | 303075105 | 1,215 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Ferro Corp | SHS | 315405100 | 194 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
Ford Motor Co | Listed Option | 345370900 | 0 | 500 | PRN | Call | SOLE | 0 | 0 | 500 | |
Global Blood Therapeutics Inc | SHS | 37890U108 | 754 | 25,764 | SH | SOLE | 25,764 | 0 | 0 | ||
Grifols SA | ADR | 398438408 | 573 | 50,099 | SH | SOLE | 50,099 | 0 | 0 | ||
HDFC Bank Ltd | ADR | 40415F101 | 6,550 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Huazhu Group Ltd | Fixed Income | 44332NAB2 | 12,990 | 11,500,000 | SH | SOLE | 11,500,000 | 0 | 0 | ||
IHS Markit Ltd | SHS | G47567105 | 278 | 2,095 | SH | SOLE | 2,095 | 0 | 0 | ||
II-VI Inc | SHS | 902104108 | 287 | 4,208 | SH | SOLE | 4,208 | 0 | 0 | ||
Invesco QQQ Trust Series 1 | Exchange Traded Fund | 46090E103 | 1,490 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
iPath Series B S&P 500 VIX Short-Term Futures ETN | Exchange Traded Fund | 06746P621 | 312 | 16,906 | SH | SOLE | 16,906 | 0 | 0 | ||
iQIYI Inc | Fixed Income | 46267XAD0 | 1,101 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
iShares China Large-Cap ETF | Exchange Traded Fund | 464287184 | 1,368 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
iShares MSCI Brazil ETF | Listed Option | 464286400 | 0 | 250 | PRN | Call | SOLE | 0 | 0 | 250 | |
iShares MSCI Emerging Markets ETF | Listed Option | 464286903 | 0 | 7,000 | PRN | Call | SOLE | 0 | 0 | 7,000 | |
JD.com Inc | ADR | 47215P106 | 12,852 | 182,890 | SH | SOLE | 182,890 | 0 | 0 | ||
JD.com Inc | Listed Option | 47215P906 | 0 | 150 | PRN | Call | SOLE | 0 | 0 | 150 | |
JOYY Inc | Fixed Income | 46591M109 | 4,926 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
KraneShares CSI China Internet ETF | Exchange Traded Fund | 500767306 | 456 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
NetEase Inc | ADR | 64110W102 | 2 | 20 | SH | SOLE | 20 | 0 | 0 | ||
Palo Alto Networks Inc | Fixed Income | 697435AF2 | 19,932 | 10,500,000 | SH | SOLE | 10,500,000 | 0 | 0 | ||
Pinduoduo Inc | Fixed Income | 722304AC6 | 4,079 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
PNM Resources Inc | SHS | 69349H107 | 2,628 | 57,624 | SH | SOLE | 57,624 | 0 | 0 | ||
Rocket Pharmaceuticals Inc | SHS | 77313F106 | 82 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
S&P Global Inc | SHS | 78409V104 | 294 | 623 | SH | SOLE | 623 | 0 | 0 | ||
Sea Ltd | ADR | 81141R100 | 713 | 3,190 | SH | SOLE | 3,190 | 0 | 0 | ||
Simplify Hedged Equity ETF | Exchange Traded Fund | 82889N764 | 10,223 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Simplify US Equity PLUS GBTC ETF | Exchange Traded Fund | 82889N103 | 112,546 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | Listed Option | 78462F903 | 0 | 750 | PRN | Call | SOLE | 0 | 0 | 750 | |
SPDR S&P 500 ETF Trust | Listed Option | 78462F953 | 0 | 120 | PRN | Put | SOLE | 0 | 0 | 120 | |
Sportsman's Warehouse Holdings Inc | SHS | 84920Y106 | 156 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
Summit Healthcare Acquisition Corp | Warrant | G8566R110 | 108 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Summit Healthcare Acquisition Corp | SHS | G8566R102 | 2,910 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Taiwan Semiconductor Manufacturing Co Ltd | ADR | 874039100 | 15,736 | 129,642 | SH | SOLE | 129,642 | 0 | 0 | ||
Tilray Inc | SHS | 88688T100 | 3 | 524 | SH | SOLE | 524 | 0 | 0 | ||
United Microelectronics Corp | ADR | 910873405 | 6,160 | 524,564 | SH | SOLE | 524,564 | 0 | 0 | ||
Unity Software Inc | SHS | 91332U101 | 14 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VanEck Semiconductor ETF | Listed Option | 92189F676 | 0 | 45 | PRN | Put | SOLE | 0 | 0 | 45 | |
Veoneer Inc | SHS | 92336X109 | 276 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
Xilinx Inc | SHS | 983919101 | 4,660 | 21,979 | SH | SOLE | 21,979 | 0 | 0 |