0001104659-24-096915.txt : 20240904 0001104659-24-096915.hdr.sgml : 20240904 20240904164034 ACCESSION NUMBER: 0001104659-24-096915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240830 FILED AS OF DATE: 20240904 DATE AS OF CHANGE: 20240904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaseta Michael CENTRAL INDEX KEY: 0001724346 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 241278108 MAIL ADDRESS: STREET 1: 7100 WEST CREDIT AVENUE, SUITE 101 CITY: MISSISSAUGA STATE: A6 ZIP: L5N OE4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2423338-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-08-30 0 0001819576 Liquidia Corp LQDA 0001724346 Kaseta Michael 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 CFO and COO 1 Common Stock 2024-08-30 4 M 0 2344 A 316047 D Common Stock 2024-09-03 4 S 0 1079 9.4997 D 314968 D Restricted Stock Unit 2024-08-30 4 M 0 2344 0 D Common Stock 2344 14062 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 23,438 have vested through August 30, 2024. Includes (i) 77,917 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, none of which have vested as of the date of this Form 4 and (iii) 9,044 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. /s/ Michael Kaseta 2024-09-04