Investment Operations Analyst

0001724269-23-000004.txt : 20231114 0001724269-23-000004.hdr.sgml : 20231114 20231114100540 ACCESSION NUMBER: 0001724269-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 231402320 BUSINESS ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001724269 XXXXXXXX 09-30-2023 09-30-2023 LAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVE SUITE 210 PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Jarrett Matson Investment Operations Analyst 6037178233 Jarrett Matson Portsmouth NH 11-14-2023 0 347 1683516000 false INFORMATION TABLE 2 2023.09.30_LakeStreet_13F.xml AT&T INC COM 00206R102 1101000 73302 SH SOLE 0 0 73302 ABBOTT LABS COM 002824100 1399000 14450 SH SOLE 0 0 14450 ABBVIE INC COM 00287Y109 5682000 38119 SH SOLE 0 0 38119 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3154000 10269 SH SOLE 0 0 10269 ADVANCED MICRO DEVICES INC COM 007903107 1160000 11280 SH SOLE 0 0 11280 AEGON N V NY REGISTRY SHS 007924103 118000 24616 SH SOLE 0 0 24616 AIRBNB INC COM CL A 009066101 3549000 25862 SH SOLE 0 0 25862 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 40000 34000 SH SOLE 0 0 34000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 52000 50000 SH SOLE 0 0 50000 ALPS ETF TR ALERIAN MLP 00162Q452 1889000 44750 SH SOLE 0 0 44750 ALLBIRDS INC COM CL A 01675A109 37000 33000 SH SOLE 0 0 33000 ALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 02043QAB3 38000 41000 SH SOLE 0 0 41000 ALPHABET INC CAP STK CL A 02079K305 8793000 67197 SH SOLE 0 0 67197 ALPHABET INC CAP STK CL C 02079K107 10505000 79675 SH SOLE 0 0 79675 ALTAIR ENGR INC NOTE 1.750% 6/1 021369AC7 84000 79000 SH SOLE 0 0 79000 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 16000 18000 SH SOLE 0 0 18000 ALTRIA GROUP INC COM 02209S103 471000 11190 SH SOLE 0 0 11190 AMAZON COM INC COM 023135106 13210000 103919 SH SOLE 0 0 103919 AMBEV SA SPONSORED ADR 02319V103 71000 27455 SH SOLE 0 0 27455 AMERICAN TOWER CORP NEW COM 03027X100 1690000 10274 SH SOLE 0 0 10274 AMGEN INC COM 031162100 3365000 12520 SH SOLE 0 0 12520 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 577000 10440 SH SOLE 0 0 10440 APPLE INC COM 037833100 35471000 207177 SH SOLE 0 0 207177 APPLIED MATLS INC COM 038222105 1719000 12418 SH SOLE 0 0 12418 ARES CAPITAL CORP COM 04010L103 273000 14000 SH SOLE 0 0 14000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 5181000 50366 SH SOLE 0 0 50366 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 143000 19025 SH SOLE 0 0 19025 ASTRAZENECA PLC SPONSORED ADR 046353108 699000 10315 SH SOLE 0 0 10315 ATARA BIOTHERAPEUTICS INC COM 046513107 17000 11560 SH SOLE 0 0 11560 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 560000 69597 SH SOLE 0 0 69597 BANCO SANTANDER S.A. ADR 05964H105 159000 42263 SH SOLE 0 0 42263 BANK AMERICA CORP COM 060505104 1463000 53442 SH SOLE 0 0 53442 BARCLAYS PLC ADR 06738E204 311000 39954 SH SOLE 0 0 39954 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 17000 18000 SH SOLE 0 0 18000 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 25000 29000 SH SOLE 0 0 29000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9499000 27117 SH SOLE 0 0 27117 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 115000 118000 SH SOLE 0 0 118000 BLACKLINE INC NOTE 3/1 09239BAD1 29000 34000 SH SOLE 0 0 34000 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 21000 21000 SH SOLE 0 0 21000 BLACKSTONE INC COM 09260D107 4287000 40013 SH SOLE 0 0 40013 BLEND LABS INC CL A 09352U108 649000 473361 SH SOLE 0 0 473361 BOEING CO COM 097023105 11203000 58446 SH SOLE 0 0 58446 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 57000 34000 SH SOLE 0 0 34000 BOX INC NOTE 1/1 10316TAB0 55000 51000 SH SOLE 0 0 51000 BP PLC SPONSORED ADR 055622104 396000 10216 SH SOLE 0 0 10216 BRC INC COM CL A 05601U105 36000 10000 SH SOLE 0 0 10000 BRISTOL-MYERS SQUIBB CO COM 110122108 774000 13343 SH SOLE 0 0 13343 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 10017000 283432 SH SOLE 0 0 283432 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 39929000 1358139 SH SOLE 0 0 1358139 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 32805000 1508958 SH SOLE 0 0 1508958 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 7054000 294648 SH SOLE 0 0 294648 COTERRA ENERGY INC COM 127097103 291000 10754 SH SOLE 0 0 10754 CARRIER GLOBAL CORPORATION COM 14448C104 1305000 23637 SH SOLE 0 0 23637 CATERPILLAR INC COM 149123101 4254000 15582 SH SOLE 0 0 15582 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 1831000 83857 SH SOLE 0 0 83857 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 30000 34000 SH SOLE 0 0 34000 SCHWAB CHARLES CORP COM 808513105 694000 12634 SH SOLE 0 0 12634 SCHWAB STRATEGIC TR US REIT ETF 808524847 19074000 1074611 SH SOLE 0 0 1074611 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 36000 43000 SH SOLE 0 0 43000 CHEVRON CORP NEW COM 166764100 4247000 25186 SH SOLE 0 0 25186 CISCO SYS INC COM 17275R102 2411000 44840 SH SOLE 0 0 44840 CITIGROUP INC COM NEW 172967424 488000 11855 SH SOLE 0 0 11855 CLOUDFLARE INC CL A COM 18915M107 1294000 20524 SH SOLE 0 0 20524 CME GROUP INC COM 12572Q105 2479000 12381 SH SOLE 0 0 12381 COMCAST CORP NEW CL A 20030N101 1957000 44131 SH SOLE 0 0 44131 COMERA LIFE SCIENCES HLDGS I COM 20037C108 0 316469 SH SOLE 0 0 316469 CONFLUENT INC CLASS A COM 20717M103 363000 12264 SH SOLE 0 0 12264 CONMED CORP NOTE 2.250% 6/1 207410AH4 45000 47000 SH SOLE 0 0 47000 CONMED CORP NOTE 2.625% 2/0 207410AF8 21000 18000 SH SOLE 0 0 18000 CONOCOPHILLIPS COM 20825C104 1704000 14224 SH SOLE 0 0 14224 CSX CORP COM 126408103 502000 16339 SH SOLE 0 0 16339 CVS HEALTH CORP COM 126650100 911000 13048 SH SOLE 0 0 13048 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 97000 84000 SH SOLE 0 0 84000 D R HORTON INC COM 23331A109 1108000 10305 SH SOLE 0 0 10305 DATADOG INC NOTE 0.125% 6/1 23804LAB9 34000 29000 SH SOLE 0 0 29000 DELL TECHNOLOGIES INC CL C 24703L202 2547000 36973 SH SOLE 0 0 36973 DEVON ENERGY CORP NEW COM 25179M103 2918000 61174 SH SOLE 0 0 61174 DEXCOM INC NOTE 0.250%11/1 252131AK3 111000 118000 SH SOLE 0 0 118000 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 24000 31000 SH SOLE 0 0 31000 WARNER BROS DISCOVERY INC COM SER A 934423104 188000 17321 SH SOLE 0 0 17321 DRAFTKINGS INC NEW COM CL A 26142V105 6483000 220194 SH SOLE 0 0 220194 DROPBOX INC NOTE 3/0 26210CAC8 32000 34000 SH SOLE 0 0 34000 DROPBOX INC NOTE 3/0 26210CAD6 32000 34000 SH SOLE 0 0 34000 EATON CORP PLC SHS G29183103 4554000 21351 SH SOLE 0 0 21351 EBAY INC. COM 278642103 497000 11274 SH SOLE 0 0 11274 ENBRIDGE INC COM 29250N105 1747000 52431 SH SOLE 0 0 52431 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 286000 20392 SH SOLE 0 0 20392 ENOVIX CORPORATION COM 293594107 191000 15207 SH SOLE 0 0 15207 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 38000 43000 SH SOLE 0 0 43000 ENTERPRISE PRODS PARTNERS L COM 293792107 322000 11763 SH SOLE 0 0 11763 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 85000 92000 SH SOLE 0 0 92000 EQT CORP COM 26884L109 481000 11862 SH SOLE 0 0 11862 ETSY INC NOTE 0.125% 9/0 29786AAL0 46000 57000 SH SOLE 0 0 57000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 55000 60000 SH SOLE 0 0 60000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 41000 45000 SH SOLE 0 0 45000 EXELON CORP COM 30161N101 402000 10638 SH SOLE 0 0 10638 EXTRA SPACE STORAGE INC COM 30225T102 1993000 16388 SH SOLE 0 0 16388 EXXON MOBIL CORP COM 30231G102 2830000 24068 SH SOLE 0 0 24068 META PLATFORMS INC CL A 30303M102 5711000 19025 SH SOLE 0 0 19025 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1445000 33161 SH SOLE 0 0 33161 FINCH THERAPEUTICS GROUP INC COM NEW 31773D200 222000 21206 SH SOLE 0 0 21206 FIVE9 INC NOTE 0.500% 6/0 338307AD3 41000 44000 SH SOLE 0 0 44000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4867000 120338 SH SOLE 0 0 120338 FLEX LTD ORD Y2573F102 461000 17092 SH SOLE 0 0 17092 FORD MTR CO DEL COM 345370860 349000 28061 SH SOLE 0 0 28061 FORD MTR CO DEL NOTE 3/1 345370CZ1 49000 50000 SH SOLE 0 0 50000 GILEAD SCIENCES INC COM 375558103 1288000 17182 SH SOLE 0 0 17182 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2465000 696416 SH SOLE 0 0 696416 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 23000 24000 SH SOLE 0 0 24000 HALEON PLC SPON ADS 405552100 293000 35147 SH SOLE 0 0 35147 HALLIBURTON CO COM 406216101 485000 11972 SH SOLE 0 0 11972 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 32000 38000 SH SOLE 0 0 38000 HALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 40637HAF6 15000 16000 SH SOLE 0 0 16000 HIMS & HERS HEALTH INC COM CL A 433000106 624000 99168 SH SOLE 0 0 99168 HONDA MOTOR LTD AMERN SHS 438128308 498000 14809 SH SOLE 0 0 14809 HP INC COM 40434L105 2281000 88768 SH SOLE 0 0 88768 HSBC HLDGS PLC SPON ADR NEW 404280406 1112000 28179 SH SOLE 0 0 28179 HUNTINGTON BANCSHARES INC COM 446150104 147000 14106 SH SOLE 0 0 14106 ICICI BANK LIMITED ADR 45104G104 352000 15206 SH SOLE 0 0 15206 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 59000 63000 SH SOLE 0 0 63000 ING GROEP N.V. SPONSORED ADR 456837103 194000 14727 SH SOLE 0 0 14727 INSULET CORP NOTE 0.375% 9/0 45784PAK7 20000 20000 SH SOLE 0 0 20000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 108000 118000 SH SOLE 0 0 118000 INTEL CORP COM 458140100 947000 26644 SH SOLE 0 0 26644 INTERDIGITAL INC NOTE 3.500% 6/0 45867GAD3 37000 31000 SH SOLE 0 0 31000 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1866000 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1761000 91913 SH SOLE 0 0 91913 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 343000 12500 SH SOLE 0 0 12500 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 255000 12885 SH SOLE 0 0 12885 INVESCO QQQ TR UNIT SER 1 46090E103 8564000 23904 SH SOLE 0 0 23904 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 50000 51000 SH SOLE 0 0 51000 ISHARES TR COHEN STEER REIT 464287564 1304000 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 38289000 595012 SH SOLE 0 0 595012 ISHARES INC CORE MSCI EMKT 46434G103 14058000 295400 SH SOLE 0 0 295400 ISHARES TR CORE S&P500 ETF 464287200 12859000 29944 SH SOLE 0 0 29944 ISHARES TR CORE S&P SCP ETF 464287804 40563000 430006 SH SOLE 0 0 430006 ISHARES TR CORE US AGGBD ET 464287226 4265000 45357 SH SOLE 0 0 45357 ISHARES TR ESG AW MSCI EAFE 46435G516 17963000 259850 SH SOLE 0 0 259850 ISHARES INC ESG AWR MSCI EM 46434G863 3195000 105523 SH SOLE 0 0 105523 ISHARES TR GLOBAL REIT ETF 46434V647 1000000 47224 SH SOLE 0 0 47224 ISHARES GOLD TR ISHARES NEW 464285204 801000 22901 SH SOLE 0 0 22901 ISHARES TR IBONDS 26 TRM TS 46436E858 526000 23428 SH SOLE 0 0 23428 ISHARES TR IBONDS 24 TRM TS 46436E874 1061000 44503 SH SOLE 0 0 44503 ISHARES TR IBONDS 25 TRM TS 46436E866 1058000 45827 SH SOLE 0 0 45827 ISHARES INC FRONTIER AND SEL 464286145 2346000 90506 SH SOLE 0 0 90506 ISHARES TR MSCI ACWI ETF 464288257 4267000 46198 SH SOLE 0 0 46198 ISHARES TR MSCI CHINA ETF 46429B671 2516000 58109 SH SOLE 0 0 58109 ISHARES TR MSCI EAFE ETF 464287465 17095000 248038 SH SOLE 0 0 248038 ISHARES TR MSCI EMG MKT ETF 464287234 2523000 66483 SH SOLE 0 0 66483 ISHARES INC MSCI EMRG CHN 46434G764 2676000 53692 SH SOLE 0 0 53692 ISHARES TR NATIONAL MUN ETF 464288414 33772000 329354 SH SOLE 0 0 329354 ISHARES TR RESIDENTIAL MULT 464288562 1874000 28408 SH SOLE 0 0 28408 ISHARES TR RUS 1000 ETF 464287622 50100000 213272 SH SOLE 0 0 213272 ISHARES TR RUSSELL 2000 ETF 464287655 3877000 21938 SH SOLE 0 0 21938 ISHARES TR SHRT NAT MUN ETF 464288158 15173000 147512 SH SOLE 0 0 147512 ISHARES TR 0-3 MNTH TREASRY 46436E718 52733000 523818 SH SOLE 0 0 523818 ISHARES TR CORE DIV GRWTH 46434V621 1377000 27794 SH SOLE 0 0 27794 ISHARES TR EAFE SML CP ETF 464288273 49181000 870928 SH SOLE 0 0 870928 ISHARES TR ESG AWARE MSCI 46435U663 1071000 31813 SH SOLE 0 0 31813 ISHARES TR ESG AWR MSCI USA 46435G425 3232000 34420 SH SOLE 0 0 34420 ISHARES TR ESG AWR US AGRGT 46435U549 2074000 45788 SH SOLE 0 0 45788 ISHARES TR RUS MID CAP ETF 464287499 2694000 38897 SH SOLE 0 0 38897 ISHARES TR US TREAS BD ETF 46429B267 396000 17970 SH SOLE 0 0 17970 ISHARES TR HDG MSCI EAFE 46434V803 1077000 35781 SH SOLE 0 0 35781 ISHARES TR MSCI INDIA ETF 46429B598 726000 16414 SH SOLE 0 0 16414 ISHARES TR HDG MSCI JAPAN 46434V886 972000 28423 SH SOLE 0 0 28423 ISHARES TR U.S. REAL ES ETF 464287739 7036000 90041 SH SOLE 0 0 90041 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 76000 14160 SH SOLE 0 0 14160 ITRON INC NOTE 3/1 465741AN6 33000 38000 SH SOLE 0 0 38000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 307000 11686 SH SOLE 0 0 11686 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 29000 34000 SH SOLE 0 0 34000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 29000 38000 SH SOLE 0 0 38000 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 31000 34000 SH SOLE 0 0 34000 JOHNSON & JOHNSON COM 478160104 2886000 18530 SH SOLE 0 0 18530 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 1030000 22864 SH SOLE 0 0 22864 J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 46641Q225 1047000 17999 SH SOLE 0 0 17999 J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 46641Q191 2639000 51913 SH SOLE 0 0 51913 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 2013000 40075 SH SOLE 0 0 40075 JPMORGAN CHASE & CO COM 46625H100 4253000 29329 SH SOLE 0 0 29329 KENVUE INC COM 49177J102 206000 10250 SH SOLE 0 0 10250 KEYCORP COM 493267108 116000 10804 SH SOLE 0 0 10804 KINDER MORGAN INC DEL COM 49456B101 2648000 159725 SH SOLE 0 0 159725 KRANESHARES TR CSI CHI INTERNET 500767306 1261000 46087 SH SOLE 0 0 46087 KROGER CO COM 501044101 483000 10782 SH SOLE 0 0 10782 LCI INDS NOTE 1.125% 5/1 501812AB7 17000 18000 SH SOLE 0 0 18000 LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 531229AQ5 47000 48000 SH SOLE 0 0 48000 ELI LILLY & CO COM 532457108 5546000 10325 SH SOLE 0 0 10325 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 52000 51000 SH SOLE 0 0 51000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 115000 54118 SH SOLE 0 0 54118 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 21000 25000 SH SOLE 0 0 25000 LUMENTUM HLDGS INC NOTE 0.500% 6/1 55024UAF6 30000 41000 SH SOLE 0 0 41000 LYFT INC CL A COM 55087P104 1658000 157312 SH SOLE 0 0 157312 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 52000 46000 SH SOLE 0 0 46000 MARATHON OIL CORP COM 565849106 694000 25951 SH SOLE 0 0 25951 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 39000 44000 SH SOLE 0 0 44000 MASTERCARD INCORPORATED CL A 57636Q104 4156000 10498 SH SOLE 0 0 10498 MCDONALDS CORP COM 580135101 3480000 13211 SH SOLE 0 0 13211 MERCK & CO INC COM 58933Y105 4564000 44330 SH SOLE 0 0 44330 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 106000 101000 SH SOLE 0 0 101000 MICROSOFT CORP COM 594918104 25751000 81556 SH SOLE 0 0 81556 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 234000 27518 SH SOLE 0 0 27518 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 170000 49455 SH SOLE 0 0 49455 MONSTER BEVERAGE CORP NEW COM 61174X109 573000 10819 SH SOLE 0 0 10819 MORGAN STANLEY COM NEW 617446448 2823000 34566 SH SOLE 0 0 34566 NATWEST GROUP PLC SPONS ADR 639057207 250000 42838 SH SOLE 0 0 42838 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 87000 27590 SH SOLE 0 0 27590 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 67000 81000 SH SOLE 0 0 81000 NEXGEN ENERGY LTD COM 65340P106 296000 49255 SH SOLE 0 0 49255 NEXTERA ENERGY INC COM 65339F101 1016000 17739 SH SOLE 0 0 17739 NICE LTD NOTE 9/1 653656AB4 38000 42000 SH SOLE 0 0 42000 NIKE INC CL B 654106103 1561000 16321 SH SOLE 0 0 16321 NOBLE CORP PLC ORD SHS A G65431127 782000 15438 SH SOLE 0 0 15438 NOKIA CORP SPONSORED ADR 654902204 181000 48413 SH SOLE 0 0 48413 NOMURA HLDGS INC SPONSORED ADR 65535H208 88000 21764 SH SOLE 0 0 21764 NOVO-NORDISK A S ADR 670100205 2269000 24952 SH SOLE 0 0 24952 NOVOCURE LTD NOTE 11/0 67011XAB9 25000 29000 SH SOLE 0 0 29000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 50000 47000 SH SOLE 0 0 47000 NU HLDGS LTD ORD SHS CL A G6683N103 5359000 739223 SH SOLE 0 0 739223 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 5020000 191454 SH SOLE 0 0 191454 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1615000 46374 SH SOLE 0 0 46374 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 24000 26000 SH SOLE 0 0 26000 NVIDIA CORPORATION COM 67066G104 12481000 28693 SH SOLE 0 0 28693 OKTA INC NOTE 0.375% 6/1 679295AF2 54000 62000 SH SOLE 0 0 62000 OMNIAB INC COM 68218J103 58000 11170 SH SOLE 0 0 11170 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 32000 18000 SH SOLE 0 0 18000 ONEOK INC NEW COM 682680103 2469000 38919 SH SOLE 0 0 38919 ORACLE CORP COM 68389X105 2454000 23172 SH SOLE 0 0 23172 PACER FDS TR DATA AND INFRAST 69374H741 588000 22714 SH SOLE 0 0 22714 PACER FDS TR INDUSTRIAL RELET 69374H766 602000 17137 SH SOLE 0 0 17137 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 43000 34000 SH SOLE 0 0 34000 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 59000 62000 SH SOLE 0 0 62000 PAYPAL HLDGS INC COM 70450Y103 664000 11363 SH SOLE 0 0 11363 PEARSON PLC SPONSORED ADR 705015105 131000 12447 SH SOLE 0 0 12447 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 26000 34000 SH SOLE 0 0 34000 PEPSICO INC COM 713448108 3587000 21169 SH SOLE 0 0 21169 PERFICIENT INC NOTE 0.125%11/1 71375UAF8 43000 53000 SH SOLE 0 0 53000 PFIZER INC COM 717081103 1219000 36742 SH SOLE 0 0 36742 PIONEER NAT RES CO COM 723787107 3488000 15194 SH SOLE 0 0 15194 PNC FINL SVCS GROUP INC COM 693475105 1368000 11139 SH SOLE 0 0 11139 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 49000 49000 SH SOLE 0 0 49000 PROCTER AND GAMBLE CO COM 742718109 2568000 17608 SH SOLE 0 0 17608 PROSHARES TR S&P 500 DV ARIST 74348A467 886000 10005 SH SOLE 0 0 10005 QUALCOMM INC COM 747525103 1178000 10605 SH SOLE 0 0 10605 RAPID7 INC NOTE 0.250% 3/1 753422AF1 51000 60000 SH SOLE 0 0 60000 REGIONS FINANCIAL CORP NEW COM 7591EP100 296000 17223 SH SOLE 0 0 17223 RELX PLC SPONSORED ADR 759530108 614000 18228 SH SOLE 0 0 18228 SABRE GLBL INC NOTE 4.000% 4/1 78573NAE2 26000 26000 SH SOLE 0 0 26000 SALESFORCE INC COM 79466L302 2244000 11065 SH SOLE 0 0 11065 SCHLUMBERGER LTD COM STK 806857108 650000 11150 SH SOLE 0 0 11150 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 13472000 562753 SH SOLE 0 0 562753 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 19681000 410542 SH SOLE 0 0 410542 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 52520000 1546510 SH SOLE 0 0 1546510 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 510000 10639 SH SOLE 0 0 10639 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1847000 37058 SH SOLE 0 0 37058 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6950000 137348 SH SOLE 0 0 137348 SELECT SECTOR SPDR TR ENERGY 81369Y506 2695000 29813 SH SOLE 0 0 29813 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 373000 11239 SH SOLE 0 0 11239 SHAKE SHACK INC NOTE 3/0 819047AB7 25000 34000 SH SOLE 0 0 34000 SHELL PLC SPON ADS 780259305 842000 13082 SH SOLE 0 0 13082 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 15000 18000 SH SOLE 0 0 18000 SIGMATRON INTL INC COM 82661L101 44000 13966 SH SOLE 0 0 13966 SIMON PPTY GROUP INC NEW COM 828806109 2118000 19602 SH SOLE 0 0 19602 SNAP INC NOTE 5/0 83304AAF3 13000 18000 SH SOLE 0 0 18000 SONOS INC COM 83570H108 1661000 128683 SH SOLE 0 0 128683 SONY GROUP CORP SPONSORED ADR 835699307 963000 11687 SH SOLE 0 0 11687 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 50000 50000 SH SOLE 0 0 50000 SPDR SER TR BLOOMBERG 3-12 M 78468R523 11251000 113154 SH SOLE 0 0 113154 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 25224000 274711 SH SOLE 0 0 274711 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 16298000 525558 SH SOLE 0 0 525558 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5716000 170280 SH SOLE 0 0 170280 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 27321000 770211 SH SOLE 0 0 770211 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2716000 93673 SH SOLE 0 0 93673 SPDR SER TR PORTFOLIO S&P500 78464A854 696000 13841 SH SOLE 0 0 13841 SPDR SER TR PORTFOLIO S&P600 78468R853 637000 17275 SH SOLE 0 0 17275 SPDR S&P 500 ETF TR TR UNIT 78462F103 90343000 211338 SH SOLE 0 0 211338 SPDR SER TR SPDR S&P 500 ETF 78468R796 12110000 348688 SH SOLE 0 0 348688 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 49000 59000 SH SOLE 0 0 59000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 23000 24000 SH SOLE 0 0 24000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 91000 85000 SH SOLE 0 0 85000 SPROTT FDS TR JUNIOR URANIUM 85208P808 240000 10137 SH SOLE 0 0 10137 BLOCK INC NOTE 0.125% 3/0 852234AF0 28000 30000 SH SOLE 0 0 30000 STARBUCKS CORP COM 855244109 4380000 47987 SH SOLE 0 0 47987 STARWOOD PPTY TR INC COM 85571B105 2656000 137264 SH SOLE 0 0 137264 STRIDE INC NOTE 1.125% 9/0 86333MAA6 66000 63000 SH SOLE 0 0 63000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 563000 57133 SH SOLE 0 0 57133 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 170000 10958 SH SOLE 0 0 10958 TELEFONICA S A SPONSORED ADR 879382208 131000 32191 SH SOLE 0 0 32191 TESLA INC COM 88160R101 4768000 19054 SH SOLE 0 0 19054 TEXAS INSTRS INC COM 882508104 3809000 23955 SH SOLE 0 0 23955 COCA COLA CO COM 191216100 1425000 25459 SH SOLE 0 0 25459 TIDAL ETF TR ADASINA SOCIAL 886364876 616000 40054 SH SOLE 0 0 40054 TJX COS INC NEW COM 872540109 1052000 11836 SH SOLE 0 0 11836 TRANSOCEAN LTD REG SHS H8817H100 369000 44925 SH SOLE 0 0 44925 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 64000 76000 SH SOLE 0 0 76000 TRUIST FINL CORP COM 89832Q109 291000 10182 SH SOLE 0 0 10182 US BANCORP DEL COM NEW 902973304 340000 10275 SH SOLE 0 0 10275 UBER TECHNOLOGIES INC COM 90353T100 3840000 83485 SH SOLE 0 0 83485 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 26000 28000 SH SOLE 0 0 28000 UBS GROUP AG SHS H42097107 834000 33840 SH SOLE 0 0 33840 UNILEVER PLC SPON ADR NEW 904767704 589000 11926 SH SOLE 0 0 11926 UNITED PARCEL SERVICE INC CL B 911312106 2552000 16373 SH SOLE 0 0 16373 UNITEDHEALTH GROUP INC COM 91324P102 6137000 12172 SH SOLE 0 0 12172 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 818000 13881 SH SOLE 0 0 13881 VANGUARD WORLD FD ESG INTL STK ETF 921910725 797000 15806 SH SOLE 0 0 15806 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1454000 10146 SH SOLE 0 0 10146 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8050000 155188 SH SOLE 0 0 155188 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 96826000 2214684 SH SOLE 0 0 2214684 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 87447000 2230218 SH SOLE 0 0 2230218 VANGUARD INDEX FDS VALUE ETF 922908744 4745000 34401 SH SOLE 0 0 34401 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 33762000 590756 SH SOLE 0 0 590756 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1244000 11713 SH SOLE 0 0 11713 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1009000 17417 SH SOLE 0 0 17417 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2057000 10512 SH SOLE 0 0 10512 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 41423000 547487 SH SOLE 0 0 547487 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 64902000 165271 SH SOLE 0 0 165271 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 630000 14396 SH SOLE 0 0 14396 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1042000 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2205000 38280 SH SOLE 0 0 38280 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3758000 49989 SH SOLE 0 0 49989 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3743000 79163 SH SOLE 0 0 79163 VANGUARD INDEX FDS SMALL CP ETF 922908751 2690000 14229 SH SOLE 0 0 14229 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 40590000 581681 SH SOLE 0 0 581681 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1181000 24698 SH SOLE 0 0 24698 VANGUARD INDEX FDS TOTAL STK MKT 922908769 58821000 276920 SH SOLE 0 0 276920 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1395000 14973 SH SOLE 0 0 14973 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5209000 50417 SH SOLE 0 0 50417 VANGUARD WORLD FD ESG US STK ETF 921910733 9161000 121790 SH SOLE 0 0 121790 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 40000 34000 SH SOLE 0 0 34000 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 101000 118000 SH SOLE 0 0 118000 VERIZON COMMUNICATIONS INC COM 92343V104 808000 24941 SH SOLE 0 0 24941 VISA INC COM CL A 92826C839 4387000 19071 SH SOLE 0 0 19071 WALMART INC COM 931142103 1662000 10391 SH SOLE 0 0 10391 DISNEY WALT CO COM 254687106 1290000 15917 SH SOLE 0 0 15917 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 77000 94000 SH SOLE 0 0 94000 WELLS FARGO CO NEW COM 949746101 963000 23562 SH SOLE 0 0 23562 WEWORK INC CL A 96209A104 3000 25000 SH SOLE 0 0 25000 WILLIAMS COS INC COM 969457100 3589000 106528 SH SOLE 0 0 106528 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 38000 34000 SH SOLE 0 0 34000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5625000 63744 SH SOLE 0 0 63744 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 5675000 112775 SH SOLE 0 0 112775 WISDOMTREE TR US LARGECAP DIVD 97717W307 683000 11113 SH SOLE 0 0 11113 WISDOMTREE TR US MIDCAP DIVID 97717W505 799000 19500 SH SOLE 0 0 19500 DBX ETF TR XTRACK MSCI JAPN 233051507 1851000 30745 SH SOLE 0 0 30745 ZIFF DAVIS INC NOTE 1.750%11/0 48123VAE2 63000 68000 SH SOLE 0 0 68000 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 21000 18000 SH SOLE 0 0 18000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 51000 50000 SH SOLE 0 0 50000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 22000 18000 SH SOLE 0 0 18000