Investment Operations Analyst

0001724269-23-000003.txt : 20230810 0001724269-23-000003.hdr.sgml : 20230810 20230810163114 ACCESSION NUMBER: 0001724269-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 231160070 BUSINESS ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001724269 XXXXXXXX 06-30-2023 06-30-2023 LAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVE SUITE 210 PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Jarrett Matson Investment Operations Analyst 6037178233 Jarrett Matson Portsmouth NH 08-10-2023 0 345 1810888 false INFORMATION TABLE 2 2023.06.30_LakeStreet_13F.xml AT&T INC COM 00206R102 698 43782 SH SOLE 0 0 43782 ABB LTD SPONSORED ADR 000375204 785 19995 SH SOLE 0 0 19995 ABBOTT LABS COM 002824100 2010 18434 SH SOLE 0 0 18434 ABBVIE INC COM 00287Y109 5243 38913 SH SOLE 0 0 38913 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3298 10686 SH SOLE 0 0 10686 ADVANCED MICRO DEVICES INC COM 007903107 1853 16264 SH SOLE 0 0 16264 AEGON N V NY REGISTRY SHS 007924103 129 25494 SH SOLE 0 0 25494 AIRBNB INC COM CL A 009066101 4102 32003 SH SOLE 0 0 32003 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 33 31000 SH SOLE 0 0 31000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 44 46000 SH SOLE 0 0 46000 ALPS ETF TR ALERIAN MLP 00162Q452 1755 44750 SH SOLE 0 0 44750 ALLBIRDS INC COM CL A 01675A109 42 33000 SH SOLE 0 0 33000 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 27 24000 SH SOLE 0 0 24000 ALPHABET INC CAP STK CL A 02079K305 7103 59337 SH SOLE 0 0 59337 ALPHABET INC CAP STK CL C 02079K107 6437 53207 SH SOLE 0 0 53207 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 13 16000 SH SOLE 0 0 16000 ALTRIA GROUP INC COM 02209S103 535 11820 SH SOLE 0 0 11820 AMAZON COM INC COM 023135106 13275 101831 SH SOLE 0 0 101831 AMBEV SA SPONSORED ADR 02319V103 87 27455 SH SOLE 0 0 27455 AMERICOLD REALTY TRUST INC COM 03064D108 361 11165 SH SOLE 0 0 11165 AMERICAN TOWER CORP NEW COM 03027X100 1968 10145 SH SOLE 0 0 10145 AMGEN INC COM 031162100 2767 12462 SH SOLE 0 0 12462 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 588 10369 SH SOLE 0 0 10369 APPLE INC COM 037833100 40753 210098 SH SOLE 0 0 210098 APPLIED MATLS INC COM 038222105 1881 13011 SH SOLE 0 0 13011 ARES CAPITAL CORP COM 04010L103 263 14000 SH SOLE 0 0 14000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2839 29464 SH SOLE 0 0 29464 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 139 17883 SH SOLE 0 0 17883 ASTRAZENECA PLC SPONSORED ADR 046353108 763 10660 SH SOLE 0 0 10660 ATARA BIOTHERAPEUTICS INC COM 046513107 19 11560 SH SOLE 0 0 11560 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 1864 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 528 68800 SH SOLE 0 0 68800 BANCO SANTANDER S.A. ADR 05964H105 179 48266 SH SOLE 0 0 48266 BANK AMERICA CORP COM 060505104 1542 53753 SH SOLE 0 0 53753 BARCLAYS PLC ADR 06738E204 329 41835 SH SOLE 0 0 41835 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 17 16000 SH SOLE 0 0 16000 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 24 26000 SH SOLE 0 0 26000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9195 26965 SH SOLE 0 0 26965 BHP GROUP LTD SPONSORED ADS 088606108 622 10417 SH SOLE 0 0 10417 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 105 107000 SH SOLE 0 0 107000 BLACKLINE INC NOTE 3/1 09239BAD1 26 31000 SH SOLE 0 0 31000 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 19 19000 SH SOLE 0 0 19000 BLACKSTONE INC COM 09260D107 3729 40106 SH SOLE 0 0 40106 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 25 29000 SH SOLE 0 0 29000 BLEND LABS INC CL A 09352U108 448 473361 SH SOLE 0 0 473361 BOEING CO COM 097023105 12282 58163 SH SOLE 0 0 58163 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 47 31000 SH SOLE 0 0 31000 BOX INC NOTE 1/1 10316TAB0 58 47000 SH SOLE 0 0 47000 BP PLC SPONSORED ADR 055622104 378 10696 SH SOLE 0 0 10696 BRC INC COM CL A 05601U105 72 14000 SH SOLE 0 0 14000 BRISTOL-MYERS SQUIBB CO COM 110122108 917 14346 SH SOLE 0 0 14346 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 12315 270183 SH SOLE 0 0 270183 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 52486 1437958 SH SOLE 0 0 1437958 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 46112 1563652 SH SOLE 0 0 1563652 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 8688 275559 SH SOLE 0 0 275559 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 34 33000 SH SOLE 0 0 33000 COTERRA ENERGY INC COM 127097103 278 10967 SH SOLE 0 0 10967 CARRIER GLOBAL CORPORATION COM 14448C104 1129 22716 SH SOLE 0 0 22716 CATERPILLAR INC COM 149123101 3874 15745 SH SOLE 0 0 15745 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 27 31000 SH SOLE 0 0 31000 SCHWAB CHARLES CORP COM 808513105 953 16816 SH SOLE 0 0 16816 SCHWAB STRATEGIC TR US REIT ETF 808524847 21514 1101560 SH SOLE 0 0 1101560 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 33 39000 SH SOLE 0 0 39000 CHEVRON CORP NEW COM 166764100 4209 26748 SH SOLE 0 0 26748 CISCO SYS INC COM 17275R102 2678 51750 SH SOLE 0 0 51750 CITIGROUP INC COM NEW 172967424 743 16139 SH SOLE 0 0 16139 CLOUDFLARE INC CL A COM 18915M107 1348 20620 SH SOLE 0 0 20620 CME GROUP INC COM 12572Q105 2292 12370 SH SOLE 0 0 12370 COMCAST CORP NEW CL A 20030N101 1821 43826 SH SOLE 0 0 43826 COMERA LIFE SCIENCES HLDGS I COM 20037C108 0 316469 SH SOLE 0 0 316469 CONFLUENT INC CLASS A COM 20717M103 866 24527 SH SOLE 0 0 24527 CONMED CORP NOTE 2.250% 6/1 207410AH4 48 43000 SH SOLE 0 0 43000 CONMED CORP NOTE 2.625% 2/0 207410AF8 25 16000 SH SOLE 0 0 16000 CONOCOPHILLIPS COM 20825C104 1449 13988 SH SOLE 0 0 13988 CROWN CASTLE INC COM 22822V101 1592 13970 SH SOLE 0 0 13970 CSX CORP COM 126408103 579 16981 SH SOLE 0 0 16981 CVS HEALTH CORP COM 126650100 881 12737 SH SOLE 0 0 12737 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 87 77000 SH SOLE 0 0 77000 D R HORTON INC COM 23331A109 1655 13603 SH SOLE 0 0 13603 DATADOG INC NOTE 0.125% 6/1 23804LAB9 34 27000 SH SOLE 0 0 27000 DEUTSCHE BANK A G NAMEN AKT D18190898 121 11439 SH SOLE 0 0 11439 DEVON ENERGY CORP NEW COM 25179M103 2379 49203 SH SOLE 0 0 49203 DEXCOM INC NOTE 0.250%11/1 252131AK3 114 107000 SH SOLE 0 0 107000 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 22 28000 SH SOLE 0 0 28000 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 25 49000 SH SOLE 0 0 49000 DRAFTKINGS INC NEW COM CL A 26142V105 6138 230994 SH SOLE 0 0 230994 DROPBOX INC NOTE 3/0 26210CAC8 29 31000 SH SOLE 0 0 31000 DROPBOX INC NOTE 3/0 26210CAD6 30 31000 SH SOLE 0 0 31000 EATON CORP PLC SHS G29183103 4307 21419 SH SOLE 0 0 21419 EBAY INC. COM 278642103 505 11302 SH SOLE 0 0 11302 EMERSON ELEC CO COM 291011104 944 10443 SH SOLE 0 0 10443 ENBRIDGE INC COM 29250N105 1979 53182 SH SOLE 0 0 53182 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 240 18923 SH SOLE 0 0 18923 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 37 39000 SH SOLE 0 0 39000 ENTERPRISE PRODS PARTNERS L COM 293792107 284 10784 SH SOLE 0 0 10784 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 77 84000 SH SOLE 0 0 84000 EQT CORP COM 26884L109 504 12263 SH SOLE 0 0 12263 ERICSSON ADR B SEK 10 294821608 56 10350 SH SOLE 0 0 10350 ETSY INC NOTE 0.125% 9/0 29786AAL0 44 53000 SH SOLE 0 0 53000 ETSY INC NOTE 0.250% 6/1 29786AAN6 24 31000 SH SOLE 0 0 31000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 53 55000 SH SOLE 0 0 55000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 44 41000 SH SOLE 0 0 41000 EXTRA SPACE STORAGE INC COM 30225T102 2266 15225 SH SOLE 0 0 15225 EXXON MOBIL CORP COM 30231G102 2633 24549 SH SOLE 0 0 24549 META PLATFORMS INC CL A 30303M102 5615 19565 SH SOLE 0 0 19565 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1504 33106 SH SOLE 0 0 33106 FINCH THERAPEUTICS GROUP INC COM NEW 31773D200 234 21206 SH SOLE 0 0 21206 FIVE9 INC NOTE 0.500% 6/0 338307AD3 39 40000 SH SOLE 0 0 40000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4919 122747 SH SOLE 0 0 122747 FLEX LTD ORD Y2573F102 472 17092 SH SOLE 0 0 17092 FORD MTR CO DEL COM 345370860 451 29799 SH SOLE 0 0 29799 FORD MTR CO DEL NOTE 3/1 345370CZ1 50 46000 SH SOLE 0 0 46000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 354 56972 SH SOLE 0 0 56972 GILEAD SCIENCES INC COM 375558103 1342 17416 SH SOLE 0 0 17416 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2379 693444 SH SOLE 0 0 693444 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 22 22000 SH SOLE 0 0 22000 HALEON PLC SPON ADS 405552100 228 27161 SH SOLE 0 0 27161 HALLIBURTON CO COM 406216101 386 11704 SH SOLE 0 0 11704 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 29 35000 SH SOLE 0 0 35000 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 58 60000 SH SOLE 0 0 60000 HIMS & HERS HEALTH INC COM CL A 433000106 932 99168 SH SOLE 0 0 99168 HOME DEPOT INC COM 437076102 3158 10165 SH SOLE 0 0 10165 HONDA MOTOR LTD AMERN SHS 438128308 330 10894 SH SOLE 0 0 10894 HP INC COM 40434L105 2712 88313 SH SOLE 0 0 88313 HSBC HLDGS PLC SPON ADR NEW 404280406 1101 27786 SH SOLE 0 0 27786 HUNTINGTON BANCSHARES INC COM 446150104 154 14298 SH SOLE 0 0 14298 ICICI BANK LIMITED ADR 45104G104 333 14437 SH SOLE 0 0 14437 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 52 57000 SH SOLE 0 0 57000 ING GROEP N.V. SPONSORED ADR 456837103 213 15800 SH SOLE 0 0 15800 INSULET CORP NOTE 0.375% 9/0 45784PAK7 25 18000 SH SOLE 0 0 18000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 98 107000 SH SOLE 0 0 107000 INTEL CORP COM 458140100 1037 31020 SH SOLE 0 0 31020 INTERDIGITAL INC NOTE 3.500% 6/0 45867GAD3 38 28000 SH SOLE 0 0 28000 INTERPUBLIC GROUP COS INC COM 460690100 2505 64930 SH SOLE 0 0 64930 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1836 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1650 91913 SH SOLE 0 0 91913 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 1007 24523 SH SOLE 0 0 24523 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 263 12858 SH SOLE 0 0 12858 INVESCO QQQ TR UNIT SER 1 46090E103 9541 25828 SH SOLE 0 0 25828 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 47 47000 SH SOLE 0 0 47000 ISHARES TR COHEN STEER REIT 464287564 1444 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 40662 602405 SH SOLE 0 0 602405 ISHARES INC CORE MSCI EMKT 46434G103 14697 298168 SH SOLE 0 0 298168 ISHARES TR CORE S&P500 ETF 464287200 13123 29444 SH SOLE 0 0 29444 ISHARES TR CORE S&P SCP ETF 464287804 44454 446099 SH SOLE 0 0 446099 ISHARES TR CORE US AGGBD ET 464287226 4353 44443 SH SOLE 0 0 44443 ISHARES TR ESG AW MSCI EAFE 46435G516 19058 261320 SH SOLE 0 0 261320 ISHARES INC ESG AWR MSCI EM 46434G863 3338 105523 SH SOLE 0 0 105523 ISHARES TR GLOBAL REIT ETF 46434V647 1085 47224 SH SOLE 0 0 47224 ISHARES GOLD TR ISHARES NEW 464285204 833 22896 SH SOLE 0 0 22896 ISHARES INC FRONTIER AND SEL 464286145 2341 90506 SH SOLE 0 0 90506 ISHARES TR MSCI ACWI ETF 464288257 4432 46198 SH SOLE 0 0 46198 ISHARES TR MSCI CHINA ETF 46429B671 2082 46533 SH SOLE 0 0 46533 ISHARES TR MSCI EAFE ETF 464287465 17983 248038 SH SOLE 0 0 248038 ISHARES TR MSCI EMG MKT ETF 464287234 2796 70671 SH SOLE 0 0 70671 ISHARES INC MSCI EMRG CHN 46434G764 2440 46934 SH SOLE 0 0 46934 ISHARES TR NATIONAL MUN ETF 464288414 36357 340641 SH SOLE 0 0 340641 ISHARES TR RESIDENTIAL MULT 464288562 1084 14788 SH SOLE 0 0 14788 ISHARES TR RUS 1000 ETF 464287622 56073 230052 SH SOLE 0 0 230052 ISHARES TR RUSSELL 2000 ETF 464287655 3632 19396 SH SOLE 0 0 19396 ISHARES TR SHRT NAT MUN ETF 464288158 32837 315615 SH SOLE 0 0 315615 ISHARES TR 0-3 MNTH TREASRY 46436E718 57135 567771 SH SOLE 0 0 567771 ISHARES TR CORE DIV GRWTH 46434V621 3241 62904 SH SOLE 0 0 62904 ISHARES TR EAFE SML CP ETF 464288273 46501 788418 SH SOLE 0 0 788418 ISHARES TR ESG AWARE MSCI 46435U663 1130 31813 SH SOLE 0 0 31813 ISHARES TR ESG AWR MSCI USA 46435G425 3355 34420 SH SOLE 0 0 34420 ISHARES TR ESG AWR US AGRGT 46435U549 2142 45403 SH SOLE 0 0 45403 ISHARES TR RUS MID CAP ETF 464287499 2635 36079 SH SOLE 0 0 36079 ISHARES TR US TREAS BD ETF 46429B267 349 15245 SH SOLE 0 0 15245 ISHARES TR HDG MSCI EAFE 46434V803 1087 35185 SH SOLE 0 0 35185 ISHARES TR MSCI INDIA ETF 46429B598 717 16414 SH SOLE 0 0 16414 ISHARES TR HDG MSCI JAPAN 46434V886 1797 53392 SH SOLE 0 0 53392 ISHARES TR U.S. REAL ES ETF 464287739 7837 90556 SH SOLE 0 0 90556 ITRON INC NOTE 3/1 465741AN6 31 35000 SH SOLE 0 0 35000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 309 11500 SH SOLE 0 0 11500 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 27 31000 SH SOLE 0 0 31000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 29 35000 SH SOLE 0 0 35000 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 29 31000 SH SOLE 0 0 31000 JOHNSON & JOHNSON COM 478160104 3092 18681 SH SOLE 0 0 18681 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 1040 21751 SH SOLE 0 0 21751 J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 46641Q225 1058 17277 SH SOLE 0 0 17277 J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 46641Q191 3295 60876 SH SOLE 0 0 60876 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 1983 38479 SH SOLE 0 0 38479 JPMORGAN CHASE & CO COM 46625H100 4201 28884 SH SOLE 0 0 28884 KEYCORP COM 493267108 103 11132 SH SOLE 0 0 11132 KINDER MORGAN INC DEL COM 49456B101 2762 160392 SH SOLE 0 0 160392 KRANESHARES TR CSI CHI INTERNET 500767306 1241 46087 SH SOLE 0 0 46087 KROGER CO COM 501044101 502 10673 SH SOLE 0 0 10673 LCI INDS NOTE 1.125% 5/1 501812AB7 15 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 4951 10557 SH SOLE 0 0 10557 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 50 47000 SH SOLE 0 0 47000 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 22 24000 SH SOLE 0 0 24000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 108 49203 SH SOLE 0 0 49203 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 20 23000 SH SOLE 0 0 23000 LUMENTUM HLDGS INC NOTE 0.500% 6/1 55024UAF6 29 37000 SH SOLE 0 0 37000 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 42 42000 SH SOLE 0 0 42000 MARATHON OIL CORP COM 565849106 621 26989 SH SOLE 0 0 26989 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 37 40000 SH SOLE 0 0 40000 MASTERCARD INCORPORATED CL A 57636Q104 4210 10705 SH SOLE 0 0 10705 MCDONALDS CORP COM 580135101 3967 13295 SH SOLE 0 0 13295 MERCK & CO INC COM 58933Y105 5212 45164 SH SOLE 0 0 45164 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 104 92000 SH SOLE 0 0 92000 MICROSOFT CORP COM 594918104 28108 82540 SH SOLE 0 0 82540 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 219 29770 SH SOLE 0 0 29770 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 159 51936 SH SOLE 0 0 51936 MONSTER BEVERAGE CORP NEW COM 61174X109 604 10513 SH SOLE 0 0 10513 MORGAN STANLEY COM NEW 617446448 3007 35211 SH SOLE 0 0 35211 MP MATERIALS CORP COM CL A 553368101 2337 102149 SH SOLE 0 0 102149 NATWEST GROUP PLC SPONS ADR 639057207 236 38549 SH SOLE 0 0 38549 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 107 27590 SH SOLE 0 0 27590 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 68 74000 SH SOLE 0 0 74000 NEXTERA ENERGY INC COM 65339F101 1697 22873 SH SOLE 0 0 22873 NICE LTD NOTE 9/1 653656AB4 37 38000 SH SOLE 0 0 38000 NIKE INC CL B 654106103 1772 16057 SH SOLE 0 0 16057 NOBLE CORP PLC ORD SHS A G65431127 638 15438 SH SOLE 0 0 15438 NOKIA CORP SPONSORED ADR 654902204 124 29688 SH SOLE 0 0 29688 NOMURA HLDGS INC SPONSORED ADR 65535H208 73 19153 SH SOLE 0 0 19153 NOVO-NORDISK A S ADR 670100205 2005 12390 SH SOLE 0 0 12390 NOVOCURE LTD NOTE 11/0 67011XAB9 23 27000 SH SOLE 0 0 27000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 45 43000 SH SOLE 0 0 43000 NU HLDGS LTD ORD SHS CL A G6683N103 3955 501315 SH SOLE 0 0 501315 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 5229 191454 SH SOLE 0 0 191454 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1715 46374 SH SOLE 0 0 46374 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 22 24000 SH SOLE 0 0 24000 NVIDIA CORPORATION COM 67066G104 11697 27652 SH SOLE 0 0 27652 OKTA INC NOTE 0.375% 6/1 679295AF2 27 31000 SH SOLE 0 0 31000 OMNIAB INC COM 68218J103 56 11170 SH SOLE 0 0 11170 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 29 16000 SH SOLE 0 0 16000 ONEOK INC NEW COM 682680103 2349 38058 SH SOLE 0 0 38058 ORACLE CORP COM 68389X105 3046 25575 SH SOLE 0 0 25575 PACER FDS TR INDUSTRIAL RELET 69374H766 526 13428 SH SOLE 0 0 13428 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 36 31000 SH SOLE 0 0 31000 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 54 56000 SH SOLE 0 0 56000 PEARSON PLC SPONSORED ADR 705015105 132 12612 SH SOLE 0 0 12612 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 24 31000 SH SOLE 0 0 31000 PEPSICO INC COM 713448108 3959 21377 SH SOLE 0 0 21377 PERFICIENT INC NOTE 0.125%11/1 71375UAF8 40 49000 SH SOLE 0 0 49000 PFIZER INC COM 717081103 2229 60755 SH SOLE 0 0 60755 PIONEER NAT RES CO COM 723787107 2549 12303 SH SOLE 0 0 12303 PNC FINL SVCS GROUP INC COM 693475105 1386 11005 SH SOLE 0 0 11005 PROCTER AND GAMBLE CO COM 742718109 2736 18027 SH SOLE 0 0 18027 QUALCOMM INC COM 747525103 1265 10627 SH SOLE 0 0 10627 RAPID7 INC NOTE 0.250% 3/1 753422AF1 48 55000 SH SOLE 0 0 55000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1089 11113 SH SOLE 0 0 11113 REDFIN CORP NOTE 10/1 75737FAC2 8 10000 SH SOLE 0 0 10000 REGIONS FINANCIAL CORP NEW COM 7591EP100 304 17060 SH SOLE 0 0 17060 RELX PLC SPONSORED ADR 759530108 618 18472 SH SOLE 0 0 18472 SABRE GLBL INC NOTE 4.000% 4/1 78573NAE2 8 10000 SH SOLE 0 0 10000 SALESFORCE INC COM 79466L302 2244 10621 SH SOLE 0 0 10621 SCHLUMBERGER LTD COM STK 806857108 568 11561 SH SOLE 0 0 11561 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 14014 568978 SH SOLE 0 0 568978 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 20058 407019 SH SOLE 0 0 407019 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 56647 1588987 SH SOLE 0 0 1588987 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 511 10639 SH SOLE 0 0 10639 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1876 36287 SH SOLE 0 0 36287 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 7169 136887 SH SOLE 0 0 136887 SELECT SECTOR SPDR TR ENERGY 81369Y506 2409 29679 SH SOLE 0 0 29679 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 467 13854 SH SOLE 0 0 13854 SHAKE SHACK INC NOTE 3/0 819047AB7 25 31000 SH SOLE 0 0 31000 SHELL PLC SPON ADS 780259305 811 13436 SH SOLE 0 0 13436 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 14 16000 SH SOLE 0 0 16000 SIGMATRON INTL INC COM 82661L101 68 21036 SH SOLE 0 0 21036 SIMON PPTY GROUP INC NEW COM 828806109 2282 19761 SH SOLE 0 0 19761 SNAP INC NOTE 5/0 83304AAF3 12 16000 SH SOLE 0 0 16000 SONOS INC COM 83570H108 2101 128683 SH SOLE 0 0 128683 SONY GROUP CORPORATION SPONSORED ADR 835699307 1048 11635 SH SOLE 0 0 11635 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 53 46000 SH SOLE 0 0 46000 SPDR SER TR BLOOMBERG 3-12 M 78468R523 5060 50875 SH SOLE 0 0 50875 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 27266 296950 SH SOLE 0 0 296950 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 18427 566290 SH SOLE 0 0 566290 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5854 170280 SH SOLE 0 0 170280 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 28998 770211 SH SOLE 0 0 770211 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2838 93673 SH SOLE 0 0 93673 SPDR SER TR PORTFOLIO S&P500 78464A854 712 13668 SH SOLE 0 0 13668 SPDR SER TR PORTFOLIO S&P600 78468R853 661 17022 SH SOLE 0 0 17022 SPDR S&P 500 ETF TR TR UNIT 78462F103 97211 219299 SH SOLE 0 0 219299 SPDR SER TR SPDR S&P 500 ETF 78468R796 13168 364067 SH SOLE 0 0 364067 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 32 40000 SH SOLE 0 0 40000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 19 22000 SH SOLE 0 0 22000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 86 86000 SH SOLE 0 0 86000 BLOCK INC NOTE 0.125% 3/0 852234AF0 63 67000 SH SOLE 0 0 67000 STARBUCKS CORP COM 855244109 4811 48566 SH SOLE 0 0 48566 STARWOOD PPTY TR INC COM 85571B105 2670 137602 SH SOLE 0 0 137602 STRIDE INC NOTE 1.125% 9/0 86333MAA6 55 57000 SH SOLE 0 0 57000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 487 56592 SH SOLE 0 0 56592 TELEFONICA S A SPONSORED ADR 879382208 131 32602 SH SOLE 0 0 32602 TESLA INC COM 88160R101 7893 30154 SH SOLE 0 0 30154 TEXAS INSTRS INC COM 882508104 4269 23714 SH SOLE 0 0 23714 COCA COLA CO COM 191216100 1495 24818 SH SOLE 0 0 24818 TIDAL ETF TR ADASINA SOCIAL 886364876 645 40054 SH SOLE 0 0 40054 TJX COS INC NEW COM 872540109 1004 11843 SH SOLE 0 0 11843 TRANSOCEAN LTD REG SHS H8817H100 315 44925 SH SOLE 0 0 44925 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 59 70000 SH SOLE 0 0 70000 TRUIST FINL CORP COM 89832Q109 357 11761 SH SOLE 0 0 11761 UBER TECHNOLOGIES INC COM 90353T100 2756 63830 SH SOLE 0 0 63830 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 15 16000 SH SOLE 0 0 16000 UBS GROUP AG SHS H42097107 689 33991 SH SOLE 0 0 33991 UNILEVER PLC SPON ADR NEW 904767704 680 13037 SH SOLE 0 0 13037 UNITED PARCEL SERVICE INC CL B 911312106 3057 17056 SH SOLE 0 0 17056 UNITEDHEALTH GROUP INC COM 91324P102 5825 12119 SH SOLE 0 0 12119 VANGUARD WORLD FD ESG INTL STK ETF 921910725 957 18020 SH SOLE 0 0 18020 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1507 10129 SH SOLE 0 0 10129 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9963 183112 SH SOLE 0 0 183112 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 102390 2217202 SH SOLE 0 0 2217202 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 91229 2242596 SH SOLE 0 0 2242596 VANGUARD INDEX FDS VALUE ETF 922908744 5227 36787 SH SOLE 0 0 36787 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 35782 609989 SH SOLE 0 0 609989 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1294 11713 SH SOLE 0 0 11713 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1084 17561 SH SOLE 0 0 17561 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2181 10760 SH SOLE 0 0 10760 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 49433 591592 SH SOLE 0 0 591592 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 68362 167850 SH SOLE 0 0 167850 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 625 13596 SH SOLE 0 0 13596 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1103 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2204 38174 SH SOLE 0 0 38174 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3762 49787 SH SOLE 0 0 49787 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3726 78579 SH SOLE 0 0 78579 VANGUARD INDEX FDS SMALL CP ETF 922908751 2824 14197 SH SOLE 0 0 14197 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 40811 561438 SH SOLE 0 0 561438 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1022 20912 SH SOLE 0 0 20912 VANGUARD INDEX FDS TOTAL STK MKT 922908769 61298 278272 SH SOLE 0 0 278272 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1442 14868 SH SOLE 0 0 14868 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5348 50417 SH SOLE 0 0 50417 VANGUARD WORLD FD ESG US STK ETF 921910733 9848 125696 SH SOLE 0 0 125696 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 34 31000 SH SOLE 0 0 31000 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 94 107000 SH SOLE 0 0 107000 VERIZON COMMUNICATIONS INC COM 92343V104 1360 36575 SH SOLE 0 0 36575 VISA INC COM CL A 92826C839 4562 19211 SH SOLE 0 0 19211 WALMART INC COM 931142103 1675 10655 SH SOLE 0 0 10655 DISNEY WALT CO COM 254687106 1561 17483 SH SOLE 0 0 17483 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 20 24000 SH SOLE 0 0 24000 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 23 28000 SH SOLE 0 0 28000 WELLS FARGO CO NEW COM 949746101 949 22224 SH SOLE 0 0 22224 WEWORK INC CL A 96209A104 6 25000 SH SOLE 0 0 25000 WILLIAMS COS INC COM 969457100 3586 109900 SH SOLE 0 0 109900 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 37 31000 SH SOLE 0 0 31000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5455 65530 SH SOLE 0 0 65530 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 8215 163258 SH SOLE 0 0 163258 WISDOMTREE TR US LARGECAP DIVD 97717W307 810 12734 SH SOLE 0 0 12734 WISDOMTREE TR US MIDCAP DIVID 97717W505 820 19500 SH SOLE 0 0 19500 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 17 12000 SH SOLE 0 0 12000 DBX ETF TR XTRACK MSCI JAPN 233051507 1720 29226 SH SOLE 0 0 29226 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 20 16000 SH SOLE 0 0 16000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 48 46000 SH SOLE 0 0 46000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 19 16000 SH SOLE 0 0 16000