Investment Operations Analyst

0001724269-23-000001.txt : 20230214 0001724269-23-000001.hdr.sgml : 20230214 20230213173759 ACCESSION NUMBER: 0001724269-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 23620316 BUSINESS ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001724269 XXXXXXXX 12-31-2022 12-31-2022 LAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVE SUITE 210 PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Jarrett Matson Investment Operations Analyst 6037178233 Jarrett Matson Kittery ME 02-13-2023 0 335 1518134 false INFORMATION TABLE 2 2022.12.31_LakeStreet_13F.xml AT&T INC COM 00206R102 831 45144 SH SOLE 0 0 45144 ABB LTD SPONSORED ADR 000375204 576 18919 SH SOLE 0 0 18919 ABBOTT LABS COM 002824100 1682 15320 SH SOLE 0 0 15320 ABBVIE INC COM 00287Y109 5787 35810 SH SOLE 0 0 35810 ADVANCED MICRO DEVICES INC COM 007903107 650 10032 SH SOLE 0 0 10032 AEGON N V NY REGISTRY SHS 007924103 122 24271 SH SOLE 0 0 24271 AIRBNB INC COM CL A 009066101 3032 35458 SH SOLE 0 0 35458 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 33 31000 SH SOLE 0 0 31000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 44 46000 SH SOLE 0 0 46000 ALPS ETF TR ALERIAN MLP 00162Q452 1523 40000 SH SOLE 0 0 40000 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 332 16341 SH SOLE 0 0 16341 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 34 24000 SH SOLE 0 0 24000 ALPHABET INC CAP STK CL A 02079K305 5149 58354 SH SOLE 0 0 58354 ALPHABET INC CAP STK CL C 02079K107 4562 51410 SH SOLE 0 0 51410 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 13 16000 SH SOLE 0 0 16000 ALTRIA GROUP INC COM 02209S103 498 10899 SH SOLE 0 0 10899 AMAZON COM INC COM 023135106 7812 93002 SH SOLE 0 0 93002 AMBEV SA SPONSORED ADR 02319V103 81 29730 SH SOLE 0 0 29730 AMGEN INC COM 031162100 3290 12526 SH SOLE 0 0 12526 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 613 10205 SH SOLE 0 0 10205 APPLE INC COM 037833100 27020 207954 SH SOLE 0 0 207954 APPLIED MATLS INC COM 038222105 1110 11399 SH SOLE 0 0 11399 ARES CAPITAL CORP COM 04010L103 369 20000 SH SOLE 0 0 20000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1988 29051 SH SOLE 0 0 29051 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 91 14487 SH SOLE 0 0 14487 ASTRAZENECA PLC SPONSORED ADR 046353108 714 10527 SH SOLE 0 0 10527 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 1642 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 381 63389 SH SOLE 0 0 63389 BANCO SANTANDER S.A. ADR 05964H105 143 48388 SH SOLE 0 0 48388 BANK AMERICA CORP COM 060505104 1908 57598 SH SOLE 0 0 57598 BARCLAYS PLC ADR 06738E204 294 37741 SH SOLE 0 0 37741 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 15 16000 SH SOLE 0 0 16000 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 21 26000 SH SOLE 0 0 26000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7244 23452 SH SOLE 0 0 23452 BHP GROUP LTD SPONSORED ADS 088606108 646 10415 SH SOLE 0 0 10415 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 107 101000 SH SOLE 0 0 101000 BIOVENTUS INC COM CL A 09075A108 26 10000 SH SOLE 0 0 10000 BLACKLINE INC NOTE 3/1 09239BAD1 26 31000 SH SOLE 0 0 31000 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 34 31000 SH SOLE 0 0 31000 BLACKSTONE INC COM 09260D107 2574 34695 SH SOLE 0 0 34695 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 47 55000 SH SOLE 0 0 55000 BLEND LABS INC CL A 09352U108 454 315574 SH SOLE 0 0 315574 BOEING CO COM 097023105 11016 57827 SH SOLE 0 0 57827 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 41 31000 SH SOLE 0 0 31000 BOX INC NOTE 1/1 10316TAB0 62 47000 SH SOLE 0 0 47000 BP PLC SPONSORED ADR 055622104 388 11104 SH SOLE 0 0 11104 BRISTOL-MYERS SQUIBB CO COM 110122108 966 13430 SH SOLE 0 0 13430 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 9258 237984 SH SOLE 0 0 237984 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 43334 1398332 SH SOLE 0 0 1398332 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 37604 1483987 SH SOLE 0 0 1483987 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 7094 257629 SH SOLE 0 0 257629 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 14 12000 SH SOLE 0 0 12000 CABLE ONE INC NOTE 3/1 12685JAE5 24 31000 SH SOLE 0 0 31000 CARRIER GLOBAL CORPORATION COM 14448C104 922 22346 SH SOLE 0 0 22346 CATERPILLAR INC COM 149123101 3785 15800 SH SOLE 0 0 15800 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 27 31000 SH SOLE 0 0 31000 SCHWAB CHARLES CORP COM 808513105 1007 12092 SH SOLE 0 0 12092 SCHWAB STRATEGIC TR US REIT ETF 808524847 12751 661034 SH SOLE 0 0 661034 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 25 31000 SH SOLE 0 0 31000 CHEVRON CORP NEW COM 166764100 4231 23573 SH SOLE 0 0 23573 CISCO SYS INC COM 17275R102 2046 42953 SH SOLE 0 0 42953 CITIGROUP INC COM NEW 172967424 644 14240 SH SOLE 0 0 14240 CLOUDFLARE INC CL A COM 18915M107 919 20328 SH SOLE 0 0 20328 CME GROUP INC COM 12572Q105 1715 10200 SH SOLE 0 0 10200 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 10 16000 SH SOLE 0 0 16000 COMCAST CORP NEW CL A 20030N101 1316 37625 SH SOLE 0 0 37625 COMERA LIFE SCIENCES HLDGS I COM 20037C108 389 316469 SH SOLE 0 0 316469 CONCERT PHARMACEUTICALS INC COM 206022105 207 35398 SH SOLE 0 0 35398 CONFLUENT INC CLASS A COM 20717M103 304 13649 SH SOLE 0 0 13649 CONMED CORP NOTE 2.625% 2/0 207410AF8 18 16000 SH SOLE 0 0 16000 CONOCOPHILLIPS COM 20825C104 1399 11855 SH SOLE 0 0 11855 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 47 49000 SH SOLE 0 0 49000 CREDIT SUISSE GROUP SPONSORED ADR 225401108 95 31380 SH SOLE 0 0 31380 CROWN CASTLE INC COM 22822V101 1642 12104 SH SOLE 0 0 12104 CSX CORP COM 126408103 498 16073 SH SOLE 0 0 16073 CVS HEALTH CORP COM 126650100 2733 29331 SH SOLE 0 0 29331 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 90 85000 SH SOLE 0 0 85000 D R HORTON INC COM 23331A109 1321 14816 SH SOLE 0 0 14816 DATADOG INC NOTE 0.125% 6/1 23804LAB9 34 31000 SH SOLE 0 0 31000 DEUTSCHE BANK A G NAMEN AKT D18190898 124 10720 SH SOLE 0 0 10720 DEVON ENERGY CORP NEW COM 25179M103 846 13745 SH SOLE 0 0 13745 DEXCOM INC NOTE 0.250%11/1 252131AK3 110 101000 SH SOLE 0 0 101000 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 21 28000 SH SOLE 0 0 28000 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 55 87000 SH SOLE 0 0 87000 DRAFTKINGS INC NEW COM CL A 26142V105 2435 213779 SH SOLE 0 0 213779 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 19 31000 SH SOLE 0 0 31000 DROPBOX INC NOTE 3/0 26210CAC8 28 31000 SH SOLE 0 0 31000 DROPBOX INC NOTE 3/0 26210CAD6 28 31000 SH SOLE 0 0 31000 EATON CORP PLC SHS G29183103 3335 21248 SH SOLE 0 0 21248 EBAY INC. COM 278642103 455 10971 SH SOLE 0 0 10971 ENBRIDGE INC COM 29250N105 2082 53293 SH SOLE 0 0 53293 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 158 13326 SH SOLE 0 0 13326 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 35 31000 SH SOLE 0 0 31000 ENPHASE ENERGY INC NOTE 3/0 29355AAK3 14 12000 SH SOLE 0 0 12000 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 76 84000 SH SOLE 0 0 84000 ETSY INC NOTE 0.125% 9/0 29786AAL0 53 53000 SH SOLE 0 0 53000 ETSY INC NOTE 0.250% 6/1 29786AAN6 27 31000 SH SOLE 0 0 31000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 52 55000 SH SOLE 0 0 55000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 31 37000 SH SOLE 0 0 37000 EXXON MOBIL CORP COM 30231G102 2195 19902 SH SOLE 0 0 19902 META PLATFORMS INC CL A 30303M102 2063 17140 SH SOLE 0 0 17140 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1535 34105 SH SOLE 0 0 34105 FINCH THERAPEUTICS GROUP INC COM 31773D101 355 739136 SH SOLE 0 0 739136 FIRST HORIZON CORPORATION COM 320517105 2994 122207 SH SOLE 0 0 122207 FIVE9 INC NOTE 0.500% 6/0 338307AD3 37 40000 SH SOLE 0 0 40000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 5247 120709 SH SOLE 0 0 120709 FORD MTR CO DEL COM 345370860 417 35830 SH SOLE 0 0 35830 FORD MTR CO DEL NOTE 3/1 345370CZ1 43 46000 SH SOLE 0 0 46000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 25 16000 SH SOLE 0 0 16000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 3472 433972 SH SOLE 0 0 433972 GILEAD SCIENCES INC COM 375558103 1142 13304 SH SOLE 0 0 13304 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2232 693110 SH SOLE 0 0 693110 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 35 40000 SH SOLE 0 0 40000 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 10 16000 SH SOLE 0 0 16000 HALEON PLC SPON ADS 405552100 121 15118 SH SOLE 0 0 15118 HALLIBURTON CO COM 406216101 455 11549 SH SOLE 0 0 11549 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 34 35000 SH SOLE 0 0 35000 HOME DEPOT INC COM 437076102 3172 10043 SH SOLE 0 0 10043 HSBC HLDGS PLC SPON ADR NEW 404280406 740 23755 SH SOLE 0 0 23755 HUNTINGTON BANCSHARES INC COM 446150104 152 10804 SH SOLE 0 0 10804 ICICI BANK LIMITED ADR 45104G104 394 17985 SH SOLE 0 0 17985 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 48 57000 SH SOLE 0 0 57000 ING GROEP N.V. SPONSORED ADR 456837103 200 16440 SH SOLE 0 0 16440 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 60 40000 SH SOLE 0 0 40000 INSULET CORP NOTE 0.375% 9/0 45784PAK7 66 47000 SH SOLE 0 0 47000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 98 101000 SH SOLE 0 0 101000 INTEL CORP COM 458140100 620 23456 SH SOLE 0 0 23456 INTERPUBLIC GROUP COS INC COM 460690100 531 15942 SH SOLE 0 0 15942 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1756 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1788 91913 SH SOLE 0 0 91913 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 270 12806 SH SOLE 0 0 12806 INVESCO QQQ TR UNIT SER 1 46090E103 7187 26989 SH SOLE 0 0 26989 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 751 17298 SH SOLE 0 0 17298 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 50 47000 SH SOLE 0 0 47000 ISHARES TR COHEN STEER REIT 464287564 1425 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 38598 626191 SH SOLE 0 0 626191 ISHARES INC CORE MSCI EMKT 46434G103 15102 323386 SH SOLE 0 0 323386 ISHARES TR CORE S&P500 ETF 464287200 9939 25869 SH SOLE 0 0 25869 ISHARES TR CORE S&P SCP ETF 464287804 35087 370740 SH SOLE 0 0 370740 ISHARES TR CORE US AGGBD ET 464287226 3078 31731 SH SOLE 0 0 31731 ISHARES TR ESG AW MSCI EAFE 46435G516 14331 217997 SH SOLE 0 0 217997 ISHARES INC ESG AWR MSCI EM 46434G863 2323 77240 SH SOLE 0 0 77240 ISHARES TR GLOBAL REIT ETF 46434V647 470 20714 SH SOLE 0 0 20714 ISHARES GOLD TR ISHARES NEW 464285204 29709 858883 SH SOLE 0 0 858883 ISHARES INC MSCI FRONTIER 464286145 2267 89017 SH SOLE 0 0 89017 ISHARES TR MSCI ACWI ETF 464288257 3922 46210 SH SOLE 0 0 46210 ISHARES TR MSCI EAFE ETF 464287465 17427 265492 SH SOLE 0 0 265492 ISHARES TR MSCI EMG MKT ETF 464287234 2839 74919 SH SOLE 0 0 74919 ISHARES INC MSCI EMRG CHN 46434G764 1821 38361 SH SOLE 0 0 38361 ISHARES TR NATIONAL MUN ETF 464288414 36652 347341 SH SOLE 0 0 347341 ISHARES TR RESIDENTIAL MULT 464288562 1000 14633 SH SOLE 0 0 14633 ISHARES TR RUS 1000 ETF 464287622 53899 256030 SH SOLE 0 0 256030 ISHARES TR RUSSELL 2000 ETF 464287655 3705 21251 SH SOLE 0 0 21251 ISHARES TR S&P 500 GRWT ETF 464287309 603 10309 SH SOLE 0 0 10309 ISHARES TR SHRT NAT MUN ETF 464288158 23982 229997 SH SOLE 0 0 229997 ISHARES TR CORE DIV GRWTH 46434V621 3223 64451 SH SOLE 0 0 64451 ISHARES TR EAFE SML CP ETF 464288273 25993 460207 SH SOLE 0 0 460207 ISHARES TR ESG AWARE MSCI 46435U663 720 21896 SH SOLE 0 0 21896 ISHARES TR ESG AWR MSCI USA 46435G425 2743 32362 SH SOLE 0 0 32362 ISHARES TR ESG AWR US AGRGT 46435U549 2211 47299 SH SOLE 0 0 47299 ISHARES TR RUS MID CAP ETF 464287499 2467 36579 SH SOLE 0 0 36579 ISHARES TR SHORT TREAS BD 464288679 6755 61452 SH SOLE 0 0 61452 ISHARES TR U.S. REAL ES ETF 464287739 10958 130161 SH SOLE 0 0 130161 ITRON INC NOTE 3/1 465741AN6 25 31000 SH SOLE 0 0 31000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 211 11750 SH SOLE 0 0 11750 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 26 31000 SH SOLE 0 0 31000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 26 35000 SH SOLE 0 0 35000 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 27 31000 SH SOLE 0 0 31000 JOHNSON & JOHNSON COM 478160104 3123 17681 SH SOLE 0 0 17681 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 1046 21375 SH SOLE 0 0 21375 J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 46641Q191 2582 53236 SH SOLE 0 0 53236 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 1507 33562 SH SOLE 0 0 33562 JPMORGAN CHASE & CO COM 46625H100 3751 27973 SH SOLE 0 0 27973 KINDER MORGAN INC DEL COM 49456B101 2896 160156 SH SOLE 0 0 160156 KRANESHARES TR CSI CHI INTERNET 500767306 630 20846 SH SOLE 0 0 20846 KROGER CO COM 501044101 470 10544 SH SOLE 0 0 10544 LCI INDS NOTE 1.125% 5/1 501812AB7 14 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 3827 10460 SH SOLE 0 0 10460 LISTED FD TR HORIZON KINETICS 53656F623 318 10086 SH SOLE 0 0 10086 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 46 47000 SH SOLE 0 0 47000 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 53 61000 SH SOLE 0 0 61000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 107 48812 SH SOLE 0 0 48812 LOWES COS INC COM 548661107 1994 10008 SH SOLE 0 0 10008 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 20 23000 SH SOLE 0 0 23000 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 16 16000 SH SOLE 0 0 16000 MARATHON OIL CORP COM 565849106 691 25515 SH SOLE 0 0 25515 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 39 40000 SH SOLE 0 0 40000 MASTERCARD INCORPORATED CL A 57636Q104 3717 10691 SH SOLE 0 0 10691 MCDONALDS CORP COM 580135101 3016 11446 SH SOLE 0 0 11446 MERCK & CO INC COM 58933Y105 4898 44144 SH SOLE 0 0 44144 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 99 92000 SH SOLE 0 0 92000 MICROSOFT CORP COM 594918104 19333 80613 SH SOLE 0 0 80613 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 213 31941 SH SOLE 0 0 31941 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 132 46477 SH SOLE 0 0 46477 MKS INSTRS INC COM 55306N104 1677 19795 SH SOLE 0 0 19795 MORGAN STANLEY COM NEW 617446448 1046 12304 SH SOLE 0 0 12304 MP MATERIALS CORP COM CL A 553368101 490 20170 SH SOLE 0 0 20170 NATWEST GROUP PLC SPONS ADR 639057207 256 39697 SH SOLE 0 0 39697 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 72 40219 SH SOLE 0 0 40219 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 32 47000 SH SOLE 0 0 47000 NEXTERA ENERGY INC COM 65339F101 1864 22295 SH SOLE 0 0 22295 NICE LTD NOTE 9/1 653656AB4 36 38000 SH SOLE 0 0 38000 NIKE INC CL B 654106103 1922 16429 SH SOLE 0 0 16429 NOKIA CORP SPONSORED ADR 654902204 173 37177 SH SOLE 0 0 37177 NOMURA HLDGS INC SPONSORED ADR 65535H208 89 23610 SH SOLE 0 0 23610 NOVOCURE LTD NOTE 11/0 67011XAB9 27 31000 SH SOLE 0 0 31000 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 4871 191454 SH SOLE 0 0 191454 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1599 46788 SH SOLE 0 0 46788 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 75 85000 SH SOLE 0 0 85000 NVIDIA CORPORATION COM 67066G104 3527 24132 SH SOLE 0 0 24132 OKTA INC NOTE 0.375% 6/1 679295AF2 26 31000 SH SOLE 0 0 31000 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 41 31000 SH SOLE 0 0 31000 ONEOK INC NEW COM 682680103 3679 55999 SH SOLE 0 0 55999 ORACLE CORP COM 68389X105 1799 22009 SH SOLE 0 0 22009 OUSTER INC COM 68989M103 59 67855 SH SOLE 0 0 67855 PACER FDS TR INDUSTRIAL RELET 69374H766 491 13339 SH SOLE 0 0 13339 PANDORA MEDIA INC NOTE 1.750%12/0 698354AD9 13 13000 SH SOLE 0 0 13000 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 35 31000 SH SOLE 0 0 31000 PEABODY ENERGY CORP COM 704551100 433 16403 SH SOLE 0 0 16403 PEARSON PLC SPONSORED ADR 705015105 150 13261 SH SOLE 0 0 13261 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 37 43000 SH SOLE 0 0 43000 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 22 31000 SH SOLE 0 0 31000 PEPSICO INC COM 713448108 4233 23430 SH SOLE 0 0 23430 PERFICIENT INC NOTE 0.125%11/1 71375UAF8 24 31000 SH SOLE 0 0 31000 PFIZER INC COM 717081103 4834 94349 SH SOLE 0 0 94349 PNC FINL SVCS GROUP INC COM 693475105 1661 10518 SH SOLE 0 0 10518 PROCTER AND GAMBLE CO COM 742718109 2564 16917 SH SOLE 0 0 16917 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 27 25000 SH SOLE 0 0 25000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 53 64000 SH SOLE 0 0 64000 QUALCOMM INC COM 747525103 1104 10037 SH SOLE 0 0 10037 RAPID7 INC NOTE 0.250% 3/1 753422AF1 43 55000 SH SOLE 0 0 55000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1091 10808 SH SOLE 0 0 10808 REDFIN CORP NOTE 10/1 75737FAC2 12 20000 SH SOLE 0 0 20000 REGIONS FINANCIAL CORP NEW COM 7591EP100 382 17710 SH SOLE 0 0 17710 RELX PLC SPONSORED ADR 759530108 495 17843 SH SOLE 0 0 17843 SABRE GLBL INC NOTE 4.000% 4/1 78573NAE2 11 10000 SH SOLE 0 0 10000 SCHLUMBERGER LTD COM STK 806857108 602 11259 SH SOLE 0 0 11259 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 10260 433467 SH SOLE 0 0 433467 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 18699 379837 SH SOLE 0 0 379837 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 49804 1546218 SH SOLE 0 0 1546218 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1614 36016 SH SOLE 0 0 36016 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6222 137808 SH SOLE 0 0 137808 SELECT SECTOR SPDR TR ENERGY 81369Y506 2637 30142 SH SOLE 0 0 30142 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 586 17135 SH SOLE 0 0 17135 SHAKE SHACK INC NOTE 3/0 819047AB7 20 31000 SH SOLE 0 0 31000 SHELL PLC SPON ADS 780259305 735 12906 SH SOLE 0 0 12906 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 14 16000 SH SOLE 0 0 16000 SIGMATRON INTL INC COM 82661L101 54 14140 SH SOLE 0 0 14140 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 20 16000 SH SOLE 0 0 16000 SIMON PPTY GROUP INC NEW COM 828806109 2296 19546 SH SOLE 0 0 19546 SNAP INC NOTE 5/0 83304AAF3 11 16000 SH SOLE 0 0 16000 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 32 26000 SH SOLE 0 0 26000 SONOS INC COM 83570H108 2158 127683 SH SOLE 0 0 127683 SONY GROUP CORPORATION SPONSORED ADR 835699307 826 10829 SH SOLE 0 0 10829 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 55 46000 SH SOLE 0 0 46000 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6323 191851 SH SOLE 0 0 191851 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 28008 411781 SH SOLE 0 0 411781 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2164 37709 SH SOLE 0 0 37709 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1195 47553 SH SOLE 0 0 47553 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 17237 580558 SH SOLE 0 0 580558 SPDR SER TR PORTFOLIO S&P600 78468R853 624 16876 SH SOLE 0 0 16876 SPDR S&P 500 ETF TR TR UNIT 78462F103 83445 218196 SH SOLE 0 0 218196 SPDR SER TR SPDR S&P 500 ETF 78468R796 9230 98872 SH SOLE 0 0 98872 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 32 40000 SH SOLE 0 0 40000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 39 46000 SH SOLE 0 0 46000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 60 64000 SH SOLE 0 0 64000 BLOCK INC NOTE 0.125% 3/0 852234AF0 30 31000 SH SOLE 0 0 31000 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 5567 136117 SH SOLE 0 0 136117 STARBUCKS CORP COM 855244109 4871 49103 SH SOLE 0 0 49103 STARWOOD PPTY TR INC COM 85571B105 1251 68222 SH SOLE 0 0 68222 STRIDE INC NOTE 1.125% 9/0 86333MAA6 42 47000 SH SOLE 0 0 47000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 403 50265 SH SOLE 0 0 50265 TARGET CORP COM 87612E106 2148 14414 SH SOLE 0 0 14414 TELEFONICA S A SPONSORED ADR 879382208 120 33539 SH SOLE 0 0 33539 TESLA INC COM 88160R101 3316 26922 SH SOLE 0 0 26922 TEXAS INSTRS INC COM 882508104 4057 24553 SH SOLE 0 0 24553 COCA COLA CO COM 191216100 1454 22859 SH SOLE 0 0 22859 TIDAL ETF TR ADASINA SOCIAL 886364876 593 39834 SH SOLE 0 0 39834 TJX COS INC NEW COM 872540109 915 11498 SH SOLE 0 0 11498 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 56 70000 SH SOLE 0 0 70000 TRUIST FINL CORP COM 89832Q109 522 12124 SH SOLE 0 0 12124 US BANCORP DEL COM NEW 902973304 439 10054 SH SOLE 0 0 10054 UBER TECHNOLOGIES INC COM 90353T100 1361 55045 SH SOLE 0 0 55045 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 26 31000 SH SOLE 0 0 31000 UBS GROUP AG SHS H42097107 580 31061 SH SOLE 0 0 31061 UNILEVER PLC SPON ADR NEW 904767704 649 12896 SH SOLE 0 0 12896 UNITEDHEALTH GROUP INC COM 91324P102 6325 11930 SH SOLE 0 0 11930 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 12 16000 SH SOLE 0 0 16000 VAIL RESORTS INC NOTE 1/0 91879QAN9 79 85000 SH SOLE 0 0 85000 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 12733 83853 SH SOLE 0 0 83853 VANGUARD WORLD FD ESG INTL STK ETF 921910725 874 17763 SH SOLE 0 0 17763 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1344 10113 SH SOLE 0 0 10113 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12219 243699 SH SOLE 0 0 243699 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 93124 2218832 SH SOLE 0 0 2218832 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 88616 2273370 SH SOLE 0 0 2273370 VANGUARD INDEX FDS VALUE ETF 922908744 7145 50900 SH SOLE 0 0 50900 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 37431 640057 SH SOLE 0 0 640057 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 936 16880 SH SOLE 0 0 16880 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1904 10932 SH SOLE 0 0 10932 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 54824 664697 SH SOLE 0 0 664697 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 56186 159918 SH SOLE 0 0 159918 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 509 11187 SH SOLE 0 0 11187 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1026 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 932 16126 SH SOLE 0 0 16126 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4030 53539 SH SOLE 0 0 53539 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3668 78532 SH SOLE 0 0 78532 VANGUARD INDEX FDS SMALL CP ETF 922908751 1837 10011 SH SOLE 0 0 10011 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 33753 469839 SH SOLE 0 0 469839 VANGUARD INDEX FDS TOTAL STK MKT 922908769 53818 281490 SH SOLE 0 0 281490 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3081 35750 SH SOLE 0 0 35750 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 6237 57641 SH SOLE 0 0 57641 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 616 10333 SH SOLE 0 0 10333 VANGUARD WORLD FD ESG US STK ETF 921910733 8228 124928 SH SOLE 0 0 124928 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 33 31000 SH SOLE 0 0 31000 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 88 101000 SH SOLE 0 0 101000 VERIZON COMMUNICATIONS INC COM 92343V104 1121 28446 SH SOLE 0 0 28446 VISA INC COM CL A 92826C839 3771 18153 SH SOLE 0 0 18153 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 146 14400 SH SOLE 0 0 14400 WALMART INC COM 931142103 1496 10547 SH SOLE 0 0 10547 DISNEY WALT CO COM 254687106 1869 21507 SH SOLE 0 0 21507 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 21 32000 SH SOLE 0 0 32000 WELLS FARGO CO NEW COM 949746101 872 21106 SH SOLE 0 0 21106 WEWORK INC CL A 96209A104 41 28898 SH SOLE 0 0 28898 WILLIAMS COS INC COM 969457100 3560 108205 SH SOLE 0 0 108205 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 33 31000 SH SOLE 0 0 31000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4368 67938 SH SOLE 0 0 67938 WISDOMTREE TR CHINADIV EX FI 97717X719 397 11439 SH SOLE 0 0 11439 WISDOMTREE TR US LARGECAP DIVD 97717W307 688 11112 SH SOLE 0 0 11112 WISDOMTREE TR US MIDCAP DIVID 97717W505 802 19500 SH SOLE 0 0 19500 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 20 16000 SH SOLE 0 0 16000 DBX ETF TR XTRACK MSCI JAPN 233051507 1404 29226 SH SOLE 0 0 29226 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 16 16000 SH SOLE 0 0 16000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 44 46000 SH SOLE 0 0 46000 ZOETIS INC CL A 98978V103 1488 10151 SH SOLE 0 0 10151 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 17 16000 SH SOLE 0 0 16000