Investment Operations Analyst

0001724269-22-000005.txt : 20221114 0001724269-22-000005.hdr.sgml : 20221114 20221114130406 ACCESSION NUMBER: 0001724269-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 221383084 BUSINESS ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 145 MAPLEWOOD AVE STREET 2: SUITE 210 CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001724269 XXXXXXXX 09-30-2022 09-30-2022 LAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVE SUITE 210 PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Jarrett Matson Investment Operations Analyst 6036104443 Jarrett Matson Kittery ME 11-14-2022 0 345 1378554 false INFORMATION TABLE 2 2022.09.30_LakeStreet_13F.xml AT&T INC COM 00206R102 519 33828 SH SOLE 0 0 33828 ABB LTD SPONSORED ADR 000375204 472 18396 SH SOLE 0 0 18396 ABBOTT LABS COM 002824100 1425 14726 SH SOLE 0 0 14726 ABBVIE INC COM 00287Y109 4930 36731 SH SOLE 0 0 36731 ADVANCED MICRO DEVICES INC COM 007903107 664 10475 SH SOLE 0 0 10475 ADVISORSHARES TR PURE US CANNABIS 00768Y453 894 100284 SH SOLE 0 0 100284 AEGON N V NY REGISTRY SHS 007924103 94 23788 SH SOLE 0 0 23788 AILERON THERAPEUTICS INC COM 00887A105 3 16500 SH SOLE 0 0 16500 AIRBNB INC COM CL A 009066101 3763 35828 SH SOLE 0 0 35828 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 32 31000 SH SOLE 0 0 31000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 37 40000 SH SOLE 0 0 40000 ALPS ETF TR ALERIAN MLP 00162Q452 1408 38500 SH SOLE 0 0 38500 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 374 16341 SH SOLE 0 0 16341 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 31 24000 SH SOLE 0 0 24000 ALPHABET INC CAP STK CL A 02079K305 5557 58098 SH SOLE 0 0 58098 ALPHABET INC CAP STK CL C 02079K107 4812 50047 SH SOLE 0 0 50047 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 13 16000 SH SOLE 0 0 16000 ALTRIA GROUP INC COM 02209S103 418 10355 SH SOLE 0 0 10355 AMAZON COM INC COM 023135106 11322 100193 SH SOLE 0 0 100193 AMBEV SA SPONSORED ADR 02319V103 86 30210 SH SOLE 0 0 30210 AMGEN INC COM 031162100 2913 12923 SH SOLE 0 0 12923 ANTERO MIDSTREAM CORP COM 03676B102 93 10080 SH SOLE 0 0 10080 APPLE INC COM 037833100 28965 209590 SH SOLE 0 0 209590 APPLIED MATLS INC COM 038222105 926 11298 SH SOLE 0 0 11298 ARES CAPITAL CORP COM 04010L103 253 15000 SH SOLE 0 0 15000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1786 28828 SH SOLE 0 0 28828 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 72 14487 SH SOLE 0 0 14487 ASTRAZENECA PLC SPONSORED ADR 046353108 590 10766 SH SOLE 0 0 10766 AVALARA INC NOTE 0.250% 8/0 05338GAB2 30 31000 SH SOLE 0 0 31000 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 1656 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 283 63584 SH SOLE 0 0 63584 BANCO SANTANDER S.A. ADR 05964H105 95 40784 SH SOLE 0 0 40784 BK OF AMERICA CORP COM 060505104 1707 56536 SH SOLE 0 0 56536 BARCLAYS PLC ADR 06738E204 268 41855 SH SOLE 0 0 41855 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 12 16000 SH SOLE 0 0 16000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5782 21655 SH SOLE 0 0 21655 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 86 87000 SH SOLE 0 0 87000 BIOVENTUS INC COM CL A 09075A108 139 19830 SH SOLE 0 0 19830 BLACKLINE INC NOTE 3/1 09239BAD1 25 31000 SH SOLE 0 0 31000 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 32 31000 SH SOLE 0 0 31000 BLACKSTONE INC COM 09260D107 2890 34528 SH SOLE 0 0 34528 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 47 55000 SH SOLE 0 0 55000 BLACKSTONE MTG TR INC COM CL A 09257W100 1615 69193 SH SOLE 0 0 69193 BLEND LABS INC CL A 09352U108 697 315574 SH SOLE 0 0 315574 BOEING CO COM 097023105 6977 57624 SH SOLE 0 0 57624 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 29 24000 SH SOLE 0 0 24000 BOX INC NOTE 1/1 10316TAB0 52 47000 SH SOLE 0 0 47000 BP PLC SPONSORED ADR 055622104 313 10947 SH SOLE 0 0 10947 BRISTOL-MYERS SQUIBB CO COM 110122108 915 12867 SH SOLE 0 0 12867 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 9234 226866 SH SOLE 0 0 226866 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 45879 1277958 SH SOLE 0 0 1277958 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 42187 1347819 SH SOLE 0 0 1347819 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 8317 254498 SH SOLE 0 0 254498 BROOKLYN IMMUNOTHERAPEUTICS COM 114082100 604 2446417 SH SOLE 0 0 2446417 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 15 16000 SH SOLE 0 0 16000 CABLE ONE INC NOTE 3/1 12685JAE5 18 24000 SH SOLE 0 0 24000 COTERRA ENERGY INC COM 127097103 279 10694 SH SOLE 0 0 10694 CAMECO CORP COM 13321L108 445 16771 SH SOLE 0 0 16771 CARLYLE GROUP INC COM 14316J108 1663 64360 SH SOLE 0 0 64360 CARRIER GLOBAL CORPORATION COM 14448C104 794 22321 SH SOLE 0 0 22321 CATERPILLAR INC COM 149123101 2556 15578 SH SOLE 0 0 15578 CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 19 24000 SH SOLE 0 0 24000 SCHWAB CHARLES CORP COM 808513105 873 12147 SH SOLE 0 0 12147 SCHWAB STRATEGIC TR US REIT ETF 808524847 10361 554348 SH SOLE 0 0 554348 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 19 24000 SH SOLE 0 0 24000 CISCO SYS INC COM 17275R102 1731 43274 SH SOLE 0 0 43274 CITIGROUP INC COM NEW 172967424 673 16145 SH SOLE 0 0 16145 CLOUDFLARE INC CL A COM 18915M107 1128 20391 SH SOLE 0 0 20391 CME GROUP INC COM 12572Q105 2164 12216 SH SOLE 0 0 12216 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 13 16000 SH SOLE 0 0 16000 COMCAST CORP NEW CL A 20030N101 998 34009 SH SOLE 0 0 34009 COMERA LIFE SCIENCES HLDGS I COM 20037C108 510 316469 SH SOLE 0 0 316469 CONCERT PHARMACEUTICALS INC COM 206022105 237 35398 SH SOLE 0 0 35398 CONMED CORP NOTE 2.625% 2/0 207410AF8 18 16000 SH SOLE 0 0 16000 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 41 49000 SH SOLE 0 0 49000 CREDIT SUISSE GROUP SPONSORED ADR 225401108 117 29948 SH SOLE 0 0 29948 CROWN CASTLE INC COM 22822V101 2039 14106 SH SOLE 0 0 14106 CSX CORP COM 126408103 451 16941 SH SOLE 0 0 16941 CVS HEALTH CORP COM 126650100 2836 29737 SH SOLE 0 0 29737 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 81 71000 SH SOLE 0 0 71000 D R HORTON INC COM 23331A109 995 14780 SH SOLE 0 0 14780 DATADOG INC NOTE 0.125% 6/1 23804LAB9 29 24000 SH SOLE 0 0 24000 DEUTSCHE BANK A G NAMEN AKT D18190898 74 10018 SH SOLE 0 0 10018 DEVON ENERGY CORP NEW COM 25179M103 837 13912 SH SOLE 0 0 13912 DEXCOM INC NOTE 0.250%11/1 252131AK3 80 87000 SH SOLE 0 0 87000 WARNER BROS DISCOVERY INC COM SER A 934423104 168 14580 SH SOLE 0 0 14580 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 60 87000 SH SOLE 0 0 87000 DRAFTKINGS INC NEW COM CL A 26142V105 3573 236010 SH SOLE 0 0 236010 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 20 31000 SH SOLE 0 0 31000 DROPBOX INC NOTE 3/0 26210CAC8 21 24000 SH SOLE 0 0 24000 DROPBOX INC NOTE 3/0 26210CAD6 20 24000 SH SOLE 0 0 24000 EATON CORP PLC SHS G29183103 2848 21356 SH SOLE 0 0 21356 EBAY INC. COM 278642103 386 10475 SH SOLE 0 0 10475 ELANCO ANIMAL HEALTH INC COM 28414H103 179 14452 SH SOLE 0 0 14452 ENBRIDGE INC COM 29250N105 2036 54630 SH SOLE 0 0 54630 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 154 13987 SH SOLE 0 0 13987 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 28 24000 SH SOLE 0 0 24000 ENPHASE ENERGY INC NOTE 3/0 29355AAK3 14 12000 SH SOLE 0 0 12000 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 59 71000 SH SOLE 0 0 71000 EQT CORP COM 26884L109 536 13164 SH SOLE 0 0 13164 ERICSSON ADR B SEK 10 294821608 68 11860 SH SOLE 0 0 11860 ETSY INC NOTE 0.125% 9/0 29786AAL0 39 44000 SH SOLE 0 0 44000 ETSY INC NOTE 0.250% 6/1 29786AAN6 24 31000 SH SOLE 0 0 31000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 49 55000 SH SOLE 0 0 55000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 33 47000 SH SOLE 0 0 47000 EXXON MOBIL CORP COM 30231G102 1532 17551 SH SOLE 0 0 17551 META PLATFORMS INC CL A 30303M102 2309 17020 SH SOLE 0 0 17020 FIFTH THIRD BANCORP COM 316773100 1898 59371 SH SOLE 0 0 59371 FINCH THERAPEUTICS GROUP INC COM 31773D101 1234 739136 SH SOLE 0 0 739136 FIRST HORIZON CORPORATION COM 320517105 2812 122810 SH SOLE 0 0 122810 FIVE9 INC NOTE 0.500% 6/0 338307AD3 43 47000 SH SOLE 0 0 47000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4513 120049 SH SOLE 0 0 120049 FORD MTR CO DEL COM 345370860 420 37529 SH SOLE 0 0 37529 FORD MTR CO DEL NOTE 3/1 345370CZ1 37 40000 SH SOLE 0 0 40000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 26 16000 SH SOLE 0 0 16000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 7119 1086838 SH SOLE 0 0 1086838 GILEAD SCIENCES INC COM 375558103 843 13666 SH SOLE 0 0 13666 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 1233 468871 SH SOLE 0 0 468871 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 31 40000 SH SOLE 0 0 40000 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 12 16000 SH SOLE 0 0 16000 HALEON PLC SPON ADS 405552100 241 39590 SH SOLE 0 0 39590 HALLIBURTON CO COM 406216101 280 11353 SH SOLE 0 0 11353 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 20 24000 SH SOLE 0 0 24000 HONDA MOTOR LTD AMERN SHS 438128308 392 18173 SH SOLE 0 0 18173 HOST HOTELS & RESORTS INC COM 44107P104 404 25448 SH SOLE 0 0 25448 HSBC HLDGS PLC SPON ADR NEW 404280406 639 24503 SH SOLE 0 0 24503 HUNTINGTON BANCSHARES INC COM 446150104 151 11479 SH SOLE 0 0 11479 ICICI BANK LIMITED ADR 45104G104 340 16210 SH SOLE 0 0 16210 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 59 71000 SH SOLE 0 0 71000 ING GROEP N.V. SPONSORED ADR 456837103 138 16218 SH SOLE 0 0 16218 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 51 40000 SH SOLE 0 0 40000 INSULET CORP NOTE 0.375% 9/0 45784PAK7 55 47000 SH SOLE 0 0 47000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 76 87000 SH SOLE 0 0 87000 INTEL CORP COM 458140100 437 16951 SH SOLE 0 0 16951 INTERPUBLIC GROUP COS INC COM 460690100 1547 60432 SH SOLE 0 0 60432 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1745 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 1645 91913 SH SOLE 0 0 91913 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 242 12806 SH SOLE 0 0 12806 INVESCO QQQ TR UNIT SER 1 46090E103 7662 28668 SH SOLE 0 0 28668 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 47 47000 SH SOLE 0 0 47000 ISHARES TR COHEN STEER REIT 464287564 1394 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 32732 621461 SH SOLE 0 0 621461 ISHARES INC CORE MSCI EMKT 46434G103 13796 320978 SH SOLE 0 0 320978 ISHARES TR CORE S&P500 ETF 464287200 15156 42260 SH SOLE 0 0 42260 ISHARES TR CORE S&P SCP ETF 464287804 29842 342265 SH SOLE 0 0 342265 ISHARES TR CORE US AGGBD ET 464287226 2990 31034 SH SOLE 0 0 31034 ISHARES TR ESG AW MSCI EAFE 46435G516 12309 219299 SH SOLE 0 0 219299 ISHARES INC ESG AWR MSCI EM 46434G863 1529 55261 SH SOLE 0 0 55261 ISHARES TR GLOBAL REIT ETF 46434V647 984 46276 SH SOLE 0 0 46276 ISHARES GOLD TR ISHARES NEW 464285204 27081 858883 SH SOLE 0 0 858883 ISHARES INC MSCI FRONTIER 464286145 2161 88745 SH SOLE 0 0 88745 ISHARES TR MSCI ACWI ETF 464288257 3596 46202 SH SOLE 0 0 46202 ISHARES TR MSCI EAFE ETF 464287465 14864 265388 SH SOLE 0 0 265388 ISHARES TR EAFE VALUE ETF 464288877 831 21554 SH SOLE 0 0 21554 ISHARES TR MSCI EMG MKT ETF 464287234 3101 88916 SH SOLE 0 0 88916 ISHARES INC MSCI EMRG CHN 46434G764 745 16831 SH SOLE 0 0 16831 ISHARES TR NATIONAL MUN ETF 464288414 33017 321862 SH SOLE 0 0 321862 ISHARES TR RESIDENTIAL MULT 464288562 1036 14418 SH SOLE 0 0 14418 ISHARES TR RUS 1000 ETF 464287622 50445 255636 SH SOLE 0 0 255636 ISHARES TR RUSSELL 2000 ETF 464287655 3324 20156 SH SOLE 0 0 20156 ISHARES TR S&P 500 GRWT ETF 464287309 596 10308 SH SOLE 0 0 10308 ISHARES TR SHRT NAT MUN ETF 464288158 7574 73778 SH SOLE 0 0 73778 ISHARES TR CORE DIV GRWTH 46434V621 2866 64441 SH SOLE 0 0 64441 ISHARES TR ESG AWR MSCI USA 46435G425 3651 45975 SH SOLE 0 0 45975 ISHARES TR ESG AWR US AGRGT 46435U549 2178 46888 SH SOLE 0 0 46888 ISHARES TR RUS MID CAP ETF 464287499 2242 36079 SH SOLE 0 0 36079 ISHARES TR SHORT TREAS BD 464288679 4676 42506 SH SOLE 0 0 42506 ISHARES TR U.S. REAL ES ETF 464287739 10338 126970 SH SOLE 0 0 126970 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 106 20442 SH SOLE 0 0 20442 ITRON INC NOTE 3/1 465741AN6 24 31000 SH SOLE 0 0 31000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 251 12682 SH SOLE 0 0 12682 JAMF HLDG CORP NOTE 0.125% 9/0 47074LAB1 25 31000 SH SOLE 0 0 31000 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 33 47000 SH SOLE 0 0 47000 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 20 24000 SH SOLE 0 0 24000 JOHNSON & JOHNSON COM 478160104 2896 17726 SH SOLE 0 0 17726 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 645 15242 SH SOLE 0 0 15242 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 1090 26694 SH SOLE 0 0 26694 JPMORGAN CHASE & CO COM 46625H100 4595 43972 SH SOLE 0 0 43972 KEYCORP COM 493267108 194 12130 SH SOLE 0 0 12130 KINDER MORGAN INC DEL COM 49456B101 2725 163734 SH SOLE 0 0 163734 KRANESHARES TR CSI CHI INTERNET 500767306 1125 45671 SH SOLE 0 0 45671 KROGER CO COM 501044101 485 11075 SH SOLE 0 0 11075 LCI INDS NOTE 1.125% 5/1 501812AB7 14 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 3454 10683 SH SOLE 0 0 10683 LISTED FD TR HORIZON KINETICS 53656F623 280 10059 SH SOLE 0 0 10059 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 47 47000 SH SOLE 0 0 47000 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 20 24000 SH SOLE 0 0 24000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 121 67758 SH SOLE 0 0 67758 LOWES COS INC COM 548661107 1898 10107 SH SOLE 0 0 10107 ISHARES TR EAFE SML CP ETF 464288273 8151 167093 SH SOLE 0 0 167093 LUMEN TECHNOLOGIES INC COM 550241103 175 23999 SH SOLE 0 0 23999 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 44 47000 SH SOLE 0 0 47000 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 15 16000 SH SOLE 0 0 16000 MANULIFE FINL CORP COM 56501R106 1571 100230 SH SOLE 0 0 100230 MARATHON OIL CORP COM 565849106 300 13290 SH SOLE 0 0 13290 MARATHON PETE CORP COM 56585A102 4395 44246 SH SOLE 0 0 44246 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 37 40000 SH SOLE 0 0 40000 MASTERCARD INCORPORATED CL A 57636Q104 3001 10553 SH SOLE 0 0 10553 MCDONALDS CORP COM 580135101 2662 11538 SH SOLE 0 0 11538 MERCK & CO INC COM 58933Y105 1829 21239 SH SOLE 0 0 21239 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 80 79000 SH SOLE 0 0 79000 MICROSOFT CORP COM 594918104 19341 83043 SH SOLE 0 0 83043 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 145 32140 SH SOLE 0 0 32140 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 109 49092 SH SOLE 0 0 49092 MORGAN STANLEY COM NEW 617446448 1048 13262 SH SOLE 0 0 13262 MP MATERIALS CORP COM CL A 553368101 318 11638 SH SOLE 0 0 11638 NATWEST GROUP PLC SPONS ADR 639057207 160 32026 SH SOLE 0 0 32026 NEXTERA ENERGY INC COM 65339F101 1721 21948 SH SOLE 0 0 21948 NICE LTD NOTE 9/1 653656AB4 29 31000 SH SOLE 0 0 31000 NIKE INC CL B 654106103 1329 15992 SH SOLE 0 0 15992 NOKIA CORP SPONSORED ADR 654902204 170 39718 SH SOLE 0 0 39718 NOMURA HLDGS INC SPONSORED ADR 65535H208 74 22406 SH SOLE 0 0 22406 NOVOCURE LTD NOTE 11/0 67011XAB9 28 31000 SH SOLE 0 0 31000 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 4525 193219 SH SOLE 0 0 193219 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1651 51506 SH SOLE 0 0 51506 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 62 71000 SH SOLE 0 0 71000 NVIDIA CORPORATION COM 67066G104 2760 22734 SH SOLE 0 0 22734 OKTA INC NOTE 0.375% 6/1 679295AF2 19 24000 SH SOLE 0 0 24000 ON SEMICONDUCTOR CORP COM 682189105 678 10870 SH SOLE 0 0 10870 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 32 24000 SH SOLE 0 0 24000 ONEOK INC NEW COM 682680103 2887 56336 SH SOLE 0 0 56336 ORACLE CORP COM 68389X105 1355 22186 SH SOLE 0 0 22186 OUSTER INC COM 68989M103 44 46000 SH SOLE 0 0 46000 PACER FDS TR BNCHMRK INDSTR 69374H766 466 13201 SH SOLE 0 0 13201 PANDORA MEDIA INC NOTE 1.750%12/0 698354AD9 14 13000 SH SOLE 0 0 13000 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 32 31000 SH SOLE 0 0 31000 PAYPAL HLDGS INC COM 70450Y103 1025 11910 SH SOLE 0 0 11910 PEABODY ENERGY CORP COM 704551100 407 16403 SH SOLE 0 0 16403 PEARSON PLC SPONSORED ADR 705015105 119 12463 SH SOLE 0 0 12463 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 51 64000 SH SOLE 0 0 64000 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 21 31000 SH SOLE 0 0 31000 PEPSICO INC COM 713448108 3825 23430 SH SOLE 0 0 23430 PFIZER INC COM 717081103 3939 90003 SH SOLE 0 0 90003 PIMCO ETF TR ACTIVE BD ETF 72201R775 2176 24249 SH SOLE 0 0 24249 PNC FINL SVCS GROUP INC COM 693475105 1642 10986 SH SOLE 0 0 10986 PROCTER AND GAMBLE CO COM 742718109 2270 17981 SH SOLE 0 0 17981 PROSHARES TR S&P 500 DV ARIST 74348A467 1761 22018 SH SOLE 0 0 22018 PROSHARES TR SHT 7-10 YR TR 74348A608 946 33000 SH SOLE 0 0 33000 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 28 25000 SH SOLE 0 0 25000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 51 64000 SH SOLE 0 0 64000 QUALCOMM INC COM 747525103 1199 10612 SH SOLE 0 0 10612 RANGE RES CORP COM 75281A109 390 15435 SH SOLE 0 0 15435 RAPID7 INC NOTE 0.250% 3/1 753422AF1 42 55000 SH SOLE 0 0 55000 REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 75606DAP6 17 24000 SH SOLE 0 0 24000 REDFIN CORP NOTE 10/1 75737FAC2 12 20000 SH SOLE 0 0 20000 REGIONS FINANCIAL CORP NEW COM 7591EP100 373 18600 SH SOLE 0 0 18600 RELX PLC SPONSORED ADR 759530108 435 17888 SH SOLE 0 0 17888 ROYAL CARIBBEAN GROUP COM V7780T103 381 10060 SH SOLE 0 0 10060 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7982 356329 SH SOLE 0 0 356329 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 20564 418470 SH SOLE 0 0 418470 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 43209 1536053 SH SOLE 0 0 1536053 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1506 35855 SH SOLE 0 0 35855 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5814 137282 SH SOLE 0 0 137282 SELECT SECTOR SPDR TR ENERGY 81369Y506 2603 36143 SH SOLE 0 0 36143 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 534 17600 SH SOLE 0 0 17600 SHAKE SHACK INC NOTE 3/0 819047AB7 21 31000 SH SOLE 0 0 31000 SHARECARE INC COM CL A 81948W104 23 12188 SH SOLE 0 0 12188 SHELL PLC SPON ADS 780259305 695 13959 SH SOLE 0 0 13959 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 12 16000 SH SOLE 0 0 16000 SIGMATRON INTL INC COM 82661L101 67 14140 SH SOLE 0 0 14140 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 19 16000 SH SOLE 0 0 16000 SIMON PPTY GROUP INC NEW COM 828806109 1925 21452 SH SOLE 0 0 21452 SNAP INC NOTE 5/0 83304AAF3 11 16000 SH SOLE 0 0 16000 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 25 23000 SH SOLE 0 0 23000 SONOS INC COM 83570H108 1777 127804 SH SOLE 0 0 127804 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 27 24000 SH SOLE 0 0 24000 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5789 186494 SH SOLE 0 0 186494 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 23991 410025 SH SOLE 0 0 410025 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 2031 38298 SH SOLE 0 0 38298 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2078 83302 SH SOLE 0 0 83302 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 14871 576408 SH SOLE 0 0 576408 SPDR SER TR PORTFOLIO S&P600 78468R853 513 15071 SH SOLE 0 0 15071 SPDR SER TR PORTFOLIO SH TSR 78468R101 1189 41136 SH SOLE 0 0 41136 SPDR S&P 500 ETF TR TR UNIT 78462F103 82413 230733 SH SOLE 0 0 230733 SPDR SER TR SPDR S&P 500 ETF 78468R796 8596 98631 SH SOLE 0 0 98631 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 34 40000 SH SOLE 0 0 40000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 32 40000 SH SOLE 0 0 40000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 56 64000 SH SOLE 0 0 64000 BLOCK INC NOTE 0.125% 3/0 852234AF0 22 24000 SH SOLE 0 0 24000 STARBUCKS CORP COM 855244109 1853 21995 SH SOLE 0 0 21995 STARWOOD PPTY TR INC COM 85571B105 2291 125729 SH SOLE 0 0 125729 STRIDE INC NOTE 1.125% 9/0 86333MAA6 48 47000 SH SOLE 0 0 47000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 252 45736 SH SOLE 0 0 45736 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1767 194117 SH SOLE 0 0 194117 TARGET CORP COM 87612E106 2338 15754 SH SOLE 0 0 15754 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 23 31000 SH SOLE 0 0 31000 TELEFONICA S A SPONSORED ADR 879382208 121 37289 SH SOLE 0 0 37289 TESLA INC COM 88160R101 8483 31979 SH SOLE 0 0 31979 TEXAS INSTRS INC COM 882508104 4096 26463 SH SOLE 0 0 26463 COCA COLA CO COM 191216100 1310 23385 SH SOLE 0 0 23385 TIDAL ETF TR ADASINA SOCIAL 886364876 616 45793 SH SOLE 0 0 45793 TJX COS INC NEW COM 872540109 680 10953 SH SOLE 0 0 10953 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 42 53000 SH SOLE 0 0 53000 TRUIST FINL CORP COM 89832Q109 631 14486 SH SOLE 0 0 14486 TWITTER INC COM 90184L102 458 10443 SH SOLE 0 0 10443 US BANCORP DEL COM NEW 902973304 540 13388 SH SOLE 0 0 13388 UBER TECHNOLOGIES INC COM 90353T100 1505 56779 SH SOLE 0 0 56779 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 26 31000 SH SOLE 0 0 31000 UBS GROUP AG SHS H42097107 492 33902 SH SOLE 0 0 33902 UNILEVER PLC SPON ADR NEW 904767704 580 13228 SH SOLE 0 0 13228 UNITEDHEALTH GROUP INC COM 91324P102 6181 12238 SH SOLE 0 0 12238 VAIL RESORTS INC NOTE 1/0 91879QAN9 62 71000 SH SOLE 0 0 71000 VANGUARD WORLD FD ESG INTL STK ETF 921910725 1429 32886 SH SOLE 0 0 32886 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1282 10087 SH SOLE 0 0 10087 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10747 242268 SH SOLE 0 0 242268 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 80000 2200227 SH SOLE 0 0 2200227 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 76522 2097063 SH SOLE 0 0 2097063 VANGUARD INDEX FDS VALUE ETF 922908744 5404 43760 SH SOLE 0 0 43760 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 34314 588471 SH SOLE 0 0 588471 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 779 16880 SH SOLE 0 0 16880 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1788 10932 SH SOLE 0 0 10932 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 51526 642705 SH SOLE 0 0 642705 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 49159 149738 SH SOLE 0 0 149738 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 905 13584 SH SOLE 0 0 13584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1003 17353 SH SOLE 0 0 17353 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3007 40189 SH SOLE 0 0 40189 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3621 75266 SH SOLE 0 0 75266 VANGUARD INDEX FDS SMALL CP ETF 922908751 2527 14784 SH SOLE 0 0 14784 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 37423 524645 SH SOLE 0 0 524645 VANGUARD INDEX FDS TOTAL STK MKT 922908769 51146 284986 SH SOLE 0 0 284986 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2433 30841 SH SOLE 0 0 30841 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5050 53228 SH SOLE 0 0 53228 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 538 10333 SH SOLE 0 0 10333 VANGUARD WORLD FD ESG US STK ETF 921910733 3738 59422 SH SOLE 0 0 59422 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 27 24000 SH SOLE 0 0 24000 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 72 87000 SH SOLE 0 0 87000 VERIZON COMMUNICATIONS INC COM 92343V104 925 24372 SH SOLE 0 0 24372 VISA INC COM CL A 92826C839 3291 18526 SH SOLE 0 0 18526 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 147 12936 SH SOLE 0 0 12936 WALMART INC COM 931142103 1335 10296 SH SOLE 0 0 10296 DISNEY WALT CO COM 254687106 2134 22623 SH SOLE 0 0 22623 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 16 24000 SH SOLE 0 0 24000 WELLS FARGO CO NEW COM 949746101 1002 24918 SH SOLE 0 0 24918 WEWORK INC CL A 96209A104 67 25207 SH SOLE 0 0 25207 WILLIAMS COS INC COM 969457100 3183 111184 SH SOLE 0 0 111184 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 32 31000 SH SOLE 0 0 31000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4123 66845 SH SOLE 0 0 66845 WISDOMTREE TR CHINADIV EX FI 97717X719 361 11426 SH SOLE 0 0 11426 WISDOMTREE TR US MIDCAP DIVID 97717W505 735 19500 SH SOLE 0 0 19500 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 19 16000 SH SOLE 0 0 16000 DBX ETF TR XTRACK MSCI JAPN 233051507 1375 29215 SH SOLE 0 0 29215 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 39 40000 SH SOLE 0 0 40000 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 16 16000 SH SOLE 0 0 16000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 36 40000 SH SOLE 0 0 40000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 20 16000 SH SOLE 0 0 16000