0001766478-22-000110.txt : 20221004
0001766478-22-000110.hdr.sgml : 20221004
20221004173623
ACCESSION NUMBER: 0001766478-22-000110
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220928
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prabhu Sreeniwas
CENTRAL INDEX KEY: 0001724113
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40495
FILM NUMBER: 221293330
MAIL ADDRESS:
STREET 1: ANGEL OAK CAPITAL ADVISORS
STREET 2: 3060 PEACHTREE ROAD NW, SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Angel Oak Mortgage, Inc.
CENTRAL INDEX KEY: 0001766478
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 371892154
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3344 PEACHTREE ROAD NE
STREET 2: SUITE 1725
CITY: ATLANTA
STATE: GA
ZIP: 30326
BUSINESS PHONE: (678)222-7867
MAIL ADDRESS:
STREET 1: 3344 PEACHTREE ROAD NE
STREET 2: SUITE 1725
CITY: ATLANTA
STATE: GA
ZIP: 30326
3
1
wf-form3_166491936670509.xml
FORM 3
X0206
3
2022-09-28
0
0001766478
Angel Oak Mortgage, Inc.
AOMR
0001724113
Prabhu Sreeniwas
3344 PEACHTREE ROAD NE
SUITE 1725
ATLANTA
GA
30326
0
1
0
0
CEO & President
Common Stock
315000
I
By Falcons I, LLC
Common Stock
41521
D
The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.
Of this number, 25,732 shares were received in connection with the closing of the Issuer's initial public offering, via a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act.
Of this number, 15,789 shares of restricted stock were granted on June 21, 2021, vesting in three equal annual installments commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.
Exhibit 24 - Power of Attorney
/s/ Emilie J. McLaughlin as attorney-in-fact for Sreeniwas Prabhu
2022-10-04
EX-24
2
ex-24.txt
POA SREENIWAS PRABHU
POWER OF ATTORNEY
Know all by these presents, that the undersigned
hereby makes, constitutes and appoints each of
David W. Gordon and Emilie J. McLaughlin, or
either of them acting individually, and with
full power of substitution, the undersigned's
true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name
and on the undersigned's behalf, and submit to
the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto,
and any other documents necessary or appropriate
to obtain codes and passwords enabling the
undersigned to make electronic filings with the
SEC of reports required by Section 16(a) of the
Securities Exchange Act of 1934 or any rule or
regulation of the SEC;
(2) execute for and on behalf of the
undersigned, in the undersigned's capacity as an
officer and/or director of Angel Oak Mortgage,
Inc., a Maryland corporation (the "Company"),
Forms 3, 4, and 5, including amendments thereto,
in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules
and regulations thereunder;
(3) do and perform any and all acts for and on
behalf of the undersigned which may be necessary
or desirable to complete and execute any such
Form 3, 4, or 5, complete and execute any
amendment or amendments thereto, and timely file
such form with the SEC and any stock exchange or
similar authority; and
(4) take any other action of any type whatsoever
in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally
required by, the undersigned, it being
understood that the documents executed by such
attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in
such form and shall contain such terms and
conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do
and perform any and every act and thing
whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and
powers herein granted, as fully to all intents
and purposes as the undersigned might or could
do if personally present, with full power of
substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the
rights and powers herein granted. The
undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not
assuming, nor is the Company assuming, any of
the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act
of 1934.
This Power of Attorney shall remain in full
force and effect until the undersigned is no
longer required to file Forms 3, 4, and 5 with
respect to the undersigned's holdings of and
transactions in securities issued by the
Company, unless earlier (a) revoked by the
undersigned in a signed writing delivered to the
foregoing attorneys-in-fact or (b) superseded by
a new power of attorney regarding the purposes
outlined herein at a later date.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as of this
29th day of September 2022.
/s/ Sreeniwas Prabhu
-------------------------------
Signature
Sreeniwas Prabhu
-------------------------------
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