0001567619-21-012531.txt : 20210623 0001567619-21-012531.hdr.sgml : 20210623 20210623165923 ACCESSION NUMBER: 0001567619-21-012531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210621 FILED AS OF DATE: 20210623 DATE AS OF CHANGE: 20210623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fierman Michael CENTRAL INDEX KEY: 0001724044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40495 FILM NUMBER: 211039295 MAIL ADDRESS: STREET 1: ANGEL OAK CAPITAL ADVISORS STREET 2: 3060 PEACHTREE ROAD NW, SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Angel Oak Mortgage, Inc. CENTRAL INDEX KEY: 0001766478 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 371892154 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3344 PEACHTREE ROAD NE STREET 2: SUITE 1725 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: (678)222-7867 MAIL ADDRESS: STREET 1: 3344 PEACHTREE ROAD NE STREET 2: SUITE 1725 CITY: ATLANTA STATE: GA ZIP: 30326 4 1 doc1.xml FORM 4 X0306 4 2021-06-21 0 0001766478 Angel Oak Mortgage, Inc. AOMR 0001724044 Fierman Michael 3344 PEACHTREE ROAD NE SUITE 1725 ATLANTA GA 30326 1 0 1 0 Common Stock 2021-06-21 4 J 0 15723050 0 A 15724050 I By Angel Oak Mortgage Fund, LP Common Stock 2021-06-21 4 J 0 15724050 0 D 0 I By Angel Oak Mortgage Fund, LP Common Stock 25732 D Common Stock 2021-06-21 4 A 0 15789 0 A 41521 D Common Stock 2021-06-21 4 P 0 25000 19.00 A 66521 D The reporting person is one of two members of Falcons I, LLC, the general partner of Angel Oak Mortgage Fund, L.P. and, accordingly, may be deemed to be the beneficial owner of the shares held by Angel Oak Mortgage Fund, L.P. The reporting person disclaims beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of his pecuniary interest therein. In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to Angel Oak Mortgage Fund, L.P.; (b) Angel Oak Mortgage Fund, L.P. distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) Angel Oak Mortgage Fund, L.P. was terminated. The reporting person received, in connection with the closing of the Issuer's initial public offering, a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act. These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date. /s/ Emilie J. McLaughlin as attorney-in-fact for Michael Fierman 2021-06-23