0001209191-18-043278.txt : 20180719
0001209191-18-043278.hdr.sgml : 20180719
20180719131805
ACCESSION NUMBER: 0001209191-18-043278
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180719
FILED AS OF DATE: 20180719
DATE AS OF CHANGE: 20180719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELS JOACHIM WALTER
CENTRAL INDEX KEY: 0001725512
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23314
FILM NUMBER: 18960131
MAIL ADDRESS:
STREET 1: C/O PIMCO
STREET 2: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Flexible Municipal Income Fund
CENTRAL INDEX KEY: 0001723701
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (844) 337-4626
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-07-19
1
0001723701
PIMCO Flexible Municipal Income Fund
PMFLX
0001725512
FELS JOACHIM WALTER
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
0
0
0
1
SEE REMARKS
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee. Exhibit List: Exhibit 24 - Power of Attorney
/s/ Keisha L. Audain-Pressley, Attorney-in-Fact for Joachim Walter Fels
2018-07-19
EX-24.3_802000
2
poa.txt
POA DOCUMENT
SECTION 16
POWER OF ATTORNEY
Joachim Walter Fels
The undersigned hereby constitutes and appoints the individuals named on
Schedule A attached hereto and as may be amended from time to time, or any of
them signing singly, with full power of substitution and resubstitution, the
undersigned's true and lawful attorney in fact to:
1. as may be required, prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the United States Securities and Exchange
Commission (the "SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934, as amended, or any rule or
regulation of the SEC;
2. execute for and on behalf of the undersigned, in the undersigned's capacity
as a Section 16 reporting person of the applicable registered investment
companies (and any successor companies) listed on Schedule A attached hereto, as
amended from time to time, and any other registered investment company
affiliated with or established by Pacific Investment Management Company LLC
("PIMCO"), for which the undersigned becomes a Section 16 reporting person
(each, a "Fund"), Forms 3, 4, and 5 in accordance with Section 16 of the
Securities Exchange Act of 1934, as amended, and the rules thereunder;
3. do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the SEC and any stock exchange or similar authority; and
4. take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney in fact, may be of benefit to, in the
best interest of, or legally required by, the undersigned, it being understood
that the documents executed by such attorney in fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney in fact may approve in such
attorney in fact's discretion.
The undersigned hereby grants to each such attorney in fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution and
resubstitution or revocation, hereby ratifying and confirming all that such
attorney in fact, or such attorney in fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys in fact, in serving in
such capacity at the request of the undersigned, are not assuming, nor is any
Fund assuming, any of the undersigned's responsibilities to comply with Section
16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by any Fund,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys in fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 13 day of December, 2017.
/s/ Joachim Walter Fels
Joachim Walter Fels
SCHEDULE A
FUND NAME AND SYMBOL
1. PCM FUND, INC. (PCM)
2. PIMCO CALIFORNIA MUNICIPAL INCOME FUND (PCQ)
3. PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK)
4. PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC)
5. PIMCO CORPORATE & INCOME STRATEGY FUND (PCN)
6. PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY)
7. PIMCO DYNAMIC INCOME FUND (PDI)
8. PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND (PCI)
9. PIMCO INCOME STRATEGY FUND (PFL)
10. PIMCO INCOME STRATEGY FUND II (PFN)
11. PIMCO GLOBAL STOCKSPLUS & INCOME FUND (PGP)
12. PIMCO HIGH INCOME FUND (PHK)
13. PIMCO INCOME OPPORTUNITY FUND (PKO)
14. PIMCO MUNICIPAL INCOME FUND (PMF)
15. PIMCO MUNICIPAL INCOME FUND II (PML)
16. PIMCO MUNICIPAL INCOME FUND III (PMX)
17. PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF)
18. PIMCO NEW YORK MUNICIPAL INCOME FUND II (PNI)
19. PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN)
20. PIMCO STRATEGIC INCOME FUND, INC. (RCS)
21. PIMCO FLEXIBLE CREDIT INCOME FUND (PFLEX)
22. PIMCO FLEXIBLE MUNICIPAL INCOME FUND (PMFLX)
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Keisha L. Audain-Pressley, Senior Vice President and Deputy Chief Compliance
Officer of PIMCO
2. Jennifer Durham, Managing Director and Chief Compliance Officer of PIMCO
3. Joshua D. Ratner, Vice President, Secretary and Chief Legal Officer of the
Funds, Senior Executive Vice President and Senior Counsel of PIMCO
4. Ryan Leshaw, Assistant Secretary of the Funds, Senior Vice President, Senior
Counsel of PIMCO
5. Wu-Kwan Kit, Assistant Secretary of the Funds, Vice President, Counsel of
PIMCO