SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
MALLAH MARK EDWARD

(Last) (First) (Middle)
655 MONTGOMERY STREET
SUITE 1000

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/18/2021
3. Issuer Name and Ticker or Trading Symbol
LiveVox Holdings, Inc. [ LVOX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/25/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 80,164 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares (1) (1) Class A Common Stock 115,516.161(2) $0.00 I See Footnote 1
Explanation of Responses:
1. The reported securities represent interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC which, at the discretion of the manager of LiveVox TopCo LLC, entitle the reporting person to a pro rata portion of any distribution made by LiveVox TopCo LLC.
2. The reported securities include interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC that are subject to specified vesting conditions.
Remarks:
This amendment to the Form 3 filed by the reporting person on June 25, 2021 (the "Original Form 3") is being filed to correct the amount of derivative and non-derivative securities reported therein because the securities reported in Table I of the Original Form 3 inadvertently included derivative securities that should have been reported as Phantom Shares in Table II. The aggregate amount of derivative and non-derivative securities held by the reporting person as of such date is unchanged as such aggregate amount was correctly reflected in the Original Form 3.
S. Gregory Clevenger, as Power of Attorney, for Mark E. Mallah 10/28/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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