0001723596-23-000399.txt : 20230815 0001723596-23-000399.hdr.sgml : 20230815 20230815141200 ACCESSION NUMBER: 0001723596-23-000399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kemly Thomas J. CENTRAL INDEX KEY: 0001729897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38456 FILM NUMBER: 231174377 MAIL ADDRESS: STREET 1: C/O COLUMBIA FINANCIAL, INC. STREET 2: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia Financial, Inc. CENTRAL INDEX KEY: 0001723596 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223504946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 800-522-4167 MAIL ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 4 1 wk-form4_1692123112.xml FORM 4 X0508 4 2023-08-11 0 0001723596 Columbia Financial, Inc. CLBK 0001729897 Kemly Thomas J. 19-01 ROUTE 208 NORTH FAIR LAWN NJ 07410 1 1 0 0 President & CEO 0 Common Stock 2023-08-11 4 A 0 116.2895 17.86 A 55721.0951 I By Stock-Based Deferral Plan Common Stock 203390 D Common Stock 40946 I By 401(k) Common Stock 5469 I By ESOP Common Stock 26392 I By SERP Common Stock 41572 I By SIM Common Stock 5933 I By Spouse Common Stock 26827 I By Stock Award Common Stock 52093 I By Stock Award II Stock Options (right to buy) 15.60 2020-07-23 2029-07-23 Common Stock 656471 656471 D Stock Options (right to buy) 15.94 2024-05-01 2033-05-01 Common Stock 37894 37894 D Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024. /s/ Dennis E. Gibney, Power of Attorney 2023-08-15