0001723596-21-000161.txt : 20210831 0001723596-21-000161.hdr.sgml : 20210831 20210831104011 ACCESSION NUMBER: 0001723596-21-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Oliver Edward Jr CENTRAL INDEX KEY: 0001839477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38456 FILM NUMBER: 211225906 MAIL ADDRESS: STREET 1: C/O COLUMBIA FINANCIAL, INC. STREET 2: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia Financial, Inc. CENTRAL INDEX KEY: 0001723596 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223504946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 800-522-4167 MAIL ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 4 1 wf-form4_163042079878811.xml FORM 4 X0306 4 2021-08-27 0 0001723596 Columbia Financial, Inc. CLBK 0001839477 Lewis Oliver Edward Jr 19-01 ROUTE 208 NORTH FAIR LAWN NJ 07410 0 1 0 0 EVP & Head Commercial Banking Common Stock 2021-08-27 4 A 0 36.9013 18.24 A 455.4482 I By Stock-Based Deferral Plan Common Stock 954 D Common Stock 2256 I By ESOP Common Stock 5718 I By Stock Award Common Stock 23516 I By Stock Award II Stock Options (right to buy) 17.0 2020-07-23 2029-07-23 Common Stock 17647.0 17647 D Stock Options (right to buy) 17.86 2022-03-22 2031-03-22 Common Stock 57026.0 57026 D Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 22, 2022. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 22, 2022. /s/ Dennis E. Gibney, Power of Attorney 2021-08-31