0001225208-20-004757.txt : 20200310 0001225208-20-004757.hdr.sgml : 20200310 20200310170229 ACCESSION NUMBER: 0001225208-20-004757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen, Jr. Edward Thomas CENTRAL INDEX KEY: 0001735655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38456 FILM NUMBER: 20702625 MAIL ADDRESS: STREET 1: C/O COLUMBIA FINANCIAL, INC. STREET 2: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia Financial, Inc. CENTRAL INDEX KEY: 0001723596 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223504946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 800-522-4167 MAIL ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 4 1 doc4.xml X0306 4 2020-03-06 0001723596 Columbia Financial, Inc. CLBK 0001735655 Allen, Jr. Edward Thomas 19-01 ROUTE 208 NORTH FAIR LAWN NJ 07410 1 SEVP & Chief Operating Officer Common Stock 2020-03-06 4 A 0 1584.4642 15.6800 A 5584.4642 I By Stock-Based Deferral Plan Common Stock 26000.0000 D Common Stock 31000.0000 I By 401(k) Common Stock 936.0000 I By ESOP Common Stock 1978.0000 I By SERP Common Stock 1352.0000 I By SIM Common Stock 115385.0000 I By Stock Award Stock Options (right to buy) 15.6000 2020-07-23 2029-07-23 Common Stock 282353.0000 282353.0000 D Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020. This form reflects a revised number of options owned by the reporting person based on the final Black-Scholes valuation. /s/ Dennis E. Gibney, Power of Attorney 2020-03-10