0001213900-20-009003.txt : 20200410 0001213900-20-009003.hdr.sgml : 20200410 20200410172017 ACCESSION NUMBER: 0001213900-20-009003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20200410 DATE AS OF CHANGE: 20200410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opes Acquisition Corp. CENTRAL INDEX KEY: 0001723580 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 822418815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38417 FILM NUMBER: 20787223 BUSINESS ADDRESS: STREET 1: AV. PASEO DE LOS TAMARINDOS 90 STREET 2: TORRE 1, PISO 9 CITY: MEXICO CITY STATE: O5 ZIP: 05120 BUSINESS PHONE: 0525559802550 MAIL ADDRESS: STREET 1: AV. PASEO DE LOS TAMARINDOS 90 STREET 2: TORRE 1, PISO 9 CITY: MEXICO CITY STATE: O5 ZIP: 05120 8-K 1 ea120500-8k_opesacquisition.htm FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

______________

 

FORM 8-K

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): April 6, 2020

 

 

OPES ACQUISITION CORP.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-38417   82-2418815
(State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

 

Park Plaza Torre I

Javier Ramos Sierra 540, Of. 103

Col. Santa Fe

01210 México City, México

(Address of Principal Executive Offices) (Zip Code)

 

+52 (55) 5992-8300

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)  

Name of each exchange on

which registered

Units, each consisting of one share of common stock and one redeemable warrant   OPESU   The Nasdaq Stock Market LLC
Common stock, par value $0.0001 per share   OPES   The Nasdaq Stock Market LLC
Redeemable warrants, each exercisable for one share of common stock at an exercise price of $11.50 per share   OPESW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 6, 2020, David Mack, the Chief Executive Officer and a director of Opes Acquisition Corp. (“Company”), and each of Lazaros Nikeas and Seth Weinberg, each a director of the Company, advised the Company that he was resigning from each and every office and position he holds with the Company, each resignation to be effective immediately. The foregoing resignations were not due to any disagreement with the Company or its management on any matter relating to the Company’s operations, policies or practices (financial or otherwise).

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: April 10, 2020 

  OPES ACQUISITION CORP.
   
  By:  /s/ José Luis Cordova
    Name: José Luis Cordova
    Title: Chief Financial Officer