0001213900-19-023688.txt : 20191115 0001213900-19-023688.hdr.sgml : 20191115 20191115160021 ACCESSION NUMBER: 0001213900-19-023688 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opes Acquisition Corp. CENTRAL INDEX KEY: 0001723580 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 822418815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-38417 FILM NUMBER: 191224483 BUSINESS ADDRESS: STREET 1: AV. PASEO DE LOS TAMARINDOS 90 STREET 2: TORRE 1, PISO 9 CITY: MEXICO CITY STATE: O5 ZIP: 05120 BUSINESS PHONE: 0525559802550 MAIL ADDRESS: STREET 1: AV. PASEO DE LOS TAMARINDOS 90 STREET 2: TORRE 1, PISO 9 CITY: MEXICO CITY STATE: O5 ZIP: 05120 NT 10-Q 1 extf10q0919_opesacquisition.htm NOTIFICATION OF LATE FILING

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

 

OMB APPROVAL

OMB Number: ....................... 3235-0058

Expires: .......................February 28, 2022

Estimated average burden

Hours per form.................................. 2.50

SEC FILE NUMBER

001-38417


 

CUSIP NUMBER

68373P 100


 

(Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR

 

For Period Ended: September 30, 2019

 

☐ Transition Report on Form 10-K

☐ Transition Report on Form 20-F

☐ Transition Report on Form 11-K

☐ Transition Report on Form 10-Q

☐ Transition Report on Form N-SAR

 

For the Transition Period Ended: ___________________

 

Read Instructions (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

 

PART I – REGISTRANT INFORMATION

 

Opes Acquisition Corp.

Full Name of Registrant

 

N/A

Former Name if Applicable

 

Park Plaza Torre I

Javier Barros Sierra 540, Of. 103 Col. Santa Fe 01210

Address of Principal Executive Office (Street and Number)

 

México City, México

City, State and Zip Code

 

PART II – RULES 12b-25 (b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

☒

(a)     The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)     The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)     The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

 

 

PART III – NARRATIVE

 

State below in reasonable detail the reasons why the Forms 10-K, 20-F, 11-K, 10-Q, 10-D, NBSAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed)

 

The Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 was unable to be completed in time without unreasonable effort and expense to the Company due to recent changes in the Company’s management team and, as a result, was unable to complete the necessary administrative steps for filing.

 

PART IV – OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification
   
 

José Luis Córdova

(Name)

+52

(Area Code)

(55) 5992-8300

(Telephone Number)

   
(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If answer is no, identify report(s). ☒  Yes  ☐  No
   
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒  Yes   ☐ No
   
 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

For the nine months ended September 30, 2019, the Company is expected to report net income of $1,001,250. For the nine months ended September 30, 2018, the Company had net income of $605,695.

 

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OPES ACQUISITION CORP.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  November 15, 2019 By: /s/ José Luis Córdova
   

José Luis Córdova, Chief Financial Officer

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 

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