0000899243-23-000591.txt : 20230104 0000899243-23-000591.hdr.sgml : 20230104 20230104161517 ACCESSION NUMBER: 0000899243-23-000591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sternberg Ophir CENTRAL INDEX KEY: 0001793414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38417 FILM NUMBER: 23506548 MAIL ADDRESS: STREET 1: C/O OPES ACQUISITION CORP. STREET 2: JAVIER BARROS SIERRA 540, OF. 103 CITY: MEXICO CITY STATE: O5 ZIP: 01210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BurgerFi International, Inc. CENTRAL INDEX KEY: 0001723580 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 822418815 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 200 WEST CYPRESS CREEK ROAD STREET 2: SUITE 220 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: (954) 618-2000 MAIL ADDRESS: STREET 1: 200 WEST CYPRESS CREEK ROAD STREET 2: SUITE 220 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 FORMER COMPANY: FORMER CONFORMED NAME: Opes Acquisition Corp. DATE OF NAME CHANGE: 20171122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-01 0 0001723580 BurgerFi International, Inc. BFI 0001793414 Sternberg Ophir 4218 NE 2ND AVENUE MIAMI FL 33137 1 1 1 0 Executive Chairman Common Stock 2023-01-01 4 M 0 50000 A 643956 D Common Stock 2023-01-03 4 A 0 722000 0.00 A 1365956 D Common Stock 720725 I Lionheart Equities, LLC Common Stock underlying Units 150000 I Lionheart Equities, LLC Restricted Stock Units 2023-01-01 4 M 0 50000 0.00 D Common Stock 50000 660000 D The shares are part of a grant of 250,000 restricted stock units made, for financial reporting purposes, on December 16, 2020, under the issuer's 2020 Omnibus Equity Incentive Plan. The legal grant date of the restricted stock units was July 13, 2021, the date that applicable grant award agreements were executed by the issuer and the Reporting Person. The restricted stock units shall vest and be settled in shares of common stock as follows: 20%, or 50,000 restricted stock units, vested on the grant date for financial reporting purposes, an additional 20%, or 50,000 restricted stock units, vested on each of January 1, 2022 and January 1, 2023 and an additional 20%, or 50,000 restricted stock units, shall vest on January 1 of each of the ensuing two years through January 1, 2025 subject to the Reporting Person remaining employed by the issuer on such dates and earlier vesting due to a change of control or certain termination or resignation events. Each restricted stock unit represents a contingent right to receive one share of BurgerFi International, Inc. common stock. The Reporting Person, as manager and sole member of Lionheart Equities, LLC, has sole voting and dispositive control over the holdings. Each Unit consists of one share of common stock and one warrant exercisable to purchase one share of common stock at an exercise price of $11.50 per share. EXHIBIT LIST: Exhibit 24 - Power of Attorney /s/ Stefan Schnopp, Attorney in Fact for Ophir Sternberg 2023-01-04