0001209191-23-021404.txt : 20230328 0001209191-23-021404.hdr.sgml : 20230328 20230328164102 ACCESSION NUMBER: 0001209191-23-021404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230324 FILED AS OF DATE: 20230328 DATE AS OF CHANGE: 20230328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Civik Thomas CENTRAL INDEX KEY: 0001723092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40881 FILM NUMBER: 23770140 MAIL ADDRESS: STREET 1: C/O FOUNDATION MEDICINE, INC. STREET 2: 150 SECOND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pyxis Oncology, Inc. CENTRAL INDEX KEY: 0001782223 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 831160910 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CAMBRIDGE PARK DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: (617) 221-9059 MAIL ADDRESS: STREET 1: 35 CAMBRIDGE PARK DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02140 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-24 0 0001782223 Pyxis Oncology, Inc. PYXS 0001723092 Civik Thomas C/O PYXIS ONCOLOGY, INC. 150 CAMBRIDGEPARK DRIVE CAMBRIDGE MA 02140 1 0 0 0 0 Common Stock 2023-03-24 4 A 0 139355 0.00 A 206186 D Common Stock 15700 I By Civik Family Trust Represents restricted stock units that vest 100% on the first anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. These shares are held directly by the Civik Family Trust, a revocable trust for which the Reporting Person and his spouse are the grantors. /s/ Pamela Connealy, Attorney-in-Fact for Thomas Civik 2023-03-28