0001748824-22-000004.txt : 20220114
0001748824-22-000004.hdr.sgml : 20220114
20220114161156
ACCESSION NUMBER: 0001748824-22-000004
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20220114
DATE AS OF CHANGE: 20220114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rana Suren
CENTRAL INDEX KEY: 0001723025
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38979
FILM NUMBER: 22531999
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightSphere Investment Group Inc.
CENTRAL INDEX KEY: 0001748824
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 471121020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6173697300
MAIL ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: BrightSphere US Inc.
DATE OF NAME CHANGE: 20180801
4/A
1
wf-form4a_164219469772317.xml
FORM 4/A
X0306
4/A
2021-12-15
2022-01-03
0
0001748824
BrightSphere Investment Group Inc.
BSIG
0001723025
Rana Suren
200 CLARENDON STREET
53RD FLOOR
BOSTON
MA
02116
1
1
0
0
President and CEO
Common Stock
2021-12-15
4
S
0
71000
26.8357
D
201967
D
Common Stock
2021-12-16
4
S
0
71000
26.9532
D
130967
D
Common Stock
2021-12-31
4
M
0
375000
10
A
505967
D
Common Stock
2021-12-31
4
F
0
246824
25.92
D
259143
D
Common Stock
2021-12-31
4
S
0
128176
25.8144
D
130967
D
Employee Stock Option
10.0
2021-12-31
4
M
0
375000
10
D
2024-12-31
Common Stock
375000.0
750000
D
This Form 4 is amended to reflect sales by the reporting person on December 15, 2021 and December 16, 2021 that were inadvertently omitted due to a clerical error.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.225, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $27.22, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $25.99, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
/s/ Richard J. Hart, Attorney-in-fact
2022-01-14